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RYES Rise Gold Corporation (QX)

0.0925
0.00688 (8.03%)
04 Nov 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Rise Gold Corporation (QX) USOTC:RYES OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.006875 8.03% 0.0925 0.085 0.104 0.0925 0.08075 0.08075 44,982 21:06:04

Form 4 - Statement of changes in beneficial ownership of securities

09/11/2023 8:26pm

Edgar (US Regulatory)


SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lepard Lawrence Ward

(Last) (First) (Middle)
59 NORTH MAIN STREET #1

(Street)
SHERBORN MA 01770

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rise Gold Corp. [ RYES ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 766,875 D
Common Stock 11/07/2023 P 280,000 A $0.18 2,559,656 I By EMA GARP FUND LP
Common Stock 904,000 I By Sea View Investments, LLC
Common Stock 135,000 I By Lepard children
Common Stock(2) 06/30/2023 J(2) 187,500 D (3) 0 I By Baccarat Trade Investments, Ltd
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options $0.53 02/21/2023 02/21/2028 Common Stock 105,000 105,000 D
Options $0.65 02/07/2022 02/07/2027 Common Stock 100,000 100,000 D
Options $0.7(1) 08/21/2019 08/21/2024 Common Stock 100,000 100,000 D
Warrants $0.6 02/17/2023 02/17/2025 Common Stock 12,500 12,500 D
Warrants $0.6 01/28/2022 01/28/2024 Common Stock 150,000 150,000 D
Warrants $1(1) 08/19/2019 08/19/2024 Common Stock 200,000 200,000 D
Warrants $0.26 11/07/2023 P 140,000 11/07/2023 11/07/2025 Common Stock 140,000 $0.00 140,000 I By EMA GARP FUND LP
Warrants $0.6 02/17/2023 02/17/2025 Common Stock 62,500 62,500 I By EMA GARP FUND LP
Warrants $0.6 01/28/2022 01/28/2024 Common Stock 625,000 625,000 I By EMA GARP FUND LP
Warrants $1 07/31/2020 07/31/2024 Common Stock 100,000 100,000 I By EMA GARP FUND LP
Warrants $1(1) 07/03/2019 07/03/2024 Common Stock 50,000 50,000 I By EMA GARP FUND LP
Warrants $1(1) 08/19/2019 08/19/2024 Common Stock 250,000 250,000 I By EMA GARP FUND LP
Warrants $0.6 02/17/2023 02/17/2025 Common Stock 93,750 93,750 I By Sea View Investments, LLC
Warrants $0.6 01/28/2022 01/28/2024 Common Stock 500,000 500,000 I By Sea View Investments, LLC
Warrants $0.6 06/30/2023 J(2) 93,750 02/17/2023 02/17/2025 Common Stock 93,750 (3) 0 I By Baccarat Trade Investments, Ltd
Explanation of Responses:
1. Represents a price in Canadian dollars.
2. Reporting person no longer holds direction/control over this account
3. No value was given for these securities
/s/ Lawrence W. Lepard 11/09/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

1 Year Rise Gold (QX) Chart

1 Year Rise Gold (QX) Chart

1 Month Rise Gold (QX) Chart

1 Month Rise Gold (QX) Chart