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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Stem Holdings Inc (CE) | USOTC:STMH | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.000001 | 0.00 | 00:00:00 |
1. Name and Address of Reporting Person * Bender Garrett Martin | 2. Issuer Name and Ticker or Trading Symbol Stem Holdings, Inc. [ STMH ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 9/10/2019 | A | 3301914 | A | $0.76 | 3548266 | D | |||
Common Stock | 10/1/2019 | A | 51589 | A | $0.75 | 3599855 | D | |||
Common Stock | 11/27/2019 | A | 27737 | A | $0.75 | 3627592 | D | |||
Common Stock | 1/16/2020 | A | 19346 | A | $0.76 | 3646938 | D | |||
Common Stock | 1/16/2020 | A | 29344 | A | $0.76 | 3676282 | D | |||
Common Stock | 7/17/2020 | A | 19346 | A | $0.74 | 3695628 | D | |||
Common Stock | 7/17/2020 | A | 29344 | A | $0.74 | 3724972 | D | |||
Common Stock | 7/21/2020 | A | 659532 | A | $0.74 | 4384504 | D | |||
Common Stock | 7/21/2020 | A | 1150000 | A | $0.74 | 5534504 | D | |||
Common Stock | 7/17/2020 | A | 97383 | A | $0.74 | 5631887 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Bender Garrett Martin 506 ANDREWS AVENUE DELRAY BEACH,, FL 33483 | X |
Signatures | ||
/s/ Garrett Bender | 9/3/2021 | |
**Signature of Reporting Person | Date |
1 Year Stem (CE) Chart |
1 Month Stem (CE) Chart |
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