Current Report Filing (8-k)

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): September 18, 2013

 

SOUTHERN TRUST SECURITIES HOLDING CORP.

(Exact name of registrant as specified in its charter)

 

Florida		000-52618		651001593
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification Number)

145 Almeria Ave., Coral Gables, Florida 33134

(Address of principal executive offices) (zip code)

Registrant’s telephone number, including area code: [phone]

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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Item 1.01 – Entry into a Material Definitive Agreement 

 

On July 31, 2013, Southern Trust Securities, Inc. (STS) signed a clearing agreement with COR Clearing, LLC (COR) and is currently in the process of transferring its existing brokerage accounts to COR from Pershing, LLC.

 

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

	SOUTHERN TRUST SECURITIES HOLDING CORP.
Date: September 18, 2013	By:	/s/  Robert Escobio
		Robert Escobio
		Chief Executive Officer