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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Suggestion Box Inc (CE) | USOTC:SGTB | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.0001 | 0.00 | 01:00:00 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-4707
Fidelity Advisor Series II
(Exact name of registrant as specified in charter)
245 Summer St., Boston, Massachusetts 02210
(Address of principal executive offices) (Zip code)
Scott C. Goebel, Secretary
245 Summer St.
Boston, Massachusetts 02210
(Name and address of agent for service)
Registrant's telephone number, including area code: 617-563-7000
Date of fiscal year end: |
October 31 |
|
|
Date of reporting period: |
July 31, 2013 |
Item 1. Schedule of Investments
Quarterly Holdings Report
for
Fidelity Advisor
®
Municipal Income Fund
Class A
Class T
Class B
Class C
Institutional Class
July 31, 2013
1.804870.109
HIM-QTLY-0913
Showing Percentage of Net Assets
Municipal Bonds - 99.2% |
||||
|
Principal Amount |
Value |
||
Alabama - 0.2% |
||||
Birmingham Gen. Oblig. Series 2013 A, 0% 3/1/43 (a) |
|
$ 600,000 |
$ 493,158 |
|
Univ. of Alabama at Birmingham Hosp. Rev. Series 2008 A, 5.75% 9/1/22 |
|
1,000,000 |
1,126,970 |
|
|
1,620,128 |
|||
Arizona - 2.1% |
||||
Arizona Ctfs. of Partnership Series 2010 A: |
|
|
|
|
5% 10/1/18 (FSA Insured) |
|
1,000,000 |
1,144,660 |
|
5.25% 10/1/20 (FSA Insured) |
|
1,600,000 |
1,810,512 |
|
5.25% 10/1/21 (FSA Insured) |
|
850,000 |
948,133 |
|
5.25% 10/1/26 (FSA Insured) |
|
500,000 |
537,445 |
|
5.25% 10/1/28 (FSA Insured) |
|
1,600,000 |
1,691,984 |
|
Arizona Health Facilities Auth. Rev. (Banner Health Sys. Proj.) Series 2008 D, 5.5% 1/1/38 |
|
2,300,000 |
2,431,330 |
|
Arizona State Lottery Rev. Series 2010 A, 5% 7/1/21 (FSA Insured) |
|
1,200,000 |
1,337,412 |
|
Glendale Indl. Dev. Auth. Hosp. Rev. (John C. Lincoln Health Network Proj.) 5% 12/1/29 |
|
1,575,000 |
1,577,961 |
|
Goodyear McDowell Road Commercial Corridor Impt. District 5.25% 1/1/15 (AMBAC Insured) |
|
1,425,000 |
1,497,390 |
|
Maricopa County Poll. Cont. Rev. (Southern California Edison Co. Proj.) Series 2000 A, 5% 6/1/35 |
|
700,000 |
709,233 |
|
McAllister Academic Village LLC Rev. (Arizona State Univ. Hassayampa Academic Village Proj.) Series 2008, 5.25% 7/1/39 |
|
1,000,000 |
1,044,270 |
|
Phoenix Civic Impt. Corp. District Rev. (Plaza Expansion Proj.) Series 2005 B, 5.5% 7/1/38 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,620,000 |
1,720,197 |
|
Phoenix Civic Impt. Corp. Wtr. Sys. Rev. Series 2005, 5% 7/1/29 |
|
2,000,000 |
2,098,160 |
|
Pima County Swr. Sys. Rev. Series 2012 A, 5% 7/1/26 |
|
500,000 |
544,165 |
|
Salt Verde Finl. Corp. Sr. Gas Rev.: |
|
|
|
|
Series 2007, 5.5% 12/1/29 |
|
1,000,000 |
1,078,520 |
|
5.25% 12/1/22 |
|
1,500,000 |
1,638,525 |
|
Scottsdale Indl. Dev. Auth. Hosp. Rev. (Scottsdale Healthcare Proj.) Series 2006 C, 5% 9/1/35 (FSA Insured) |
|
205,000 |
206,570 |
|
|
22,016,467 |
|||
California - 18.1% |
||||
Bay Area Toll Auth. San Francisco Bay Toll Bridge Rev. Series 2009 F1, 5.625% 4/1/44 |
|
1,600,000 |
1,681,552 |
|
California Dept. of Wtr. Resources (Central Valley Proj.) Series AL, 5% 12/1/19 |
|
2,500,000 |
2,999,125 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
California - continued |
||||
California Dept. of Wtr. Resources Pwr. Supply Rev. Series 2010 L, 5% 5/1/21 |
|
$ 5,000,000 |
$ 5,821,150 |
|
California Econ. Recovery Series 2009 A, 5% 7/1/18 |
|
1,400,000 |
1,649,760 |
|
California Gen. Oblig.: |
|
|
|
|
Series 2007, 5.625% 5/1/20 |
|
20,000 |
20,065 |
|
Series 2013: |
|
|
|
|
5.25% 2/1/16 |
|
220,000 |
220,733 |
|
5.25% 2/1/24 (Pre-Refunded to 8/1/13 @ 100) |
|
70,000 |
70,000 |
|
5.25% 2/1/28 |
|
610,000 |
611,281 |
|
5.25% 2/1/28 (Pre-Refunded to 8/1/13 @ 100) |
|
145,000 |
145,000 |
|
5% 11/1/24 |
|
2,400,000 |
2,669,448 |
|
5% 6/1/27 (AMBAC Insured) |
|
600,000 |
630,624 |
|
5% 9/1/27 |
|
1,410,000 |
1,508,418 |
|
5% 3/1/31 |
|
1,800,000 |
1,885,698 |
|
5% 9/1/31 |
|
1,500,000 |
1,584,675 |
|
5% 12/1/31 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
845,000 |
868,922 |
|
5% 9/1/32 |
|
1,600,000 |
1,623,120 |
|
5% 9/1/33 |
|
1,800,000 |
1,823,940 |
|
5% 9/1/35 |
|
580,000 |
587,383 |
|
5.25% 2/1/24 |
|
240,000 |
240,571 |
|
5.25% 12/1/33 |
|
20,000 |
20,572 |
|
5.25% 4/1/35 |
|
2,200,000 |
2,299,418 |
|
5.25% 3/1/38 |
|
3,900,000 |
4,048,902 |
|
5.25% 11/1/40 |
|
700,000 |
722,904 |
|
5.5% 8/1/27 |
|
2,100,000 |
2,352,945 |
|
5.5% 8/1/29 |
|
2,800,000 |
3,101,588 |
|
5.5% 8/1/30 |
|
2,000,000 |
2,194,120 |
|
5.5% 11/1/33 |
|
4,205,000 |
4,231,449 |
|
5.5% 3/1/40 |
|
1,000,000 |
1,058,650 |
|
5.6% 3/1/36 |
|
400,000 |
429,248 |
|
6% 3/1/33 |
|
4,250,000 |
4,922,903 |
|
6% 4/1/38 |
|
5,300,000 |
5,916,655 |
|
6% 11/1/39 |
|
11,700,000 |
13,165,425 |
|
6.5% 4/1/33 |
|
3,850,000 |
4,504,462 |
|
California Health Facilities Fing. Auth. Rev.: |
|
|
|
|
(Catholic Healthcare West Proj.): |
|
|
|
|
Series 2008 L, 5.125% 7/1/22 |
|
630,000 |
667,838 |
|
Series 2009 E, 5.625% 7/1/25 |
|
2,000,000 |
2,209,180 |
|
(Kaiser Permanente Health Sys. Proj.) Series 2006 A, 5.25% 4/1/39 |
|
1,025,000 |
1,031,478 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
California - continued |
||||
California Health Facilities Fing. Auth. Rev.: - continued |
|
|
|
|
(Providence Health and Svcs. Proj.): |
|
|
|
|
Series C, 6.5% 10/1/38 (Pre-Refunded to 10/1/18 @ 100) |
|
$ 25,000 |
$ 31,448 |
|
6.5% 10/1/38 |
|
1,375,000 |
1,553,434 |
|
(St. Joseph Health Sys. Proj.) Series 2009 A, 5.75% 7/1/39 |
|
1,280,000 |
1,387,635 |
|
(Stanford Hosp. & Clinics Proj.) Series 2010 B, 5.75% 11/15/31 |
|
2,500,000 |
2,737,375 |
|
Bonds (Catholic Healthcare West Proj.) Series 2009 F, 5%, tender 7/1/14 (c) |
|
1,000,000 |
1,040,600 |
|
California Pub. Works Board Lease Rev.: |
|
|
|
|
(Butterfield State Office Complex Proj.) Series 2005 A, 5.25% 6/1/30 |
|
2,000,000 |
2,055,820 |
|
(Coalinga State Hosp. Proj.) Series 2013 E, 5% 6/1/26 |
|
2,400,000 |
2,567,064 |
|
(Dept. of Forestry & Fire Protection Proj.) Series 2007 E: |
|
|
|
|
5% 11/1/19 |
|
1,600,000 |
1,831,248 |
|
5% 11/1/21 |
|
1,760,000 |
1,949,323 |
|
(Dept. of Health Svcs. Proj.) Series 2005 K, 5% 11/1/23 |
|
1,000,000 |
1,057,660 |
|
(Office of Emergency Svcs. Proj.) Series 2007 A, 5% 3/1/22 |
|
1,000,000 |
1,083,840 |
|
(Porterville Developmental Ctr. Hsg. Expansion and Recreation Complex Proj.) Series 2009 C, 6.25% 4/1/34 |
|
1,700,000 |
1,925,777 |
|
(Richmond Lab. Proj.) Series 2005 K, 5% 11/1/17 |
|
2,300,000 |
2,520,386 |
|
(Richmond Lab., Phase III Office Bldg. Proj.) Series B, 5.25% 11/1/25 (XL Cap. Assurance, Inc. Insured) |
|
2,585,000 |
2,717,947 |
|
(Univ. Proj.) Series 2011 B, 5.25% 10/1/27 |
|
3,500,000 |
3,789,065 |
|
(Various Cap. Proj.) Series 2012 G, 5% 11/1/24 |
|
650,000 |
707,616 |
|
(Various Cap. Projs.) Series 2012 A, 5% 4/1/24 |
|
3,190,000 |
3,462,617 |
|
Series 2005 H, 5% 6/1/18 |
|
1,425,000 |
1,528,726 |
|
Series 2009 G1, 5.75% 10/1/30 |
|
600,000 |
659,844 |
|
Series 2009 I: |
|
|
|
|
6.125% 11/1/29 |
|
400,000 |
462,976 |
|
6.375% 11/1/34 |
|
1,000,000 |
1,151,950 |
|
Series 2010 A, 5.75% 3/1/30 |
|
1,000,000 |
1,090,580 |
|
California State Univ. Rev. Series 2009 A, 6% 11/1/40 |
|
3,400,000 |
3,689,136 |
|
California Statewide Cmntys. Dev. Auth. Rev.: |
|
|
|
|
(St. Joseph Health Sys. Proj.) Series 2007 C, 5.75% 7/1/47 (FGIC Insured) |
|
1,000,000 |
1,066,200 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
California - continued |
||||
California Statewide Cmntys. Dev. Auth. Rev.: - continued |
|
|
|
|
Series 2005 A, 5.25% 7/1/24 |
|
$ 500,000 |
$ 508,945 |
|
Clovis Pub. Fing. Auth. Wastewtr. Rev. Series 2005, 5% 8/1/35 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,300,000 |
1,228,734 |
|
Fontana Unified School District Gen. Oblig. 5% 5/1/18 (Assured Guaranty Corp. Insured) |
|
1,170,000 |
1,342,177 |
|
Foothill/Eastern Trans. Corridor Agcy. Toll Road Rev. Series 1999: |
|
|
|
|
5% 1/15/16 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
400,000 |
400,692 |
|
5.75% 1/15/40 |
|
600,000 |
578,982 |
|
Golden State Tobacco Securitization Corp. Tobacco Settlement Rev.: |
|
|
|
|
Series 2005 A: |
|
|
|
|
5% 6/1/45 |
|
5,150,000 |
4,898,114 |
|
5% 6/1/45 |
|
1,000,000 |
951,090 |
|
5% 6/1/45 (FSA Insured) |
|
105,000 |
101,742 |
|
Long Beach Unified School District Series A, 5.5% 8/1/29 |
|
1,000,000 |
1,117,510 |
|
Los Angeles Cmnty. College District Series 2008 A, 6% 8/1/33 |
|
3,000,000 |
3,395,130 |
|
Los Angeles Dept. of Wtr. & Pwr. Rev. Series A2, 5% 7/1/25 (FSA Insured) |
|
300,000 |
316,509 |
|
Los Angeles Muni. Impt. Corp. Lease Rev. Series 2012 C, 5% 3/1/25 |
|
1,455,000 |
1,558,581 |
|
Los Angeles Wastewtr. Sys. Rev. Series 2009 A, 5.75% 6/1/34 |
|
2,000,000 |
2,254,140 |
|
Madera County Ctfs. of Prtn. (Children's Hosp. Central California Proj.) Series 2010, 5.375% 3/15/36 |
|
1,000,000 |
1,008,510 |
|
Monterey County Pub. Impt. Corp. Ctfs. of Prtn. Series 2007, 5% 8/1/19 (AMBAC Insured) |
|
1,000,000 |
1,089,580 |
|
Northern California Power Agency Rev. (Hydroelectric #1 Proj.) Series 2008 C, 5% 7/1/14 (Assured Guaranty Corp. Insured) |
|
1,000,000 |
1,043,500 |
|
Oakland Gen. Oblig. Series 2012, 5% 1/15/24 |
|
2,500,000 |
2,764,550 |
|
Oakland Unified School District Alameda County Series 2009 A, 6.25% 8/1/18 |
|
1,815,000 |
2,045,196 |
|
Poway Unified School District: |
|
|
|
|
(District #2007-1 School Facilities Proj.) Series 2008 A, 0% 8/1/32 |
|
1,000,000 |
347,790 |
|
Series B, 0% 8/1/39 |
|
3,700,000 |
810,263 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
California - continued |
||||
Poway Unified School District Pub. Fing. Auth. Lease Rev. Bonds Series 2008 B, 0%, tender 12/1/14 (FSA Insured) (c) |
|
$ 1,995,000 |
$ 1,970,681 |
|
Sacramento City Fing. Auth. Rev. Series A, 0% 12/1/26 (FGIC Insured) |
|
800,000 |
383,800 |
|
Sacramento Muni. Util. District Elec. Rev. Series 2012 Y, 5% 8/15/28 |
|
2,200,000 |
2,360,138 |
|
San Bernardino Cmnty. College District Series A, 6.5% 8/1/27 (Pre-Refunded to 8/1/18 @ 100) |
|
1,000,000 |
1,252,600 |
|
San Bernardino County Ctfs. of Prtn. (Arrowhead Proj.) Series 2009 A, 5.25% 8/1/26 |
|
1,000,000 |
1,044,860 |
|
San Diego Convention Ctr. Expansion Series 2012 A, 5% 4/15/24 |
|
2,200,000 |
2,355,078 |
|
San Diego Unified School District: |
|
|
|
|
Series 2008 C, 0% 7/1/39 |
|
4,700,000 |
1,093,173 |
|
Series 2008 E: |
|
|
|
|
0% 7/1/47 (a) |
|
1,300,000 |
434,655 |
|
0% 7/1/49 |
|
4,600,000 |
590,456 |
|
San Leandro Unified School District Series 2006 B, 6.25% 8/1/33 (FSA Insured) |
|
1,100,000 |
1,195,392 |
|
San Marcos Unified School District: |
|
|
|
|
Series 2010 B, 0% 8/1/47 |
|
1,900,000 |
283,138 |
|
Series A, 5% 8/1/38 |
|
1,000,000 |
1,017,120 |
|
Santa Monica-Malibu Unified School District Series 1999, 0% 8/1/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
837,700 |
|
Sonoma County Jr. College District Rev. Series 2002: |
|
|
|
|
5% 8/1/28 (FSA Insured) |
|
90,000 |
94,089 |
|
5% 8/1/28 (Pre-Refunded to 8/1/15 @ 100) |
|
310,000 |
338,284 |
|
Sweetwater Union High School District Series 2008 A, 5.625% 8/1/47 (FSA Insured) |
|
6,300,000 |
6,457,941 |
|
Turlock Health Facilities Rev. Ctfs. Series 2004 A, 5.375% 10/15/34 |
|
300,000 |
310,389 |
|
Union Elementary School District Series A, 0% 9/1/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
823,200 |
|
Univ. of California Revs.: |
|
|
|
|
(UCLA Med. Ctr. Proj.) Series A: |
|
|
|
|
5.5% 5/15/18 (AMBAC Insured) |
|
655,000 |
656,179 |
|
5.5% 5/15/20 (AMBAC Insured) |
|
740,000 |
740,962 |
|
Series 2007 K: |
|
|
|
|
5% 5/15/18 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
2,330,000 |
2,521,876 |
|
5% 5/15/18 (Pre-Refunded to 5/15/15 @ 101) |
|
140,000 |
152,786 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
California - continued |
||||
Univ. of California Revs.: - continued |
|
|
|
|
Series 2009 O: |
|
|
|
|
5.25% 5/15/39 |
|
$ 500,000 |
$ 535,120 |
|
5.75% 5/15/30 |
|
5,985,000 |
6,637,305 |
|
Ventura County Cmnty. College District Series C, 5.5% 8/1/33 |
|
1,000,000 |
1,092,740 |
|
Washington Township Health Care District Rev.: |
|
|
|
|
Series 2010 A, 5.25% 7/1/30 |
|
1,100,000 |
1,126,158 |
|
Series A, 5% 7/1/15 |
|
1,025,000 |
1,083,179 |
|
West Contra Costa Unified School District: |
|
|
|
|
(Election of 2005 Proj.) Series B, 5.625% 8/1/35 (Berkshire Hathaway Assurance Corp. Insured) |
|
700,000 |
743,183 |
|
Series 2012, 5% 8/1/26 |
|
2,000,000 |
2,098,900 |
|
|
189,580,286 |
|||
Colorado - 1.0% |
||||
Colorado Health Facilities Auth. Retirement Hsg. Rev. (Liberty Heights Proj.): |
|
|
|
|
Series B, 0% 7/15/20 (Escrowed to Maturity) |
|
1,200,000 |
1,017,480 |
|
0% 7/15/22 (Escrowed to Maturity) |
|
2,800,000 |
2,143,400 |
|
Colorado Health Facilities Auth. Rev.: |
|
|
|
|
(Longmont Hosp. Proj.) Series B, 5.25% 12/1/13 (Radian Asset Assurance, Inc. Insured) |
|
860,000 |
867,723 |
|
(Valley View Hosp. Proj.) Series 2008, 5.75% 5/15/36 |
|
2,000,000 |
2,046,680 |
|
(Volunteers of America Care Proj.) Series A, 5% 7/1/14 |
|
520,000 |
524,976 |
|
Colorado Springs Utils. Rev. Series 2012 C2, 5% 11/15/42 |
|
600,000 |
622,512 |
|
Dawson Ridge Metropolitan District #1 Series 1992 A, 0% 10/1/17 (Escrowed to Maturity) |
|
1,200,000 |
1,137,096 |
|
E-470 Pub. Hwy. Auth. Rev.: |
|
|
|
|
Series 2000 B, 0% 9/1/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,500,000 |
1,131,210 |
|
Series 2010 A, 0% 9/1/41 |
|
2,000,000 |
376,320 |
|
Series 2010 C, 5.25% 9/1/25 |
|
1,000,000 |
1,040,660 |
|
|
10,908,057 |
|||
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Connecticut - 0.5% |
||||
Connecticut Spl. Tax Oblig. Trans. Infrastructure Rev. Series 2009 1, 5% 2/1/19 |
|
$ 2,000,000 |
$ 2,326,240 |
|
Eastern Connecticut Resources Recovery Auth. Solid Waste Rev. (Wheelabrator Lisbon Proj.) Series A, 5.5% 1/1/20 (d) |
|
3,350,000 |
3,359,916 |
|
|
5,686,156 |
|||
District Of Columbia - 1.7% |
||||
District of Columbia Hosp. Rev. (Sibley Memorial Hosp. Proj.) Series 2009, 6.375% 10/1/39 |
|
1,860,000 |
1,989,865 |
|
District of Columbia Rev.: |
|
|
|
|
(Medlantic/Helix Proj.) Series 1998 B, 5% 8/15/17 (FSA Insured) |
|
1,600,000 |
1,773,072 |
|
Series B, 4.75% 6/1/32 |
|
500,000 |
495,060 |
|
District of Columbia Wtr. & Swr. Auth. Pub. Util. Rev. Series 2007 A, 5.5% 10/1/41 |
|
6,400,000 |
6,893,312 |
|
Metropolitan Washington Arpts. Auth. Dulles Toll Road Rev. Series 2009 B: |
|
|
|
|
0% 10/1/28 (Assured Guaranty Corp. Insured) |
|
2,000,000 |
885,340 |
|
0% 10/1/32 (Assured Guaranty Corp. Insured) |
|
5,080,000 |
1,692,758 |
|
0% 10/1/33 (Assured Guaranty Corp. Insured) |
|
5,000,000 |
1,564,000 |
|
Metropolitan Washington DC Arpts. Auth. Sys. Rev. Series 2010 A, 5% 10/1/39 |
|
700,000 |
730,303 |
|
Washington D.C. Metropolitan Transit Auth. Rev. Series 2009 A, 5.25% 7/1/29 |
|
1,750,000 |
1,897,490 |
|
|
17,921,200 |
|||
Florida - 8.0% |
||||
Brevard County School Board Ctfs. of Prtn. Series 2007 B, 5% 7/1/24 (AMBAC Insured) |
|
1,000,000 |
1,073,160 |
|
Broward County School Board Ctfs. of Prtn.: |
|
|
|
|
Series 2007 A, 5% 7/1/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
1,120,950 |
|
Series 2012 A, 5% 7/1/24 |
|
4,400,000 |
4,809,508 |
|
Broward County Wtr. & Swr. Util. Rev. Series 2009 A, 5.25% 10/1/34 |
|
1,500,000 |
1,608,150 |
|
Citizens Property Ins. Corp.: |
|
|
|
|
Series 2010 A1: |
|
|
|
|
5% 6/1/16 (FSA Insured) |
|
1,500,000 |
1,653,285 |
|
5% 6/1/17 (FSA Insured) |
|
1,000,000 |
1,123,570 |
|
Series 2011 A1, 5% 6/1/20 |
|
1,000,000 |
1,125,800 |
|
Series 2012 A1, 5% 6/1/21 |
|
1,500,000 |
1,665,735 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Florida - continued |
||||
Collier County Indl. Dev. Auth. Healthcare Facilities Rev. (NCH Healthcare Sys. Proj.) Series 2011, 6.25% 10/1/39 |
|
$ 2,560,000 |
$ 2,800,410 |
|
Florida Board of Ed. Lottery Rev. Series 2011 A, 5% 7/1/20 |
|
2,405,000 |
2,812,359 |
|
Florida Board of Ed. Pub. Ed. Cap. Outlay: |
|
|
|
|
Series 2006 C, 5% 6/1/29 |
|
800,000 |
865,384 |
|
Series 2006 D, 5% 6/1/37 |
|
1,790,000 |
1,897,561 |
|
Series 2006 E, 5% 6/1/35 |
|
700,000 |
741,545 |
|
Series 2011 E, 5% 6/1/27 |
|
1,200,000 |
1,310,172 |
|
Series A, 5.5% 6/1/38 |
|
400,000 |
441,388 |
|
Florida Correctional Privatization Communications Ctfs. of Prtn. Series 2004 A, 5% 8/1/15 (AMBAC Insured) |
|
1,000,000 |
1,043,830 |
|
Florida Gen. Oblig.: |
|
|
|
|
Series 2011 B, 5% 7/1/23 |
|
1,800,000 |
2,074,914 |
|
Series 2012 A, 5% 7/1/25 |
|
1,600,000 |
1,797,344 |
|
Florida Muni. Pwr. Agcy. Rev.: |
|
|
|
|
(St. Lucie Proj.) Series 2012 A, 5% 10/1/26 |
|
600,000 |
645,588 |
|
Series A, 6.25% 10/1/31 |
|
500,000 |
553,060 |
|
Halifax Hosp. Med. Ctr. Rev. Series 2006 B1, 5.5% 6/1/38 (FSA Insured) |
|
510,000 |
516,844 |
|
Highlands County Health Facilities Auth. Rev. (Adventist Health Sys./Sunbelt, Inc. Prog.): |
|
|
|
|
Series 2005 B: |
|
|
|
|
5% 11/15/30 |
|
505,000 |
514,757 |
|
5% 11/15/30 (Pre-Refunded to 11/15/15 @ 100) |
|
70,000 |
77,091 |
|
Series 2006 G: |
|
|
|
|
5% 11/15/16 |
|
95,000 |
106,960 |
|
5% 11/15/16 (Escrowed to Maturity) |
|
5,000 |
5,650 |
|
5.125% 11/15/18 |
|
965,000 |
1,072,202 |
|
5.125% 11/15/18 (Pre-Refunded to 11/15/16 @ 100) |
|
35,000 |
39,692 |
|
Series 2008 B, 6% 11/15/37 |
|
2,000,000 |
2,189,780 |
|
Series B: |
|
|
|
|
5% 11/15/14 |
|
875,000 |
926,126 |
|
5% 11/15/14 (Escrowed to Maturity) |
|
125,000 |
132,520 |
|
Hillsborough County Indl. Dev.: |
|
|
|
|
(Gen. Hosp. Proj.) Series 2006, 5% 10/1/36 |
|
1,015,000 |
1,018,756 |
|
(H Lee Moffitt Cancer Ctr. Proj.) Series A: |
|
|
|
|
5% 7/1/15 |
|
1,335,000 |
1,427,649 |
|
5% 7/1/19 |
|
2,230,000 |
2,394,864 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Florida - continued |
||||
Hillsborough County Indl. Dev.: - continued |
|
|
|
|
(Tampa Gen. Hosp. Proj.) Series 2006, 5.25% 10/1/41 |
|
$ 900,000 |
$ 912,456 |
|
Hillsborough County Indl. Dev. Auth. Indl. Dev. Rev.: |
|
|
|
|
(Health Facilities/Univ. Cmnty. Hosp. Proj.) Series 2008 B, 8% 8/15/32 (Pre-Refunded to 8/15/19 @ 101) |
|
1,000,000 |
1,356,150 |
|
(Univ. Cmnty. Hosp. Proj.) Series 2008 A, 5.625% 8/15/29 (Pre-Refunded to 8/15/18 @ 100) |
|
535,000 |
645,520 |
|
Jacksonville Elec. Auth. Elec. Sys. Rev.: |
|
|
|
|
Series 2006 A, 5% 10/1/41 (FSA Insured) |
|
800,000 |
810,088 |
|
Series 2009 B, 5% 10/1/18 |
|
3,295,000 |
3,378,660 |
|
Series Three 2010 D, 5% 10/1/38 |
|
1,600,000 |
1,617,952 |
|
Jacksonville Sales Tax Rev. Series 2012, 5% 10/1/25 |
|
1,000,000 |
1,073,600 |
|
Lee County Arpt. Rev. Series 2011 A, 5.375% 10/1/32 (d) |
|
1,050,000 |
1,080,650 |
|
Miami-Dade County Aviation Rev.: |
|
|
|
|
Series 2010 A, 5.375% 10/1/41 |
|
1,500,000 |
1,522,575 |
|
Series 2010 A1, 5.5% 10/1/30 |
|
1,000,000 |
1,046,830 |
|
Series 2010 B, 5% 10/1/35 (FSA Insured) |
|
2,300,000 |
2,330,222 |
|
Series 2012 A: |
|
|
|
|
5% 10/1/21 (d) |
|
1,900,000 |
2,103,452 |
|
5% 10/1/22 (d) |
|
1,000,000 |
1,098,500 |
|
5% 10/1/31 (d) |
|
1,500,000 |
1,478,775 |
|
Miami-Dade County Cap. Asset Acquisition Series 2012 A, 5% 10/1/23 |
|
750,000 |
843,075 |
|
Miami-Dade County School Board Ctfs. of Prtn. Series 2008 A, 5% 8/1/21 (AMBAC Insured) |
|
2,000,000 |
2,186,960 |
|
Miami-Dade County Wtr. & Swr. Rev. Series 2008 A, 5.25% 10/1/22 (FSA Insured) |
|
4,000,000 |
4,656,520 |
|
North Brevard County Hosp. District Rev. (Parrish Med. Ctr. Proj.) Series 2008, 5.75% 10/1/38 |
|
2,100,000 |
2,150,526 |
|
Orange County Health Facilities Auth. (Orlando Health, Inc.) Series 2009, 5.125% 10/1/26 |
|
1,000,000 |
1,072,630 |
|
Orlando & Orange County Expressway Auth. Rev. Series 2012, 5% 7/1/23 |
|
500,000 |
549,315 |
|
Orlando Utils. Commission Util. Sys. Rev.: |
|
|
|
|
Series 2009 B, 5% 10/1/33 |
|
1,100,000 |
1,176,956 |
|
Series 2012 A, 5% 10/1/24 |
|
700,000 |
806,743 |
|
Series 2013 A: |
|
|
|
|
5% 10/1/24 |
|
1,100,000 |
1,267,739 |
|
5% 10/1/25 |
|
900,000 |
1,028,844 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Florida - continued |
||||
Seminole County School Board Ctfs. of Prtn. Series A, 5% 7/1/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
$ 500,000 |
$ 532,845 |
|
South Lake County Hosp. District (South Lake Hosp., Inc.) Series 2009 A, 6% 4/1/29 |
|
1,400,000 |
1,515,346 |
|
Tampa Bay Wtr. Reg'l. Wtr. Supply Auth. Util. Sys. Rev. Series 2011 B, 5% 10/1/18 |
|
1,400,000 |
1,646,008 |
|
Tampa Tax Allocation (H. Lee Moffitt Cancer Ctr. Proj.) Series 2012 A, 5% 9/1/25 |
|
410,000 |
444,825 |
|
Winter Park Wtr. and Swr. Impt. Rev. Series 2009, 5% 12/1/34 |
|
2,250,000 |
2,314,913 |
|
|
84,235,279 |
|||
Georgia - 2.9% |
||||
Atlanta Wtr. & Wastewtr. Rev. Series 2009 A: |
|
|
|
|
6% 11/1/25 |
|
3,000,000 |
3,488,070 |
|
6.25% 11/1/39 |
|
3,500,000 |
3,982,475 |
|
Augusta Wtr. & Swr. Rev. Series 2004, 5.25% 10/1/39 (FSA Insured) |
|
2,200,000 |
2,273,766 |
|
Burke County Indl. Dev. Auth. Poll. Cont. Rev. Bonds (Oglethorpe Pwr. Corp. Vogtle Proj.) Series 2013 A, 2.4%, tender 4/1/20 (c) |
|
1,400,000 |
1,337,364 |
|
Colquitt County Dev. Auth. Rev.: |
|
|
|
|
Series A, 0% 12/1/21 (Escrowed to Maturity) |
|
1,100,000 |
870,617 |
|
Series C, 0% 12/1/21 (Escrowed to Maturity) |
|
1,800,000 |
1,424,646 |
|
DeKalb County Hosp. Auth. Rev. (DeKalb Med. Ctr., Inc. Proj.) Series 2010: |
|
|
|
|
6% 9/1/30 |
|
1,400,000 |
1,483,328 |
|
6.125% 9/1/40 |
|
1,305,000 |
1,360,724 |
|
Georgia Muni. Elec. Auth. Pwr. Rev.: |
|
|
|
|
(Gen. Resolution Proj.) Series 2008 A, 5.25% 1/1/21 |
|
3,090,000 |
3,602,075 |
|
Series C, 5% 1/1/22 |
|
1,400,000 |
1,596,574 |
|
Series GG, 5% 1/1/23 |
|
800,000 |
918,240 |
|
Greene County Dev. Auth. Health Sys. Rev. Series 2012, 5% 11/15/37 |
|
300,000 |
297,891 |
|
Main Street Natural Gas, Inc. Georgia Gas Proj. Rev. Series A, 5.5% 9/15/21 |
|
930,000 |
1,029,854 |
|
Metropolitan Atlanta Rapid Transit Auth. Sales Tax Rev. Third Series 2009 A, 5.25% 7/1/36 |
|
2,500,000 |
2,633,250 |
|
Richmond County Hosp. Auth. (Univ. Health Svcs., Inc. Proj.) Series 2009, 5.5% 1/1/36 |
|
2,600,000 |
2,689,388 |
|
Washington Wilkes Payroll Dev. Auth. Rev. Series C, 0% 12/1/21 (Escrowed to Maturity) |
|
2,310,000 |
1,828,296 |
|
|
30,816,558 |
|||
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Hawaii - 0.1% |
||||
Honolulu City & County Board of Wtr. Supply Wtr. Sys. Rev. Series B, 5.25% 7/1/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) (d) |
|
$ 1,250,000 |
$ 1,372,650 |
|
Idaho - 0.3% |
||||
Idaho Bond Bank Auth. Rev. Series 2008 C, 5.625% 9/15/26 |
|
1,415,000 |
1,591,889 |
|
Idaho Health Facilities Auth. Rev.: |
|
|
|
|
(St. Luke's Health Sys. Proj.) Series 2008 A, 6.75% 11/1/37 |
|
1,200,000 |
1,321,716 |
|
(Trinity Health Group Proj.) 2008 B, 6.25% 12/1/33 |
|
400,000 |
442,936 |
|
|
3,356,541 |
|||
Illinois - 14.1% |
||||
Chicago Board of Ed.: |
|
|
|
|
Series 1999 A: |
|
|
|
|
0% 12/1/16 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,300,000 |
1,192,308 |
|
0% 12/1/18 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
844,980 |
|
Series 2012 A, 5% 12/1/42 |
|
3,400,000 |
3,229,422 |
|
Chicago Gen. Oblig.: |
|
|
|
|
(City Colleges Proj.): |
|
|
|
|
Series 1999, 0% 1/1/16 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
6,125,000 |
5,919,996 |
|
0% 1/1/24 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
6,110,000 |
3,802,559 |
|
Series A, 5% 1/1/42 (AMBAC Insured) |
|
15,000 |
15,021 |
|
Chicago O'Hare Int'l. Arpt. Rev.: |
|
|
|
|
Series 2005 A, 5.25% 1/1/23 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
1,057,300 |
|
Series 2006 B, 5% 1/1/26 (Nat'l. Pub. Fin. Guarantee Corp. Insured) (d) |
|
1,405,000 |
1,472,988 |
|
Series 2011 C, 6.5% 1/1/41 |
|
2,300,000 |
2,547,181 |
|
Chicago Park District Gen. Oblig. Series 2010 C, 5.25% 1/1/37 |
|
1,300,000 |
1,349,985 |
|
Chicago Transit Auth. Cap. Grant Receipts Rev. (Fed. Transit Administration Section 5307 Proj.) Series 2006 A, 5% 6/1/21 |
|
1,400,000 |
1,501,612 |
|
Cmnty. College District #525 Gen. Oblig.: |
|
|
|
|
5.75% 6/1/28 |
|
625,000 |
687,156 |
|
5.75% 6/1/28 (Pre-Refunded to 6/1/18 @ 100) |
|
375,000 |
450,608 |
|
Cook County Forest Preservation District Series 2012 C, 5% 12/15/21 |
|
1,000,000 |
1,155,690 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Illinois - continued |
||||
Cook County Gen. Oblig.: |
|
|
|
|
Series 2006 B, 5% 11/15/18 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
$ 1,000,000 |
$ 1,125,440 |
|
Series 2010 A, 5.25% 11/15/33 |
|
3,250,000 |
3,322,670 |
|
Series 2012 C: |
|
|
|
|
5% 11/15/24 |
|
1,700,000 |
1,836,051 |
|
5% 11/15/25 |
|
2,600,000 |
2,791,386 |
|
Grundy, Kendall & Will County Cmnty. High School District #111 Gen. Oblig. Series 2006 A, 5.5% 5/1/23 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,150,000 |
1,256,076 |
|
Illinois Fin. Auth. Hosp. Rev. (KishHealth Sys. Proj.) Series 2008, 5.75% 10/1/35 |
|
1,600,000 |
1,642,128 |
|
Illinois Fin. Auth. Rev.: |
|
|
|
|
(Advocate Health Care Proj.) Series 2008 D, 6.5% 11/1/38 |
|
1,000,000 |
1,112,040 |
|
(Central DuPage Health Proj.) Series 2009 B, 5.375% 11/1/39 |
|
1,200,000 |
1,225,704 |
|
(Children's Memorial Hosp. Proj.) Series 2008 A, 5.25% 8/15/33 (Assured Guaranty Corp. Insured) |
|
1,300,000 |
1,345,188 |
|
(Edward Hosp. Obligated Group Proj.) Series 2008 A, 5.5% 2/1/40 (AMBAC Insured) |
|
1,430,000 |
1,476,976 |
|
(Newman Foundation Proj.) 5% 2/1/32 (Radian Asset Assurance, Inc. Insured) |
|
1,700,000 |
1,494,368 |
|
(Northwest Cmnty. Hosp. Proj.) Series 2008 A, 5.5% 7/1/38 |
|
1,930,000 |
1,980,701 |
|
(Northwestern Memorial Hosp. Proj.) Series 2009 A, 6% 8/15/39 |
|
2,310,000 |
2,540,977 |
|
(Palos Cmnty. Hosp. Proj.) Series 2010 C, 5.375% 5/15/25 |
|
5,000,000 |
5,532,450 |
|
(Provena Health Proj.) Series 2010 A, 6% 5/1/28 |
|
2,700,000 |
2,932,956 |
|
(Rush Univ. Med. Ctr. Proj.): |
|
|
|
|
Series 2009 C, 6.625% 11/1/39 |
|
1,500,000 |
1,638,900 |
|
Series 2009 D, 6.625% 11/1/39 |
|
1,445,000 |
1,578,807 |
|
Series B, 5.25% 11/1/35 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
2,000,000 |
2,037,400 |
|
(Sherman Health Systems Proj.) Series 2007 A, 5.5% 8/1/37 |
|
3,815,000 |
3,985,416 |
|
(Southern Illinois Healthcare Enterprises, Inc. Proj.) Series 2005, 5.25% 3/1/30 |
|
1,100,000 |
1,120,746 |
|
(The Carle Foundation Proj.) Series 2009 A, 5.5% 2/15/17 (Assured Guaranty Corp. Insured) |
|
2,000,000 |
2,266,500 |
|
(The Univ. of Chicago Med. Ctr. Proj.) Series 2009 B, 5% 8/15/23 |
|
1,100,000 |
1,192,730 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Illinois - continued |
||||
Illinois Fin. Auth. Rev.: - continued |
|
|
|
|
Series 2008 A, 5.625% 1/1/37 |
|
$ 5,110,000 |
$ 5,362,179 |
|
Series 2009 A, 7.25% 11/1/38 |
|
1,330,000 |
1,547,375 |
|
Series 2009: |
|
|
|
|
6.875% 8/15/38 |
|
80,000 |
86,513 |
|
7% 8/15/44 |
|
1,985,000 |
2,153,943 |
|
Series 2010 A: |
|
|
|
|
5.5% 8/15/24 |
|
540,000 |
584,194 |
|
5.75% 8/15/29 |
|
360,000 |
386,676 |
|
Series 2010, 5.25% 8/15/36 |
|
1,335,000 |
1,340,420 |
|
Series 2012 A: |
|
|
|
|
5% 5/15/20 |
|
500,000 |
547,405 |
|
5% 5/15/23 |
|
300,000 |
319,947 |
|
Series 2012: |
|
|
|
|
4% 9/1/32 |
|
900,000 |
732,204 |
|
5% 9/1/32 |
|
1,900,000 |
1,870,094 |
|
5% 9/1/38 |
|
300,000 |
286,380 |
|
5% 11/15/43 |
|
820,000 |
764,371 |
|
Series 2013: |
|
|
|
|
5% 11/15/24 |
|
500,000 |
538,405 |
|
5% 5/15/43 |
|
1,300,000 |
1,180,530 |
|
Illinois Gen. Oblig.: |
|
|
|
|
Series 2002, 5.5% 8/1/15 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
1,086,320 |
|
Series 2006: |
|
|
|
|
5% 1/1/19 |
|
1,000,000 |
1,112,810 |
|
5.5% 1/1/31 |
|
1,000,000 |
1,019,070 |
|
Series 2010: |
|
|
|
|
5% 1/1/21 (FSA Insured) |
|
500,000 |
539,115 |
|
5% 1/1/23 (FSA Insured) |
|
1,300,000 |
1,363,778 |
|
Series 2012 A, 5% 1/1/33 |
|
800,000 |
762,696 |
|
Series 2012: |
|
|
|
|
5% 8/1/19 |
|
465,000 |
518,331 |
|
5% 8/1/21 |
|
400,000 |
431,092 |
|
5% 3/1/23 |
|
1,000,000 |
1,059,280 |
|
5% 3/1/36 |
|
1,000,000 |
932,600 |
|
Series 2013, 5% 1/1/22 |
|
2,175,000 |
2,309,372 |
|
Illinois Health Facilities Auth. Rev. (Delnor-Cmnty. Hosp. Proj.): |
|
|
|
|
Series 2002 D, 5.25% 5/15/32 (FSA Insured) |
|
2,000,000 |
2,029,340 |
|
5.25% 5/15/32 (FSA Insured) |
|
360,000 |
365,281 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Illinois - continued |
||||
Illinois Unemployment Ins. Fund Bldg. Receipts Series 2012 A, 5% 6/15/19 |
|
$ 700,000 |
$ 751,625 |
|
Joliet School District #86 Gen. Oblig. Series 2002, 0% 11/1/19 (FSA Insured) |
|
2,000,000 |
1,676,300 |
|
Kane, McHenry, Cook & DeKalb Counties Unit School District #300: |
|
|
|
|
Series 2001, 0% 12/1/17 (AMBAC Insured) |
|
1,000,000 |
926,660 |
|
Series 2007, 6.5% 1/1/20 (AMBAC Insured) |
|
1,100,000 |
1,367,014 |
|
Lake County Cmnty. Consolidated School District #73 Gen. Oblig.: |
|
|
|
|
0% 12/1/16 (Escrowed to Maturity) |
|
235,000 |
227,041 |
|
0% 12/1/16 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
765,000 |
716,530 |
|
Lake County Cmnty. High School District #117, Antioch Series 2000 B, 0% 12/1/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,805,000 |
1,393,009 |
|
Lake County Forest Preservation District Series 2007 A, 0.533% 12/15/13 (c) |
|
440,000 |
440,282 |
|
McHenry & Kane Counties Cmnty. Consolidated School District #158 Series 2004, 0% 1/1/24 (FSA Insured) |
|
800,000 |
520,160 |
|
Metropolitan Pier & Exposition: |
|
|
|
|
(McCormick Place Expansion Proj.): |
|
|
|
|
Series 1996 A, 0% 6/15/23 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
665,010 |
|
Series 2010 B1, 0% 6/15/44 (FSA Insured) |
|
3,900,000 |
590,772 |
|
Series 2012 B: |
|
|
|
|
0% 12/15/51 |
|
2,900,000 |
275,616 |
|
5% 6/15/52 |
|
3,500,000 |
3,429,265 |
|
Series A: |
|
|
|
|
0% 6/15/19 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
3,710,000 |
3,210,968 |
|
0% 6/15/22 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,205,000 |
860,225 |
|
0% 12/15/24 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
3,090,000 |
1,843,154 |
|
0% 6/15/36 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,080,000 |
284,569 |
|
Series 2002 A, 0% 12/15/30 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
5,900,000 |
2,300,174 |
|
Series 2010 B1: |
|
|
|
|
0% 6/15/43 (FSA Insured) |
|
5,310,000 |
855,069 |
|
0% 6/15/45 (FSA Insured) |
|
2,600,000 |
369,330 |
|
0% 6/15/46 (FSA Insured) |
|
1,115,000 |
148,507 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Illinois - continued |
||||
Metropolitan Pier & Exposition: - continued |
|
|
|
|
Series 2010 B1: |
|
|
|
|
0% 6/15/47 (FSA Insured) |
|
$ 890,000 |
$ 111,481 |
|
0% 6/15/16 (Escrowed to Maturity) |
|
795,000 |
773,511 |
|
0% 6/15/16 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,880,000 |
1,793,144 |
|
Quincy Hosp. Rev. 5% 11/15/18 |
|
1,000,000 |
1,104,210 |
|
Univ. of Illinois Board of Trustees Ctfs. of Prtn. Series 2009 A, 5% 10/1/18 |
|
1,000,000 |
1,129,260 |
|
Univ. of Illinois Rev.: |
|
|
|
|
(Auxiliary Facilities Sys. Proj.): |
|
|
|
|
Series 1991, 0% 4/1/15 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
3,700,000 |
3,617,305 |
|
Series 1999 A, 0% 4/1/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,600,000 |
1,289,328 |
|
Series 2009 A, 5.75% 4/1/38 |
|
2,940,000 |
3,190,194 |
|
Series 2010 A: |
|
|
|
|
5% 4/1/25 |
|
1,000,000 |
1,079,700 |
|
5.25% 4/1/30 |
|
1,000,000 |
1,052,650 |
|
Will County Cmnty. Unit School District #365-U: |
|
|
|
|
0% 11/1/14 (Escrowed to Maturity) |
|
540,000 |
537,467 |
|
0% 11/1/14 (FSA Insured) |
|
460,000 |
457,162 |
|
0% 11/1/16 (Escrowed to Maturity) |
|
275,000 |
266,602 |
|
0% 11/1/16 (FSA Insured) |
|
825,000 |
786,275 |
|
0% 11/1/19 (Escrowed to Maturity) |
|
790,000 |
696,472 |
|
0% 11/1/19 (FSA Insured) |
|
5,085,000 |
4,293,621 |
|
Will County Forest Preservation District Series 1999 B, 0% 12/1/14 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
992,240 |
|
|
147,914,039 |
|||
Indiana - 2.8% |
||||
Delaware County Ind. Hosp. Auth. Series 2006, 5.125% 8/1/29 |
|
400,000 |
410,516 |
|
Hobart Bldg. Corp. Series 2006, 6.5% 1/15/29 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
3,700,000 |
4,316,790 |
|
Indiana Fin. Auth. Health Sys. Rev. (Sisters of Saint Francis Health Svcs., Inc. Obligated Group Proj.) Series 2009 A, 5.25% 11/1/39 |
|
1,000,000 |
1,020,160 |
|
Indiana Fin. Auth. Rev.: |
|
|
|
|
(Trinity Health Cr. Group Proj.) Series 2009 A, 5.25% 12/1/38 |
|
2,000,000 |
2,106,340 |
|
Series 2012: |
|
|
|
|
5% 3/1/30 |
|
675,000 |
675,439 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Indiana - continued |
||||
Indiana Fin. Auth. Rev.: - continued |
|
|
|
|
Series 2012: |
|
|
|
|
5% 3/1/41 |
|
$ 1,290,000 |
$ 1,221,682 |
|
Indiana Health & Edl. Facilities Fing. Auth. Rev. Bonds (Ascension Health Sr. Cr. Group Proj.) Series 2006 B1, 4.1%, tender 11/3/16 (c) |
|
2,000,000 |
2,192,700 |
|
Indiana Health Facility Fing. Auth. Rev. Bonds (Ascension Health Cr. Group Proj.) Series 2001 A2, 1.6%, tender 2/1/17 (c) |
|
1,400,000 |
1,400,000 |
|
Indiana State Fin. Auth. Wastewtr. (CWA Auth. Proj.) Series 2012 A: |
|
|
|
|
5% 10/1/24 |
|
400,000 |
448,300 |
|
5% 10/1/37 |
|
800,000 |
812,280 |
|
Indiana Trans. Fin. Auth. Hwy. Rev. Series 1993 A, 0% 6/1/17 (AMBAC Insured) |
|
1,000,000 |
940,910 |
|
Indianapolis Local Pub. Impt. Bond Bank (Indianapolis Arpt. Auth. Proj.) Series 2006 F, 5% 1/1/16 (AMBAC Insured) (d) |
|
1,000,000 |
1,088,080 |
|
Jasper County Indl. Poll. Ctl. Rev. (Northern Indiana Pub. Svc. Co. Proj.) Series 1988 C, 5.6% 11/1/16 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
1,085,110 |
|
Lake Central Multi-District School Bldg. Corp. Series 2012 B, 5% 7/15/26 |
|
4,900,000 |
5,298,174 |
|
North Adams Cmnty. Schools Renovation Bldg. Corp. 0% 1/15/17 (FSA Insured) |
|
1,230,000 |
1,126,053 |
|
Purdue Univ. Rev. (Student Facilities Sys. Proj.) Series 2009 B: |
|
|
|
|
5% 7/1/28 |
|
660,000 |
713,849 |
|
5% 7/1/35 |
|
500,000 |
525,780 |
|
Univ. of Southern Indiana Rev. Series J, 5.75% 10/1/28 (Assured Guaranty Corp. Insured) |
|
2,695,000 |
3,058,367 |
|
Wayne Township Marion County School Bldg. Corp. Series 2007, 5.5% 7/15/27 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
700,000 |
731,619 |
|
|
29,172,149 |
|||
Iowa - 0.1% |
||||
Coralville Urban Renewal Rev. Series C, 5.125% 6/1/39 |
|
70,000 |
63,796 |
|
Iowa Fin. Auth. Health Facilities Rev. Series 2008 A, 5.625% 8/15/37 (Assured Guaranty Corp. Insured) |
|
1,200,000 |
1,266,672 |
|
|
1,330,468 |
|||
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Kansas - 0.8% |
||||
Kansas Dev. Fin. Agcy. (Adventist Health Sys./Sunbelt Obligated Group Proj.) Series 2009 C, 5.75% 11/15/38 |
|
$ 1,900,000 |
$ 2,042,462 |
|
Kansas Dev. Fin. Auth. Health Facilities Rev. (Hays Med. Ctr. Proj.) Series 2005 L: |
|
|
|
|
5.25% 11/15/15 |
|
335,000 |
365,944 |
|
5.25% 11/15/16 |
|
955,000 |
1,035,554 |
|
Lawrence Hosp. Rev. 5.25% 7/1/18 |
|
1,000,000 |
1,083,900 |
|
Overland Park Sales Tax Spl. Oblig. Rev. Series 2012, 4.375% 12/15/23 |
|
900,000 |
846,207 |
|
Wichita Hosp. Facilities Rev. (Via Christi Health Sys., Inc. Proj.) Series 2009 X: |
|
|
|
|
4% 11/15/18 (Escrowed to Maturity) |
|
300,000 |
340,197 |
|
5% 11/15/17 (Escrowed to Maturity) |
|
500,000 |
581,260 |
|
Wyandotte County/Kansas City Unified Govt. Util. Sys. Rev. Series 2012 A, 5% 9/1/26 |
|
1,950,000 |
2,104,791 |
|
|
8,400,315 |
|||
Kentucky - 0.8% |
||||
Kentucky Econ. Dev. Fin. Auth. Hosp. Rev.: |
|
|
|
|
(Baptist Healthcare Sys. Proj.) Series A, 5% 8/15/18 |
|
3,000,000 |
3,439,260 |
|
(St. Elizabeth Med. Ctr., Inc. Proj.) Series 2009 A, 5.5% 5/1/39 |
|
1,000,000 |
1,052,070 |
|
Kentucky Econ. Dev. Fin. Auth. Rev. (Ashland Hosp. Corp. d/b/a/ King's Daughters Med. Ctr. Proj.): |
|
|
|
|
Series 2008 C, 6.125% 2/1/38 |
|
2,500,000 |
2,672,875 |
|
Series 2010 A, 5% 2/1/30 |
|
1,000,000 |
1,008,260 |
|
|
8,172,465 |
|||
Louisiana - 1.2% |
||||
Louisiana Military Dept. Custody Receipts 5% 8/1/14 |
|
1,730,000 |
1,797,920 |
|
Louisiana Pub. Facilities Auth. Hosp. Rev. (Franciscan Missionaries of Our Lady Health Sys. Proj.) Series 2009, 6.75% 7/1/39 |
|
400,000 |
442,924 |
|
Louisiana Pub. Facilities Auth. Rev. (Nineteenth Judicial District Court Proj.) Series 2007: |
|
|
|
|
5.375% 6/1/32 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,600,000 |
1,640,640 |
|
5.5% 6/1/41 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
1,019,910 |
|
New Orleans Aviation Board Rev. Series 2007 A, 5.25% 1/1/19 (FSA Insured) (d) |
|
1,570,000 |
1,731,773 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Louisiana - continued |
||||
New Orleans Gen. Oblig.: |
|
|
|
|
Series 2005, 5.25% 12/1/23 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
$ 1,000,000 |
$ 1,048,690 |
|
Series 2012, 5% 12/1/23 |
|
2,250,000 |
2,443,590 |
|
0% 9/1/15 (AMBAC Insured) |
|
700,000 |
658,518 |
|
Tobacco Settlement Fing. Corp. Series 2013 A, 5% 5/15/23 |
|
1,200,000 |
1,306,392 |
|
|
12,090,357 |
|||
Maine - 0.2% |
||||
Maine Health & Higher Ed. Facilities Auth. Rev. Series 2008 D, 5.75% 7/1/38 |
|
1,100,000 |
1,183,413 |
|
Maine Tpk. Auth. Tpk. Rev. Series 2007, 5.25% 7/1/37 (AMBAC Insured) |
|
1,300,000 |
1,356,732 |
|
|
2,540,145 |
|||
Maryland - 0.7% |
||||
Baltimore Proj. Rev. (Wtr. Proj.) Series 2009 A, 5.375% 7/1/34 |
|
500,000 |
533,925 |
|
Maryland Health & Higher Edl. Facilities Auth. Rev.: |
|
|
|
|
(Doctors Cmnty. Hosp. Proj.) Series 2010, 5.75% 7/1/38 |
|
450,000 |
441,797 |
|
(Univ. of Maryland Med. Sys. Proj.): |
|
|
|
|
Series 2008 F, 5.25% 7/1/21 |
|
1,000,000 |
1,116,400 |
|
Series 2010, 5.125% 7/1/39 |
|
900,000 |
923,688 |
|
(Upper Chesapeake Hosp. Proj.) Series 2008 C: |
|
|
|
|
5.5% 1/1/18 |
|
595,000 |
622,888 |
|
6% 1/1/38 |
|
2,800,000 |
2,992,528 |
|
(Washington County Health Sys. Proj.) Series 2008, 6% 1/1/43 |
|
1,000,000 |
1,037,050 |
|
|
7,668,276 |
|||
Massachusetts - 0.9% |
||||
Massachusetts Dev. Fin. Agcy. Rev.: |
|
|
|
|
(Boston Univ. Proj.) Series U4, 5.7% 10/1/40 |
|
1,400,000 |
1,538,250 |
|
Bonds (Dominion Energy Brayton Point Proj.) Series 2010 A, 2.25%, tender 9/1/16 (c) |
|
400,000 |
416,200 |
|
Series I, 6.75% 1/1/36 |
|
1,000,000 |
1,117,630 |
|
3.5% 11/15/16 |
|
1,500,000 |
1,499,490 |
|
Massachusetts Gen. Oblig. Series 2007 C, 5.25% 8/1/24 |
|
2,200,000 |
2,462,944 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Massachusetts - continued |
||||
Massachusetts Health & Edl. Facilities Auth. Rev. (CareGroup, Inc. Proj.) Series 2008 E1: |
|
|
|
|
5.125% 7/1/33 |
|
$ 1,000,000 |
$ 1,029,860 |
|
5.125% 7/1/38 |
|
1,000,000 |
1,000,590 |
|
Massachusetts School Bldg. Auth. Dedicated Sales Tax Rev. Series 2007 A, 5% 8/15/22 (AMBAC Insured) |
|
600,000 |
661,248 |
|
Massachusetts Wtr. Poll. Abatement Trust Wtr. Poll. Abatement Rev. (MWRA Ln. Prog.) Series 1998 A, 5.25% 8/1/13 |
|
10,000 |
10,000 |
|
|
9,736,212 |
|||
Michigan - 2.6% |
||||
Allegan Pub. School District 5% 5/1/18 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,515,000 |
1,725,358 |
|
Detroit Swr. Disp. Rev.: |
|
|
|
|
Series 2001 E, 5.75% 7/1/31 (Berkshire Hathaway Assurance Corp. Insured) (FGIC Insured) |
|
1,100,000 |
1,102,255 |
|
Series 2003 B, 7.5% 7/1/33 (FSA Insured) |
|
1,000,000 |
1,086,510 |
|
Series 2006, 5% 7/1/36 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
2,800,000 |
2,517,872 |
|
Detroit Wtr. Supply Sys. Rev.: |
|
|
|
|
Series 2003 A, 5% 7/1/34 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,700,000 |
1,549,805 |
|
Series 2005 B, 5.5% 7/1/35 (Berkshire Hathaway Assurance Corp. Insured) (FGIC Insured) |
|
1,800,000 |
1,795,356 |
|
Series 2006 B, 7% 7/1/36 (FSA Insured) |
|
1,000,000 |
1,038,980 |
|
Grand Valley Michigan State Univ. Rev. Series 2009, 5.5% 12/1/27 |
|
2,450,000 |
2,640,586 |
|
Kent Hosp. Fin. Auth. Hosp. Facilities Rev. Bonds (Spectrum Health Sys. Proj.) Series 2008 A, 5.5%, tender 1/15/15 (c) |
|
1,000,000 |
1,068,860 |
|
Lansing Board of Wtr. & Lt. Util. Rev. 5.5% 7/1/41 |
|
500,000 |
523,110 |
|
Lapeer Cmnty. Schools 5.25% 5/1/26 (FSA Insured) |
|
1,100,000 |
1,175,394 |
|
Michigan Fin. Auth. Rev.: |
|
|
|
|
Series 2012 A: |
|
|
|
|
4.125% 6/1/32 |
|
1,100,000 |
933,163 |
|
5% 6/1/21 |
|
350,000 |
379,159 |
|
5% 6/1/27 |
|
500,000 |
511,425 |
|
5% 6/1/39 |
|
925,000 |
886,132 |
|
Series 2012, 5% 11/15/42 |
|
2,175,000 |
2,081,453 |
|
Michigan Hosp. Fin. Auth. Rev.: |
|
|
|
|
(McLaren Health Care Corp. Proj.) Series 2008 A, 5.75% 5/15/38 |
|
1,000,000 |
1,073,110 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Michigan - continued |
||||
Michigan Hosp. Fin. Auth. Rev.: - continued |
|
|
|
|
(Trinity Health Sys. Proj.) Series 2008 A, 6.5% 12/1/33 |
|
$ 2,500,000 |
$ 2,799,325 |
|
Royal Oak Hosp. Fin. Auth. Hosp. Rev. (William Beaumont Hosp. Proj.) Series 2009 V, 8.25% 9/1/39 |
|
600,000 |
722,100 |
|
Willow Run Cmnty. Schools County of Washtenaw 5% 5/1/20 (FSA Insured) |
|
1,000,000 |
1,049,410 |
|
|
26,659,363 |
|||
Minnesota - 1.0% |
||||
Duluth Independent School District #709 Ctfs. of Prtn. Series 2009 B, 4% 3/1/20 |
|
1,620,000 |
1,630,433 |
|
Minneapolis Health Care Sys. Rev. (Fairview Health Svcs. Proj.) Series 2008 B, 6.5% 11/15/38 (Assured Guaranty Corp. Insured) |
|
1,000,000 |
1,122,870 |
|
Minnesota Gen. Oblig. 5% 8/1/22 |
|
1,100,000 |
1,238,061 |
|
Rochester Hsg. & Healthcare Rev. (Madonna Towers Proj.) Series A, 5.875% 11/1/28 |
|
1,100,000 |
1,087,350 |
|
Saint Paul Port Auth. Lease Rev. (HealthEast Midway Campus Proj.) Series 2003 A, 5.875% 5/1/30 |
|
1,400,000 |
1,430,800 |
|
St. Louis Park Health Care Facilities Rev. (Park Nicollet Health Svcs. Proj.): |
|
|
|
|
Series 2008 C, 5.5% 7/1/17 |
|
1,000,000 |
1,134,470 |
|
Series 2009, 5.75% 7/1/39 |
|
1,600,000 |
1,678,960 |
|
St. Paul Hsg. & Redev. Auth. Health Care Facilities Rev. (HealthPartners Oblig. Group Proj.) 5.25% 5/15/22 |
|
1,000,000 |
1,063,900 |
|
|
10,386,844 |
|||
Missouri - 0.1% |
||||
Saint Louis County Indl. Dev. Auth. Sr. Living Facilities Rev. (Friendship Village West County Proj.) Series A, 5.125% 9/1/14 |
|
850,000 |
866,550 |
|
Montana - 0.2% |
||||
Forsyth Poll. Cont. Rev. (Portland Gen. Elec. Co. Proj.) Series 1998 A, 5% 5/1/33 |
|
1,800,000 |
1,793,160 |
|
Nebraska - 0.4% |
||||
Central Plains Energy Proj. Rev. (Nebraska Gas Proj.) Series 2007 B, 0.684% 12/1/17 (c) |
|
1,100,000 |
1,018,446 |
|
Douglas County Hosp. Auth. #2 Health Facilities Rev. (Children's Hosp. Proj.) Series 2008 B, 6% 8/15/24 |
|
1,300,000 |
1,397,825 |
|
Nebraska Pub. Pwr. District Rev. Series 2012 C, 5% 1/1/26 |
|
1,225,000 |
1,332,224 |
|
|
3,748,495 |
|||
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Nevada - 0.4% |
||||
Clark County Wtr. Reclamation District: |
|
|
|
|
Series 2009 A, 5.25% 7/1/29 (Berkshire Hathaway Assurance Corp. Insured) |
|
$ 1,000,000 |
$ 1,087,040 |
|
5.625% 7/1/32 |
|
3,000,000 |
3,282,120 |
|
|
4,369,160 |
|||
New Hampshire - 0.7% |
||||
New Hampshire Bus. Fin. Auth. Rev. Series 2009 A, 6.125% 10/1/39 |
|
1,800,000 |
1,860,768 |
|
New Hampshire Health & Ed. Facilities Auth. Rev.: |
|
|
|
|
(Dartmouth College Proj.) Series 2009, 5.25% 6/1/39 |
|
1,000,000 |
1,054,200 |
|
Series 2007 A, 5% 10/1/37 |
|
1,100,000 |
1,083,247 |
|
Series 2012: |
|
|
|
|
4% 7/1/32 |
|
400,000 |
340,072 |
|
5% 7/1/27 |
|
500,000 |
515,195 |
|
New Hampshire Tpk. Sys. Rev.: |
|
|
|
|
Series 2012 B, 5% 2/1/20 |
|
700,000 |
806,939 |
|
5% 4/1/20 |
|
1,325,000 |
1,530,415 |
|
|
7,190,836 |
|||
New Jersey - 3.2% |
||||
New Jersey Ctfs. of Prtn. Series 2009 A, 5.25% 6/15/28 |
|
1,000,000 |
1,058,790 |
|
New Jersey Econ. Dev. Auth. School Facilities Construction Rev.: |
|
|
|
|
Series 2009 AA, 5.5% 12/15/29 |
|
1,000,000 |
1,086,330 |
|
Series 2012, 5% 6/15/21 |
|
800,000 |
865,240 |
|
Series 2013 NN, 5% 3/1/27 |
|
16,810,000 |
17,684,442 |
|
Series 2013: |
|
|
|
|
5% 3/1/23 |
|
2,200,000 |
2,495,108 |
|
5% 3/1/24 |
|
3,000,000 |
3,334,890 |
|
5% 3/1/25 |
|
300,000 |
327,144 |
|
6% 12/15/34 |
|
1,075,000 |
1,188,681 |
|
6% 12/15/34 (Pre-Refunded to 12/15/18 @ 100) |
|
525,000 |
648,995 |
|
New Jersey Health Care Facilities Fing. Auth. Rev. Series 2008, 6.625% 7/1/38 |
|
1,700,000 |
1,800,589 |
|
New Jersey Tpk. Auth. Tpk. Rev. Series 2009 E, 5.25% 1/1/40 |
|
1,000,000 |
1,032,200 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
New Jersey - continued |
||||
New Jersey Trans. Trust Fund Auth. Series 2005 B, 5.25% 12/15/22 (AMBAC Insured) |
|
$ 400,000 |
$ 463,408 |
|
Union County Impt. Auth. (Juvenile Detention Ctr. Facility Proj.) Series 2005, 5.5% 5/1/28 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
1,019,150 |
|
|
33,004,967 |
|||
New Mexico - 0.2% |
||||
New Mexico Edl. Assistance Foundation Series 2010 A1, 5% 12/1/19 |
|
2,000,000 |
2,335,200 |
|
New York - 9.8% |
||||
Hudson Yards Infrastructure Corp. New York Rev. Series 2012 A, 5.75% 2/15/47 |
|
2,700,000 |
2,876,202 |
|
Long Island Pwr. Auth. Elec. Sys. Rev. Series 2012 A, 5% 9/1/42 |
|
2,300,000 |
2,282,474 |
|
Metropolitan Trans. Auth. Svc. Contract Rev. Series 7, 5.625% 7/1/16 (Escrowed to Maturity) |
|
180,000 |
189,090 |
|
New York City Gen. Oblig.: |
|
|
|
|
Series 2008 A1, 5.25% 8/15/27 |
|
1,500,000 |
1,675,695 |
|
Series 2008 D1, 5.125% 12/1/22 |
|
2,000,000 |
2,243,400 |
|
Series 2009 I1, 5.625% 4/1/29 |
|
600,000 |
679,674 |
|
Series 2012 A, 5% 8/1/24 |
|
1,300,000 |
1,457,963 |
|
Series 2012 E, 5% 8/1/24 |
|
5,000,000 |
5,640,600 |
|
Series 2012 G1: |
|
|
|
|
5% 4/1/25 |
|
2,500,000 |
2,789,700 |
|
5% 4/1/27 |
|
3,500,000 |
3,809,855 |
|
New York City Indl. Dev. Agcy. Civic Facility Rev. (Polytechnic Univ. NY Proj.) 5.25% 11/1/27 (ACA Finl. Guaranty Corp. Insured) |
|
600,000 |
621,594 |
|
New York City Muni. Wtr. Fin. Auth. Wtr. & Swr. Sys. Rev.: |
|
|
|
|
Series 2005 D: |
|
|
|
|
5% 6/15/37 |
|
400,000 |
413,848 |
|
5% 6/15/38 |
|
1,300,000 |
1,339,286 |
|
5% 6/15/39 |
|
500,000 |
512,740 |
|
Series 2009 A, 5.75% 6/15/40 |
|
2,300,000 |
2,479,239 |
|
Series 2009 CC, 5% 6/15/34 |
|
2,100,000 |
2,198,448 |
|
Series 2009 EE, 5.25% 6/15/40 |
|
2,100,000 |
2,189,019 |
|
Series 2009 FF 2, 5.5% 6/15/40 |
|
3,000,000 |
3,173,460 |
|
Series 2011 EE, 5.375% 6/15/43 |
|
4,000,000 |
4,227,280 |
|
Series 2012 EE, 5.25% 6/15/30 |
|
5,100,000 |
5,579,400 |
|
New York City Transitional Fin. Auth. Bldg. Aid Rev.: |
|
|
|
|
Series 2009 S1, 5.5% 7/15/31 |
|
1,000,000 |
1,094,810 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
New York - continued |
||||
New York City Transitional Fin. Auth. Bldg. Aid Rev.: - continued |
|
|
|
|
Series 2009 S3: |
|
|
|
|
5.25% 1/15/34 |
|
$ 4,000,000 |
$ 4,256,440 |
|
5.25% 1/15/39 |
|
1,000,000 |
1,033,880 |
|
Series 2009 S4: |
|
|
|
|
5.5% 1/15/39 |
|
850,000 |
888,947 |
|
5.75% 1/15/39 |
|
1,600,000 |
1,728,416 |
|
Series S1, 5% 7/15/25 |
|
1,900,000 |
2,111,052 |
|
New York Dorm. Auth. Personal Income Tax Rev.: |
|
|
|
|
(Ed. Proj.): |
|
|
|
|
Series 2007 A, 5% 3/15/32 |
|
2,400,000 |
2,519,376 |
|
Series 2008 B, 5.75% 3/15/36 |
|
3,400,000 |
3,750,098 |
|
Series 2009 A, 5% 2/15/34 |
|
1,100,000 |
1,163,558 |
|
New York Dorm. Auth. Revs.: |
|
|
|
|
(New York Univ. Hosp. Ctr. Proj.) Series 2007 B, 5.25% 7/1/24 |
|
100,000 |
107,163 |
|
Series 2002 A, 5.75% 10/1/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
10,000 |
10,034 |
|
New York Metropolitan Trans. Auth. Dedicated Tax Fund Rev.: |
|
|
|
|
Series 2009 A, 5.5% 11/15/39 |
|
5,000,000 |
5,246,550 |
|
Series 2009 B, 5% 11/15/34 |
|
1,200,000 |
1,220,592 |
|
New York Metropolitan Trans. Auth. Rev.: |
|
|
|
|
Series 2003 B, 5.25% 11/15/19 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,900,000 |
2,233,127 |
|
Series 2008 A, 5.25% 11/15/36 |
|
3,700,000 |
3,784,952 |
|
Series 2008 C, 6.5% 11/15/28 |
|
1,000,000 |
1,181,390 |
|
Series 2010 D, 5.25% 11/15/40 |
|
1,400,000 |
1,423,590 |
|
Series 2012 D, 5% 11/15/25 |
|
4,600,000 |
5,012,896 |
|
New York Sales Tax Asset Receivables Corp. Series 2005 A, 5.25% 10/15/27 (AMBAC Insured) |
|
1,500,000 |
1,575,660 |
|
New York Thruway Auth. Gen. Rev. Series 2005 G, 5.25% 1/1/27 |
|
1,600,000 |
1,687,776 |
|
New York Thruway Auth. Personal Income Tax Rev. Series 2007 A, 5.25% 3/15/25 |
|
1,500,000 |
1,668,240 |
|
New York Thruway Auth. Second Gen. Hwy. & Bridge Trust Fund Series 2007 A, 5% 4/1/21 |
|
1,100,000 |
1,223,145 |
|
Tobacco Settlement Fing. Corp.: |
|
|
|
|
Series 2003 A1: |
|
|
|
|
5.25% 6/1/21 (AMBAC Insured) |
|
1,000,000 |
1,003,070 |
|
5.25% 6/1/22 (AMBAC Insured) |
|
2,360,000 |
2,367,080 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
New York - continued |
||||
Tobacco Settlement Fing. Corp.: - continued |
|
|
|
|
Series 2003 B-1C: |
|
|
|
|
5.5% 6/1/19 |
|
$ 1,245,000 |
$ 1,249,308 |
|
5.5% 6/1/21 |
|
5,000,000 |
5,016,250 |
|
5.5% 6/1/22 |
|
1,500,000 |
1,504,770 |
|
|
102,441,137 |
|||
New York & New Jersey - 0.1% |
||||
Port Auth. of New York & New Jersey Spl. Oblig. Rev. (JFK Int'l. Air Term. Spl. Proj.) Series 6, 6.25% 12/1/13 (Nat'l. Pub. Fin. Guarantee Corp. Insured) (d) |
|
1,400,000 |
1,418,214 |
|
North Carolina - 1.0% |
||||
Charlotte Int'l. Arpt. Rev. (Charlotte Douglas Int'l. Arpt. Proj.) Series 2010 B, 5.5% 7/1/24 (d) |
|
1,000,000 |
1,104,280 |
|
Nash Health Care Sys. Health Care Facilities Rev.: |
|
|
|
|
Series 2012, 5% 11/1/41 |
|
800,000 |
790,392 |
|
5% 11/1/30 (FSA Insured) |
|
1,275,000 |
1,291,307 |
|
North Carolina Eastern Muni. Pwr. Agcy. Pwr. Sys. Rev. Series 2009 B, 5% 1/1/26 |
|
2,100,000 |
2,202,144 |
|
North Carolina Med. Care Cmnty. Health (Memorial Mission Hosp. Proj.) Series 2007, 5% 10/1/20 |
|
1,000,000 |
1,094,750 |
|
North Carolina Med. Care Commission Health Care Facilities Rev. (Rex Healthcare Proj.) Series 2010 A, 5% 7/1/30 |
|
1,600,000 |
1,661,392 |
|
North Carolina Muni. Pwr. Agcy. #1 Catawba Elec. Rev.: |
|
|
|
|
Series 2009 A, 5% 1/1/30 |
|
1,000,000 |
1,030,970 |
|
Series 2010 B, 5% 1/1/20 |
|
1,300,000 |
1,500,382 |
|
|
10,675,617 |
|||
North Dakota - 0.4% |
||||
Cass County Health Care Facilities Rev. (Essentia Health Obligated Group Proj.) Series 2008, 5.125% 2/15/37 (Assured Guaranty Corp. Insured) |
|
750,000 |
764,355 |
|
Mclean County Solid Waste Facilities Rev. (Great River Energy Projects) Series 2010 B, 5.15% 7/1/40 |
|
2,300,000 |
2,293,238 |
|
Ward County Health Care Facility Rev. (Trinity Med. Ctr. Proj.) 5.125% 7/1/17 |
|
1,210,000 |
1,277,542 |
|
|
4,335,135 |
|||
Ohio - 1.0% |
||||
Buckeye Tobacco Settlement Fing. Auth. Series 2007 A1: |
|
|
|
|
5% 6/1/16 |
|
800,000 |
865,056 |
|
5% 6/1/17 |
|
925,000 |
1,017,278 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Ohio - continued |
||||
Lake County Hosp. Facilities Rev. (Lake Hosp. Sys., Inc. Proj.) Series 2008 C, 5.75% 8/15/38 |
|
$ 1,000,000 |
$ 1,043,790 |
|
Lucas County Hosp. Rev. (ProMedica Heathcare Oblig. Group Proj.) Series 2011 A, 6.5% 11/15/37 |
|
1,200,000 |
1,367,796 |
|
Muskingum County Hosp. Facilities (Genesis Healthcare Sys. Obligated Group Proj.) Series 2013, 5% 2/15/48 |
|
2,000,000 |
1,689,620 |
|
Ohio Air Quality Dev. Auth. Rev. Series 2009 C, 5.625% 6/1/18 |
|
400,000 |
438,696 |
|
Ohio Tpk. Commission Tpk. Rev. 0% 2/15/42 (b) |
|
2,600,000 |
452,504 |
|
Ohio Wtr. Dev. Auth. Poll. Cont. Facilities Rev. Bonds (FirstEnergy Corp. Proj.) Series 2009 A, 5.875%, tender 6/1/16 (c) |
|
1,500,000 |
1,613,685 |
|
Ross County Hosp. Facilities Rev. (Adena Health Sys. Proj.) Series 2008, 5.75% 12/1/35 |
|
1,400,000 |
1,492,820 |
|
|
9,981,245 |
|||
Oklahoma - 0.9% |
||||
Oklahoma City Pub. Property Auth. Hotel Tax Rev. Series 2005, 5.5% 10/1/21 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,695,000 |
1,806,158 |
|
Oklahoma Dev. Fin. Auth. Health Sys. Rev. (Integris Baptist Med. Ctr. Proj.) Series C, 5.5% 8/15/22 |
|
2,865,000 |
3,187,055 |
|
Oklahoma Dev. Fin. Auth. Rev. (Saint John Health Sys. Proj.) 5% 2/15/42 |
|
1,775,000 |
1,784,763 |
|
Oklahoma Wtr. Resources Board Student Ln. Prog. Rev. Series 2013 D, 5% 10/1/33 |
|
1,100,000 |
1,157,211 |
|
Tulsa County Indl. Auth. Health Care Rev. 5% 12/15/18 |
|
1,500,000 |
1,671,435 |
|
|
9,606,622 |
|||
Oregon - 0.3% |
||||
Forest Grove Campus Impt. Rev. (Pacific Univ. Proj.) Series 2009, 6.375% 5/1/39 |
|
1,200,000 |
1,212,756 |
|
Oregon Facilities Auth. Rev. (PeaceHealth Proj.) Seroes 2009 A, 5% 11/1/39 |
|
740,000 |
752,632 |
|
Yamhill County School District #029J Newberg 5.5% 6/15/19 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
1,193,250 |
|
|
3,158,638 |
|||
Pennsylvania - 1.6% |
||||
Allegheny County Hosp. Dev. Auth. Rev.: |
|
|
|
|
(Pittsburgh Med. Ctr. Proj.) Series B, 5% 6/15/16 |
|
850,000 |
943,356 |
|
(Univ. of Pittsburgh Med. Ctr. Proj.) Series 2009 A, 5.625% 8/15/39 |
|
1,100,000 |
1,167,661 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Pennsylvania - continued |
||||
Annville-Cleona School District 5.5% 3/1/22 (FSA Insured) |
|
$ 1,250,000 |
$ 1,323,363 |
|
Centre County Hosp. Auth. Rev. (Mount Nittany Med. Ctr. Proj.) Series 2011, 7% 11/15/46 |
|
500,000 |
582,915 |
|
Easton Area School District Series 2006, 7.75% 4/1/25 (FSA Insured) |
|
315,000 |
358,092 |
|
Mifflin County School District Series 2007, 7.75% 9/1/30 (XL Cap. Assurance, Inc. Insured) |
|
400,000 |
461,196 |
|
Monroeville Fin. Auth. UPMC Rev. Series 2012, 5% 2/15/27 |
|
800,000 |
829,496 |
|
Montgomery County Higher Ed. & Health Auth. Hosp. Rev. (Abington Memorial Hosp. Proj.): |
|
|
|
|
Series 2012 A, 5% 6/1/24 |
|
600,000 |
653,982 |
|
Series A, 6% 6/1/16 (AMBAC Insured) |
|
1,860,000 |
2,087,106 |
|
Pennsylvania Tpk. Commission Tpk. Rev. Series 2009 D, 5.5% 12/1/41 |
|
2,400,000 |
2,485,224 |
|
Philadelphia Gas Works Rev.: |
|
|
|
|
(1975 Gen. Ordinance Proj.) Seventeenth Series, 5.375% 7/1/20 (FSA Insured) |
|
500,000 |
501,070 |
|
(1998 Gen. Ordinance Proj.): |
|
|
|
|
Fifth Series A1, 5% 9/1/33 (FSA Insured) |
|
150,000 |
150,897 |
|
Ninth Series, 5.25% 8/1/40 |
|
800,000 |
811,672 |
|
Philadelphia Gen. Oblig. Series 2008 B, 7.125% 7/15/38 (Assured Guaranty Corp. Insured) |
|
600,000 |
668,160 |
|
Philadelphia School District Series 2005 A, 5% 8/1/22 (AMBAC Insured) |
|
200,000 |
208,178 |
|
Westmoreland County Muni. Auth. Muni. Svc. Rev. Series A, 0% 8/15/21 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
5,000,000 |
3,890,500 |
|
|
17,122,868 |
|||
Puerto Rico - 0.4% |
||||
Puerto Rico Govt. Dev. Bank Series 2006 C, 5.25% 1/1/15 (d) |
|
1,000,000 |
1,023,900 |
|
Puerto Rico Pub. Bldg. Auth. Rev.: |
|
|
|
|
Bonds Series M2: |
|
|
|
|
5.5%, tender 7/1/17 (AMBAC Insured) (c) |
|
600,000 |
613,266 |
|
5.75%, tender 7/1/17 (c) |
|
1,100,000 |
1,133,990 |
|
Series N, 5.5% 7/1/22 |
|
1,100,000 |
1,086,998 |
|
Puerto Rico Sales Tax Fing. Corp. Sales Tax Rev.: |
|
|
|
|
Series 2007 A, 0% 8/1/44 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
285,000 |
36,976 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Puerto Rico - continued |
||||
Puerto Rico Sales Tax Fing. Corp. Sales Tax Rev.: - continued |
|
|
|
|
Series 2009 A, 6% 8/1/42 |
|
$ 600,000 |
$ 591,882 |
|
Series A, 0% 8/1/54 (AMBAC Insured) |
|
1,300,000 |
81,900 |
|
|
4,568,912 |
|||
Rhode Island - 0.1% |
||||
Rhode Island Port Auth. & Econ. Dev. Corp. Arpt. Rev. Series A, 7% 7/1/14 (FSA Insured) (d) |
|
780,000 |
795,187 |
|
South Carolina - 1.5% |
||||
Greenwood Fifty School Facilities Installment 5% 12/1/21 (Assured Guaranty Corp. Insured) |
|
1,000,000 |
1,119,640 |
|
Lexington One School Facilities Corp. Rev. (Lexington County School District No. 1 Proj.) 5% 12/1/17 |
|
1,015,000 |
1,120,296 |
|
South Carolina Jobs-Econ. Dev. Auth. Econ. Dev. Rev. Series 2013, 5% 11/1/27 |
|
1,400,000 |
1,439,536 |
|
South Carolina Jobs-Econ. Dev. Auth. Health Facilities Rev. (Bishop Gadsden Proj.) Series 2007, 5% 4/1/16 |
|
1,000,000 |
1,051,430 |
|
South Carolina Pub. Svc. Auth. (Santee Cooper) Rev. Oblig.: |
|
|
|
|
Series 2012 B, 5% 12/1/20 |
|
2,500,000 |
2,945,025 |
|
Series 2012 C, 5% 12/1/18 |
|
1,000,000 |
1,171,670 |
|
South Carolina Pub. Svc. Auth. Rev. (Santee Cooper Proj.) Series 2009 B, 5.25% 1/1/39 |
|
5,000,000 |
5,325,950 |
|
Univ. of South Carolina Athletic Facilities Rev. Series 2008 A, 5.5% 5/1/38 |
|
995,000 |
1,063,207 |
|
|
15,236,754 |
|||
South Dakota - 0.1% |
||||
South Dakota Health & Edl. Facilities Auth. Rev. Series 2012 E, 5% 11/1/42 |
|
1,500,000 |
1,472,745 |
|
Tennessee - 0.9% |
||||
Clarksville Natural Gas Acquisition Corp. Gas Rev.: |
|
|
|
|
Series 2006: |
|
|
|
|
5% 12/15/13 |
|
1,000,000 |
1,014,220 |
|
5% 12/15/15 |
|
1,500,000 |
1,606,110 |
|
5% 12/15/16 |
|
1,500,000 |
1,623,150 |
|
Jackson Hosp. Rev. (Jackson-Madison County Gen. Hosp. Proj.) Series 2008, 5.75% 4/1/41 |
|
1,000,000 |
1,045,930 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Tennessee - continued |
||||
Knox County Health Edl. & Hsg. Facilities Board Rev. (Univ. Health Sys. Proj.) Series 2007, 5% 4/1/16 |
|
$ 1,805,000 |
$ 1,933,173 |
|
Memphis-Shelby County Arpt. Auth. Arpt. Rev. Series 2010 B, 5.75% 7/1/24 (d) |
|
1,600,000 |
1,714,576 |
|
|
8,937,159 |
|||
Texas - 10.6% |
||||
Aledo Independent School District (School Bldg. Proj.) Series 2006 A, 5% 2/15/43 |
|
1,200,000 |
1,255,308 |
|
Austin Cmnty. College District Pub. Facilities Lease Rev. (Round Rock Campus Proj.) Series 2008, 5.5% 8/1/20 |
|
1,000,000 |
1,152,050 |
|
Bastrop Independent School District Series 2007, 5.25% 2/15/42 |
|
5,000,000 |
5,287,950 |
|
Beaumont Independent School District 5% 2/15/38 (Assured Guaranty Corp. Insured) |
|
300,000 |
312,684 |
|
Comal Independent School District: |
|
|
|
|
Series 2007, 5% 2/1/36 |
|
2,500,000 |
2,627,025 |
|
Series 2008A, 5.25% 2/1/23 |
|
2,240,000 |
2,537,674 |
|
Corpus Christi Util. Sys. Rev.: |
|
|
|
|
5% 7/15/23 |
|
1,600,000 |
1,810,480 |
|
5.25% 7/15/18 (FSA Insured) |
|
1,000,000 |
1,136,510 |
|
Dallas Area Rapid Transit Sales Tax Rev. Series 2008, 5.25% 12/1/43 |
|
3,785,000 |
4,007,709 |
|
Dallas Fort Worth Int'l. Arpt. Rev.: |
|
|
|
|
Series 2007, 5% 11/1/19 (XL Cap. Assurance, Inc. Insured) (d) |
|
2,500,000 |
2,606,325 |
|
Series 2009 A, 5% 11/1/24 |
|
1,000,000 |
1,067,630 |
|
Dallas Independent School District Series 2008, 6.375% 2/15/34 |
|
300,000 |
347,106 |
|
Eagle Mountain & Saginaw Independent School District Series 2008, 5% 8/15/38 |
|
1,480,000 |
1,568,918 |
|
Frisco Independent School District Series 2008 A, 6% 8/15/33 |
|
1,200,000 |
1,371,660 |
|
Grand Parkway Trans. Corp. Series 2013 B, 5.5% 4/1/53 (b) |
|
800,000 |
782,264 |
|
Harris County Gen. Oblig.: |
|
|
|
|
(Permanent Impt. Proj.) Series 1996, 0% 10/1/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
2,500,000 |
2,359,175 |
|
(Road Proj.) Series 2008 B, 5.25% 8/15/47 |
|
8,000,000 |
8,137,600 |
|
Series 2002, 0% 8/15/24 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
716,970 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Texas - continued |
||||
Harris County Health Facilities Dev. Corp. Hosp. Rev. (Memorial Hermann Healthcare Sys. Proj.) Series 2008 B, 7.25% 12/1/35 (Pre-Refunded to 12/1/18 @ 100) |
|
$ 1,200,000 |
$ 1,558,080 |
|
Houston Arpt. Sys. Rev.: |
|
|
|
|
Series 2011 A, 5% 7/1/24 (d) |
|
1,250,000 |
1,335,713 |
|
Series 2012 A, 5% 7/1/23 (d) |
|
600,000 |
652,998 |
|
Houston Cmnty. College Sys. Rev. Series 2013, 5% 2/15/37 |
|
400,000 |
411,576 |
|
Humble Independent School District: |
|
|
|
|
Series 2000, 0% 2/15/17 |
|
1,000,000 |
955,650 |
|
Series 2005 B, 5.25% 2/15/20 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,800,000 |
1,902,132 |
|
Judson Independent School District Series 2005 B, 5% 2/1/24 (FSA Insured) |
|
950,000 |
964,117 |
|
Kermit Independent School District Series 2007, 5.25% 2/15/32 |
|
700,000 |
742,945 |
|
Lewisville Independent School District 0% 8/15/19 |
|
2,340,000 |
2,057,000 |
|
Liberty Hill Independent School District (School Bldg. Proj.) Series 2006, 5.25% 8/1/35 |
|
1,100,000 |
1,151,381 |
|
Longview Independent School District 5% 2/15/37 |
|
1,000,000 |
1,048,710 |
|
Lower Colorado River Auth. Rev.: |
|
|
|
|
5.75% 5/15/37 |
|
205,000 |
211,939 |
|
5.75% 5/15/37 (Pre-Refunded to 5/15/15 @ 100) |
|
25,000 |
27,353 |
|
Mansfield Independent School District 5.5% 2/15/17 |
|
25,000 |
25,089 |
|
North Texas Tollway Auth. Rev.: |
|
|
|
|
Bonds Series 2008 E3, 5.75%, tender 1/1/16 (c) |
|
1,000,000 |
1,111,600 |
|
Series 2008 A, 6% 1/1/24 |
|
2,000,000 |
2,251,980 |
|
Series 2008 I, 0% 1/1/42 (Assured Guaranty Corp. Insured) (a) |
|
1,100,000 |
1,131,262 |
|
Series 2009 A, 6.25% 1/1/39 |
|
1,800,000 |
1,977,624 |
|
Series 2011 A: |
|
|
|
|
5.5% 9/1/41 |
|
500,000 |
523,855 |
|
6% 9/1/41 |
|
1,200,000 |
1,313,868 |
|
Series 2011 D, 5% 9/1/28 |
|
2,300,000 |
2,444,210 |
|
Prosper Independent School District: |
|
|
|
|
Series 2005, 5.125% 8/15/30 |
|
400,000 |
419,092 |
|
5.375% 8/15/37 |
|
2,000,000 |
2,141,280 |
|
San Antonio Arpt. Sys. Rev.: |
|
|
|
|
5% 7/1/16 (FSA Insured) (d) |
|
1,635,000 |
1,805,449 |
|
5.25% 7/1/18 (FSA Insured) (d) |
|
2,505,000 |
2,820,405 |
|
San Antonio Elec. & Gas Sys. Rev.: |
|
|
|
|
Series 2008, 5% 2/1/24 |
|
1,000,000 |
1,109,570 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Texas - continued |
||||
San Antonio Elec. & Gas Sys. Rev.: - continued |
|
|
|
|
Series 2012, 5.25% 2/1/25 |
|
$ 800,000 |
$ 946,480 |
|
San Antonio Wtr. Sys. Rev. Series 2012, 5% 5/15/23 |
|
5,000,000 |
5,799,950 |
|
San Jacinto Cmnty. College District Series 2009, 5% 2/15/39 |
|
2,300,000 |
2,432,894 |
|
Southwest Higher Ed. Auth. Rev. (Southern Methodist Univ. Proj.) Series 2010, 5% 10/1/35 |
|
400,000 |
424,144 |
|
Spring Branch Independent School District Series 2008, 5.25% 2/1/38 |
|
3,145,000 |
3,363,735 |
|
Tarrant County Cultural Ed. Facilities Fin. Corp. Hosp. Rev.: |
|
|
|
|
(Baylor Health Care Sys. Proj.) Series 2009, 5.75% 11/15/24 |
|
1,100,000 |
1,243,715 |
|
(Hendrick Med. Ctr. Proj.) Series 2009 B, 5.25% 9/1/28 (Assured Guaranty Corp. Insured) |
|
1,235,000 |
1,280,374 |
|
(Scott & White Healthcare Proj.) Series 2013 A: |
|
|
|
|
4% 8/15/43 |
|
500,000 |
391,320 |
|
5% 8/15/36 |
|
1,000,000 |
1,015,760 |
|
Texas Gen. Oblig.: |
|
|
|
|
(Trans. Commission Mobility Fund Proj.) Series 2005 A, 4.75% 4/1/35 |
|
1,500,000 |
1,550,145 |
|
Series 2006 A, 5% 4/1/29 |
|
560,000 |
607,578 |
|
Series 2006, 5% 4/1/27 |
|
1,000,000 |
1,072,080 |
|
Series 2008, 5% 4/1/25 |
|
800,000 |
889,960 |
|
Texas Muni. Pwr. Agy. Rev.: |
|
|
|
|
0% 9/1/15 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,100,000 |
1,078,605 |
|
0% 9/1/16 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,800,000 |
1,728,702 |
|
Texas Private Activity Bond Surface Trans. Corp.: |
|
|
|
|
(LBJ Infrastructure Group LLC IH-635 Managed Lanes Proj.) Series 2010, 7% 6/30/40 |
|
1,200,000 |
1,364,808 |
|
(NTE Mobility Partners LLC North Tarrant Express Managed Lanes Proj.) Series 2009, 6.875% 12/31/39 |
|
2,100,000 |
2,356,158 |
|
Texas Trans. Commission Central Texas Tpk. Sys. Rev. Bonds Series 2012 B, 1.25%, tender 2/15/15 (c) |
|
600,000 |
600,000 |
|
Texas Trans. Commission State Hwy. Fund Rev. Series 2007: |
|
|
|
|
5% 4/1/21 |
|
1,000,000 |
1,122,890 |
|
5% 4/1/23 |
|
1,500,000 |
1,682,055 |
|
5% 4/1/25 |
|
600,000 |
671,460 |
|
5% 4/1/26 |
|
800,000 |
894,072 |
|
Texas Wtr. Dev. Board Rev. Series 2008 B, 5.25% 7/15/23 |
|
1,600,000 |
1,818,416 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Texas - continued |
||||
Univ. of Texas Board of Regents Sys. Rev. Series 2007 F, 4.75% 8/15/27 |
|
$ 1,000,000 |
$ 1,086,090 |
|
Waller Independent School District: |
|
|
|
|
5.5% 2/15/28 |
|
1,670,000 |
1,836,599 |
|
5.5% 2/15/37 |
|
2,100,000 |
2,268,945 |
|
|
110,706,851 |
|||
Utah - 0.3% |
||||
Utah Associated Muni. Pwr. Sys. Rev. (Payson Pwr. Proj.) 5% 9/1/20 |
|
850,000 |
960,475 |
|
Utah State Board of Regents Rev. Series 2011 B, 5% 8/1/27 |
|
1,000,000 |
1,057,940 |
|
Utah Transit Auth. Sales Tax Rev. Series 2008 A, 5.25% 6/15/38 |
|
1,200,000 |
1,265,064 |
|
|
3,283,479 |
|||
Vermont - 0.4% |
||||
Vermont Edl. & Health Bldg. Fin. Agcy. Rev.: |
|
|
|
|
(Fletcher Allen Health Care Proj.) Series 2004 B, 5.5% 12/1/28 (FSA Insured) |
|
2,600,000 |
2,725,190 |
|
(Middlebury College Proj.) Series 2006 A, 5% 10/31/46 |
|
1,000,000 |
1,045,810 |
|
|
3,771,000 |
|||
Virginia - 0.5% |
||||
Louisa Indl. Dev. Auth. Poll. Cont. Rev. Bonds (Virginia Elec. & Pwr. Co. Proj.) Series 2008 B, 5.375%, tender 12/2/13 (c) |
|
4,000,000 |
4,060,960 |
|
Virginia Small Bus. Fing. Auth. (95 Express Lane LLC Proj.) Series 2012, 5% 1/1/40 (d) |
|
1,800,000 |
1,541,718 |
|
|
5,602,678 |
|||
Washington - 3.2% |
||||
Chelan County Pub. Util. District #1 Columbia River-Rock Island Hydro-Elec. Sys. Rev. Series 1997 A, 0% 6/1/17 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
1,000,000 |
932,390 |
|
Grant County Pub. Util. District #2 Wanapum Hydro Elec. Rev. Series B, 5.25% 1/1/22 (Nat'l. Pub. Fin. Guarantee Corp. Insured) (d) |
|
1,950,000 |
2,014,799 |
|
Kent Spl. Events Ctr. Pub. Facilities District Rev. Series 2008, 5.25% 12/1/32 (FSA Insured) |
|
2,000,000 |
2,062,500 |
|
King County Swr. Rev.: |
|
|
|
|
Series 2008, 5.75% 1/1/43 |
|
3,600,000 |
3,895,812 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Washington - continued |
||||
King County Swr. Rev.: - continued |
|
|
|
|
Series 2009, 5.25% 1/1/42 |
|
$ 1,000,000 |
$ 1,062,680 |
|
Series 2010, 5% 1/1/50 |
|
1,300,000 |
1,316,601 |
|
Port of Seattle Spl. Facility Rev. Series 2013, 5% 6/1/24 (d) |
|
560,000 |
606,978 |
|
Spokane Gen. Oblig. 5.25% 12/1/24 (AMBAC Insured) |
|
1,000,000 |
1,044,050 |
|
Spokane Pub. Facilities District Hotel/Motel Tax & Sales/Use Tax Rev. Series 2013 B, 5% 12/1/27 |
|
1,500,000 |
1,584,540 |
|
Washington Gen. Oblig.: |
|
|
|
|
Series R 97A, 0% 7/1/19 (Escrowed to Maturity) |
|
1,200,000 |
1,068,192 |
|
Series S5, 0% 1/1/18 (Nat'l. Pub. Fin. Guarantee Corp. Insured) |
|
2,230,000 |
2,084,270 |
|
Washington Health Care Facilities Auth. Rev.: |
|
|
|
|
(Catholic Health Initiatives Proj.) Series 2008 D, 6.375% 10/1/36 |
|
3,000,000 |
3,438,480 |
|
(MultiCare Health Sys. Proj.): |
|
|
|
|
Series 2008 B, 6% 8/15/39 (Assured Guaranty Corp. Insured) |
|
1,000,000 |
1,062,690 |
|
Series 2010 A, 5% 8/15/18 |
|
2,295,000 |
2,548,437 |
|
(Providence Health Systems Proj.): |
|
|
|
|
Series 2006 D, 5.25% 10/1/33 |
|
1,000,000 |
1,060,870 |
|
Series 2012 A, 5% 10/1/24 |
|
3,300,000 |
3,679,269 |
|
(Seattle Children's Hosp. Proj.) Series 2009, 5.625% 10/1/38 |
|
1,400,000 |
1,473,010 |
|
5.7% 7/1/38 |
|
2,270,000 |
2,304,776 |
|
|
33,240,344 |
|||
West Virginia - 0.1% |
||||
West Virginia Hosp. Fin. Auth. Hosp. Rev. (West Virginia United Health Sys. Proj.) Series 2008 E, 5.625% 6/1/35 |
|
1,000,000 |
1,041,130 |
|
Wisconsin - 0.5% |
||||
Wisconsin Health & Edl. Facilities Auth. Rev.: |
|
|
|
|
(Agnesian HealthCare, Inc. Proj.): |
|
|
|
|
Series 2010: |
|
|
|
|
5.5% 7/1/40 |
|
500,000 |
513,540 |
|
5.75% 7/1/30 |
|
500,000 |
533,360 |
|
Series 2013 B, 5% 7/1/36 |
|
800,000 |
802,440 |
|
(Marshfield Clinic Proj.) Series A, 5.375% 2/15/34 |
|
1,000,000 |
1,024,030 |
|
(Wheaton Franciscan Healthcare Sys. Proj.) Series 2003 A, 5.5% 8/15/16 |
|
795,000 |
796,161 |
|
Municipal Bonds - continued |
||||
|
Principal Amount |
Value |
||
Wisconsin - continued |
||||
Wisconsin Health & Edl. Facilities Auth. Rev.: - continued |
|
|
|
|
Series 2012, 5% 6/1/39 |
|
$ 190,000 |
$ 184,357 |
|
Series 2013, 5% 8/15/25 |
|
1,300,000 |
1,382,199 |
|
|
5,236,087 |
|||
Wyoming - 0.2% |
||||
Campbell County Solid Waste Facilities Rev. (Basin Elec. Pwr. Coop. - Dry Fork Station Facilities Proj.) Series 2009 A, 5.75% 7/15/39 |
|
1,700,000 |
1,801,524 |
TOTAL INVESTMENT PORTFOLIO - 99.2% (Cost $1,007,492,788) |
1,039,325,649 |
||
NET OTHER ASSETS (LIABILITIES) - 0.8% |
7,976,100 |
||
NET ASSETS - 100% |
$ 1,047,301,749 |
Legend |
(a) Security initially issued in zero coupon form which converts to coupon form at a specified rate and date. The rate shown is the rate at period end. |
(b) Security or a portion of the security purchased on a delayed delivery or when-issued basis. |
(c) Coupon rates for floating and adjustable rate securities reflect the rates in effect at period end. |
(d) Private activity obligations whose interest is subject to the federal alternative minimum tax for individuals. |
Other Information |
All investments are categorized as Level 2 under the Fair Value Hierarchy. The inputs or methodology used for valuing securities may not be an indication of the risk associated with investing in those securities. For more information on valuation inputs, please refer to the Investment Valuation section at the end of this listing. |
Income Tax Information |
At July 31, 2013, the cost of investment securities for income tax purposes was $1,007,035,183. Net unrealized appreciation aggregated $32,290,466, of which $50,126,791 related to appreciated investment securities and $17,836,325 related to depreciated investment securities. |
Investment Valuation |
Investments are valued as of 4:00 p.m. Eastern time on the last calendar day of the period. Security transactions are accounted for as of trade date. In accordance with valuation policies and procedures approved by the Board of Trustees (the Board), the Fund attempts to obtain prices from one or more third party pricing vendors or brokers to value its investments. When current market prices, quotations or currency exchange rates are not readily available or reliable, investments will be fair valued in good faith by the Fidelity Management & Research Company (FMR) Fair Value Committee (the Committee), in accordance with procedures adopted by the Board. Factors used in determining fair value vary by investment type and may include market or investment specific events, changes in interest rates and credit quality. The frequency with which these procedures are used cannot be predicted and they may be utilized to a significant extent. The Committee oversees the Fund's valuation policies and procedures and is responsible for approving and reporting to the Board all fair value determinations. The Fund categorizes the inputs to valuation techniques used to value its investments into a disclosure hierarchy consisting of three levels: Level 1 - quoted prices in active markets for identical investments: Level 2 - other significant observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds etc.): Level 3 - unobservable inputs (including the Fund's own assumptions based on the best information available). Changes in valuation techniques may result in transfers in or out of an assigned level within the disclosure hierarchy. Valuation techniques used to value the Fund's investments by major category are as follows: |
Debt securities, including restricted securities, are valued based on evaluated prices received from third party pricing vendors or from brokers who make markets in such securities. For municipal securities, pricing vendors utilize matrix pricing which considers yield or price of bonds of comparable quality, coupon, maturity and type as well as broker-supplied prices. |
When independent prices are unavailable or unreliable, debt securities may be valued utilizing pricing methodologies which consider similar factors that would be used by third party pricing vendors. Debt securities are generally categorized as Level 2 in the hierarchy but may be Level 3 depending on the circumstances. |
For additional information on the Fund's policy regarding valuation of investments and other significant accounting policies, please refer to the Fund's most recent semiannual or annual shareholder report. |
Quarterly Report
The fund's schedule of investments as of the date on the cover of this report has not been audited. This report is provided for the general
information of the fund's shareholders. For more information regarding the fund and its holdings, please visit advisor.fidelity.com or call
Fidelity at 1-877-208-0098 for a free copy of the fund's most recent prospectus and annual report.
or an affiliate. |
Quarterly Report
Item 2. Controls and Procedures
(a)(i) The President and Treasurer and the Chief Financial Officer have concluded that the Fidelity Advisor Series II's (the "Trust") disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act) provide reasonable assurances that material information relating to the Trust is made known to them by the appropriate persons, based on their evaluation of these controls and procedures as of a date within 90 days of the filing date of this report.
(a)(ii) There was no change in the Trust's internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act) that occurred during the Trust's last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Trust's internal control over financial reporting.
Item 3. Exhibits
Certification pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 (17 CFR 270.30a-2(a)) is filed and attached hereto as Exhibit 99.CERT. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Fidelity Advisor Series II
By: |
/s/Stephanie J. Dorsey |
|
Stephanie J. Dorsey |
|
President and Treasurer |
|
|
Date: |
September 27, 2013 |
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By: |
/s/Stephanie J. Dorsey |
|
Stephanie J. Dorsey |
|
President and Treasurer |
|
|
Date: |
September 27, 2013 |
By: |
/s/Christine Reynolds |
|
Christine Reynolds |
|
Chief Financial Officer |
|
|
Date: |
September 27, 2013 |
1 Year Suggestion Box (CE) Chart |
1 Month Suggestion Box (CE) Chart |
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