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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Sears Holdings Corporation (CE) | USOTC:SHLDQ | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.10 | 0.00 | 01:00:00 |
|
UNITED STATES SECURITIES
|
OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
|
Notice of Exempt Offering of Securities
|
1. Issuer's Identity | ||
CIK (Filer ID Number) | Previous Name(s) o None | Entity Type |
0001310067
|
Sears Holdings CORP
|
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
Name of Issuer | ||
SEARS HOLDINGS CORP
|
||
Jurisdiction of Incorporation/Organization | ||
DELAWARE | ||
Year of Incorporation/Organization | |||
x | Over Five Years Ago | ||
o | Within Last Five Years (Specify Year) | ||
o | Yet to Be Formed |
2. Principal Place of Business and Contact Information | ||||
Name of Issuer | ||||
SEARS HOLDINGS CORP |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) o None | Entity Type | |
0000056824 |
KRESGE S S CO
|
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
|
Name of Issuer | |||
KMART CORP
|
|||
Jurisdiction of Incorporation/Organization | |||
MICHIGAN |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
KMART CORP |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0000088255 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
SEARS ROEBUCK ACCEPTANCE CORP
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
SEARS ROEBUCK ACCEPTANCE CORP |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001736275 |
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
A&E Factory Service, LLC
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
A&E Factory Service, LLC |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488834 |
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
A&E Home Delivery, LLC
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
A&E Home Delivery, LLC |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488835 |
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
A&E Lawn & Garden, LLC
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
A&E Lawn & Garden, LLC |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488836 |
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
A&E Signature Service, LLC
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
A&E Signature Service, LLC |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488837 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
California Builder Appliances, Inc.
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
California Builder Appliances, Inc. |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488838 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
Florida Builder Appliances, Inc.
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Florida Builder Appliances, Inc. |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488998 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
KLC, Inc.
|
|||
Jurisdiction of Incorporation/Organization | |||
TEXAS |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
KLC, Inc. |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001229206 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
KMART HOLDING CORP
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
KMART HOLDING CORP |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488840 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
Kmart of Michigan, Inc.
|
|||
Jurisdiction of Incorporation/Organization | |||
MICHIGAN |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Kmart of Michigan, Inc. |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488841 |
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
Kmart of Washington LLC
|
|||
Jurisdiction of Incorporation/Organization | |||
WASHINGTON |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Kmart of Washington LLC |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) o None | Entity Type | |
0001736277 |
Kmart Lessee Operations, LLC
|
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
|
Name of Issuer | |||
Kmart Operations LLC
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
x | Within Last Five Years (Specify Year) | 2015 | |
o |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Kmart Operations LLC |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488842 |
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
Kmart Stores of Illinois LLC
|
|||
Jurisdiction of Incorporation/Organization | |||
ILLINOIS |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Kmart Stores of Illinois LLC |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488844 |
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
Kmart Stores of Texas LLC
|
|||
Jurisdiction of Incorporation/Organization | |||
TEXAS |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Kmart Stores of Texas LLC |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) o None | Entity Type | |
0001488847 |
Bluelight.com LLC
|
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
|
Name of Issuer | |||
Kmart.com LLC
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Kmart.com LLC |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488848 |
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
MyGofer LLC
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
MyGofer LLC |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488849 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
Private Brands, Ltd.
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Private Brands, Ltd. |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) o None | Entity Type | |
0001488916 |
Sears International Marketing, Inc.
|
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
|
Name of Issuer | |||
Sears Brands Management Corp
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Sears Brands Management Corp |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488979 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
Sears Holdings Management Corp
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Sears Holdings Management Corp |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488963 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
Sears Home Improvement Products, Inc.
|
|||
Jurisdiction of Incorporation/Organization | |||
PENNSYLVANIA |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Sears Home Improvement Products, Inc. |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) o None | Entity Type | |
0001736273 |
Sears Lessee Operations, LLC
|
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
|
Name of Issuer | |||
Sears Operations LLC
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
x | Within Last Five Years (Specify Year) | 2015 | |
o |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Sears Operations LLC |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488853 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
Sears Protection Co
|
|||
Jurisdiction of Incorporation/Organization | |||
ILLINOIS |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Sears Protection Co |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488852 |
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
Sears Protection Co (Florida), L.L.C.
|
|||
Jurisdiction of Incorporation/Organization | |||
FLORIDA |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Sears Protection Co (Florida), L.L.C. |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0000319256 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
SEARS ROEBUCK & CO
|
|||
Jurisdiction of Incorporation/Organization | |||
NEW YORK |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
SEARS ROEBUCK & CO |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488854 |
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
Sears, Roebuck de Puerto Rico, Inc.
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
Sears, Roebuck de Puerto Rico, Inc. |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) o None | Entity Type | |
0001488939 |
SOE, LLC
|
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
|
Name of Issuer | |||
SOE Inc.
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
SOE Inc. |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
1. Issuer's Identity | |||
CIK (Filer ID Number) | Previous Name(s) x None | Entity Type | |
0001488857 |
o
Corporation
o
Limited Partnership
x
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
||
Name of Issuer | |||
StarWest, LLC
|
|||
Jurisdiction of Incorporation/Organization | |||
DELAWARE |
Year of Incorporation/Organization | |||
o | Yet to Be Formed | ||
o | Within Last Five Years (Specify Year) | ||
x |
Over Five Years Ago
|
2. Principal Place of Business and Contact Information | |||
Name of Issuer | |||
StarWest, LLC |
Street Address 1 | Street Address 2 | ||
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
Hoffman Estates | ILLINOIS | 60179 | 847-286-2500 |
3. Related Persons |
Last Name | First Name | Middle Name |
Lampert | Edward | S |
Street Address 1 | Street Address 2 |
1170 Kane Concourse | Suite 200 |
City | State/Province/Country | ZIP/Postal Code |
Bay Harbor Islands | FLORIDA | 33154 |
Relationship: | x | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
DePodesta | Paul | G. |
Street Address 1 | Street Address 2 |
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code |
Hoffman Estates | ILLINOIS | 60179 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Kamlani | Kunal | S. |
Street Address 1 | Street Address 2 |
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code |
Hoffman Estates | ILLINOIS | 60179 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Kunkler III | William | C. |
Street Address 1 | Street Address 2 |
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code |
Hoffman Estates | ILLINOIS | 60179 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Reese | Ann | N. |
Street Address 1 | Street Address 2 |
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code |
Hoffman Estates | ILLINOIS | 60179 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Tisch | Thomas | J. |
Street Address 1 | Street Address 2 |
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code |
Hoffman Estates | ILLINOIS | 60179 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Riecker | Robert | A. |
Street Address 1 | Street Address 2 |
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code |
Hoffman Estates | ILLINOIS | 60179 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Ainsworth | Julie |
Street Address 1 | Street Address 2 |
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code |
Hoffman Estates | ILLINOIS | 60179 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Bowling | James | Mitchell |
Street Address 1 | Street Address 2 |
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code |
Hoffman Estates | ILLINOIS | 60179 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Munjal | Leena |
Street Address 1 | Street Address 2 |
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code |
Hoffman Estates | ILLINOIS | 60179 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Naedele | Robert |
Street Address 1 | Street Address 2 |
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code |
Hoffman Estates | ILLINOIS | 60179 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Schwartz | Perry | Dean |
Street Address 1 | Street Address 2 |
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code |
Hoffman Estates | ILLINOIS | 60179 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Sitley | Stephen |
Street Address 1 | Street Address 2 |
3333 Beverly Road |
City | State/Province/Country | ZIP/Postal Code |
Hoffman Estates | ILLINOIS | 60179 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
4. Industry Group |
o | Agriculture | Health Care | x | Retailing | ||||
Banking & Financial Services | o | Biotechnology | o | Restaurants | ||||
o | Commercial Banking | o | Health Insurance | Technology | ||||
o | Insurance | o | Hospitals & Physicians | o | Computers | |||
o | Investing | o | Pharmaceuticals | o | Telecommunications | |||
o | Investment Banking | o | Other Health Care | o | Other Technology | |||
o |
Pooled Investment Fund
|
Travel | ||||||
o | Other Banking & Financial Services | o | Manufacturing | o | Airlines & Airports | |||
Real Estate | o | Lodging & Conventions | ||||||
o | Commercial | o | Tourism & Travel Services | |||||
o | Construction | o | Other Travel | |||||
o | REITS & Finance | o | Other | |||||
o | Residential | |||||||
o | Other Real Estate | |||||||
o | Business Services | |||||||
Energy | ||||||||
o | Coal Mining | |||||||
o | Electric Utilities | |||||||
o | Energy Conservation | |||||||
o | Environmental Services | |||||||
o | Oil & Gas | |||||||
o | Other Energy |
5. Issuer Size |
Revenue Range | Aggregate Net Asset Value Range | ||
o | No Revenues | o | No Aggregate Net Asset Value |
o | $1 - $1,000,000 | o | $1 - $5,000,000 |
o | $1,000,001 - $5,000,000 | o | $5,000,001 - $25,000,000 |
o | $5,000,001 - $25,000,000 | o | $25,000,001 - $50,000,000 |
o | $25,000,001 - $100,000,000 | o | $50,000,001 - $100,000,000 |
o | Over $100,000,000 | o | Over $100,000,000 |
x | Decline to Disclose | o | Decline to Disclose |
o | Not Applicable | o | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) |
o | Rule 504(b)(1) (not (i), (ii) or (iii)) | o | Rule 505 | |||
o | Rule 504 (b)(1)(i) | x | Rule 506(b) | |||
o | Rule 504 (b)(1)(ii) | o | Rule 506(c) | |||
o | Rule 504 (b)(1)(iii) | o | Securities Act Section 4(a)(5) | |||
o | Investment Company Act Section 3(c) |
7. Type of Filing |
x | New Notice | Date of First Sale | 2018-03-20 | o | First Sale Yet to Occur |
o | Amendment |
8. Duration of Offering |
Does the Issuer intend this offering to last more than one year? | o | Yes | x | No |
9. Type(s) of Securities Offered (select all that apply) |
o | Pooled Investment Fund Interests | o | Equity |
o | Tenant-in-Common Securities | x | Debt |
o | Mineral Property Securities | o | Option, Warrant or Other Right to Acquire Another Security |
x | Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | x | Other (describe) |
Guarantees by entities listed as co-issuers herein. |
10. Business Combination Transaction |
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? | o | Yes | x | No |
Clarification of Response (if Necessary) | ||||
11. Minimum Investment |
Minimum investment accepted from any outside investor | $ 2000 USD |
12. Sales Compensation |
Recipient | Recipient CRD Number | o | None | ||
(Associated) Broker or Dealer | o | None | (Associated) Broker or Dealer CRD Number | o | None |
Street Address 1 | Street Address 2 | ||||
City | State/Province/Country | ZIP/Postal Code |
State(s) of Solicitation | o | All States |
13. Offering and Sales Amounts |
Total Offering Amount | $ 167986000 USD | o Indefinite |
Total Amount Sold | $ 167986000 USD | |
Total Remaining to be Sold | $ 0 USD | o Indefinite |
Clarification of Response (if Necessary) |
Exchange Offer to Accredited Investors |
14. Investors |
o |
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering |
|
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 36 |
15. Sales Commissions & Finders' Fees Expenses |
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
|
Sales Commissions | $ 0 USD | o | Estimate |
Finders' Fees | $ 0 USD | o | Estimate |
Clarification of Response (if Necessary) |
16. Use of Proceeds |
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
|
$ 0 USD | o | Estimate |
Clarification of Response (if Necessary) |
Signature and Submission |
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice. |
Terms of Submission |
In submitting this notice, each Issuer named above is: | ||
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person. | |
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature. | |
x | I also am a duly authorized representative of the other Issuer(s) in Item 1 above and authorized to sign on their behalf. |
All Issuers | Signature | Name of Signer | Title | Date |
SEARS HOLDINGS CORP | /s/ Robert A. Riecker | Robert A. Riecker | Chief Financial Officer | 2018-04-03 |
1 Year Sears (CE) Chart |
1 Month Sears (CE) Chart |
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