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STRB Strasbaugh (CE)

0.000001
0.00 (0.00%)
02 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Strasbaugh (CE) USOTC:STRB OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.000001 0.00 01:00:00

- Initial Statement of Beneficial Ownership (3)

29/07/2010 9:46pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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OMB Number: 3235-0104
Expires: February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

RILEY BRYANT R

2. Date of Event Requiring Statement (MM/DD/YYYY)
7/22/2010 

3. Issuer Name and Ticker or Trading Symbol

Strasbaugh [STRB]

(Last)        (First)        (Middle)

11100 SANTA MONICA BLVD., SUITE 800

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                            _____ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

LOS ANGELES, CA US 90025       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   132664   D   (1)  
Common Stock   2041   I   Footnote 2   (2)
Common Stock   20365   I   Footnote 3   (3)
Common Stock   112   I   Footnote 4   (4)
Common Stock   322   I   Footnote 5   (5)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Cumulative Redeemable Convertible Preferred Stock   5/24/2007     (6) Common Stock   772727   $2.2   D   (1)  
Series A Cumulative Redeemable Convertible Preferred Stock   5/24/2007     (6) Common Stock   28409   $2.2   I   Footnote 2   (2)
Warrant (right to buy)   10/31/2007   5/24/2012   Common Stock   115909   $2.42   D   (1)  
Placement Agent Warrant (right to buy)   5/24/2007   5/24/2012   Common Stock   18345   $2.42   D   (1)  
Placement Agent Warrant (right to buy)   5/24/2007   5/24/2012   Common Stock   138756   $2.42   I   Footnote 2   (2)

Explanation of Responses:
( 1)  Shares held jointly by Bryant and Carleen Riley JTWROS.
( 2)  Shares held by B. Riley and Co., LLC. Mr. Riley is the sole indirect equity owner.
( 3)  Shares held by Riley Investment Partners, LP. Mr. Riley is the sole equity owner of Riley Investment Mangement LLC, General Partner of Riley Investment Partners, L.P.
( 4)  Shares held by the B. Riley and Co. Retirement Trust, Mr. Riley is the trustee.
( 5)  Shares held by BR Investco, LLC, an entity controlled by Mr. Riley.
( 6)  Not Applicable.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
RILEY BRYANT R
11100 SANTA MONICA BLVD., SUITE 800
LOS ANGELES, CA US 90025
X



Signatures
Bryant R. Riley 7/29/2010
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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