Amended Current Report Filing (8-k/a)

 

SECURITIES AND EXCHANGE COMMISSION

 

Washington, D.C. 20549

 

FORM 8-K/A

 

Amendment No. 1

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): January 22, 2013 ( November 28, 2012)

 

Santa Fe Petroleum, Inc.

 (Exact name of registrant as specified in its charter)

 

Delaware	333-173302	99-0362658
(state or other jurisdiction of incorporation or organization)	(Commission File Number)	(I.R.S. Employer I.D. No.)

 

 

4011 West Plano Parkway, Suite 126 Plano, TX 75093

(Address of principal executive offices)

 

888-870-7060

(Issuer's telephone number)

 

with a copy to:

Zouvas Law Group, P.C.

2368 Second Avenue

San Diego, CA 92101

 

Telephone [phone]

Facsimile: [phone]

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 

 

☐   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 

 

☐   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

  Explanatory Note

 

 

This Amendment No. 1 to our Current Report on Form 8-K (the “Amended Filing”), originally filed on November 22, 2012 (the “Original Filing”), is being made to respond to certain comments received from the Staff of the Securities and Exchange Commission. Furthermore, this Amended Filing has been updated to include disclosures regarding the business of experience of one of the Company’s officers. For convenience and ease of reference, the Company is filing this Form 8-K/A in its entirety with all applicable changes and unless otherwise stated, all information contained in this amendment is as of November 22, 2012, the filing date of the Original Filing. Except as stated herein, this Form 8-K/A does not reflect events or transactions occurring after such filing date or modify or update those disclosures in the Original Filing that may have been affected by events or transactions occurring subsequent to such filing date.

 

 

 

 

  

SANTA FE PETROLEUM, INC.

Form 8-K

Current Report

 

ITEM 5.02             DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS

 

Termination

 

On November 28, 2012, Santa Fe Petroleum, Inc., a Delaware Corporation, ( the “Company”) terminated Mr. Bruce Hall as the CEO, CFO and a Director of the Company. The termination was not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.

 

Appointments

 

On November 28, 2012, Mr. Tom Griffin (“Mr. Griffin”) was appointed to serve as the Company’s CEO and has accepted such appointment. Mr. Griffin will continue in his positions as the Company’s President, Secretary and Chairman of the Board of Directors.

 

On November 28, 2012, Mr. Mark Zouvas (“Mr. Zouvas”) was appointed to serve as the Company’s CFO, Treasurer and as a Director and has accepted such appointment. The biography for Mr. Zouvas is set forth below.

 

Mr. Mark Zouvas (age 50) – Mr. Zouvas has a BA from the University of California at Berkeley (Accounting and Philosophy). After graduating, he joined Price Waterhouse where he performed services for clients in the banking and real estate industries. He was formerly a licensed real estate broker and an accountant in the state of California. Mr. Zouvas was involved in commodities trading and served as the CFO for an independent clearing firm on the Chicago Mercantile Exchange. Mr. Zouvas has also served as the CFO and Director of Casablanca Mining, Ltd., a Nevada corporation engaged in the acquisition, exploration, development, and operation of precious metal properties, as the CEO and Director of ReoStar Energy Corporation, a Nevada corporation engaged in the exploration, development and acquisition of oil and gas properties, as the CEO of Carbon Credits International, Inc., a Nevada corporation engaged in the business of marketing electrical energy savings products, as CEO of Cuba Beverage Company, a Wyoming corporation engaged in the development and distribution of herbal energy beverages, and as the CEO, CFO and Director of Antaga International Corp, a Nevada corporation engaged in the distribution of nutritional supplements. As a result of his extensive experience as an executive-level officer and director of several publicly traded entities, he has excellent knowledge of SEC and FINRA reporting guidelines. Mr. Zouvas’ responsibilities have included asset development and fund raising. He has had over twenty-five years of experience in preparing investment summaries and has raised over $500 million through debt and equity offerings to investors both domestically and abroad. Mr. Zouvas passed all parts of the California CPA exam in 1991.

 

  Family Relationships

 

Mr. Griffin is not related to any officer or Director of the Company.

Mr. Zouvas is not related to any officer or Director of the Company.

 

Related Party Transactions

 

There are no related party transactions reportable under Item 5.02 of Form 8-K and Item 404(a) of Regulation S-K.

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

Date: January 22 , 2013	SANTA FE PETROLEUM, INC.
	By:	/s/ Tom Griffin
		Tom Griffin
		Chief Executive Officer