Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB

 

 

 

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 12B-25

 

NOTIFICATION OF LATE FILING

 

	SEC FILE NUMBER 333-258528
	CUSIP NUMBER 76133Y105

 

(Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR

 

For Period Ended: March 31, 2024

 

☐ Transition Report on Form 10-K

☐ Transition Report on Form 20-F

☐ Transition Report on Form 11-K

☐ Transition Report on Form 10-Q

 

For the Transition Period Ended: N/A

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A

 

PART I.

REGISTRANT INFORMATION.

 

Retinalgenix Technologies, Inc.

Full Name of Registrant

 

 

Former Name if Applicable

 

1450 North McDowell Blvd., Suite 150

Address of Principal Executive Office (Street and Number)

 

Petaluma, CA 95954

City, State and Zip Code

 

 

 

 

PART II.

RULES 12B-25 (b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate.)

 

	(a)	The reasons described in reasonable detail in Part III of this Form could not be eliminated without unreasonable effort or expense;
☒	(b)	The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
	(c)	The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III.

NARRATIVE

 

The Company is unable to file its Quarterly Report on Form 10-Q for its fiscal ended March 31, 2024 by the prescribed date without unreasonable effort or expense because the Company was unable to compile and review certain information related to the accounting treatment of certain subsequent events required in order to permit the Company to file a timely and accurate report on the Company’s financial condition. The Company believes that the Annual Report will be completed and filed within the fifteen day extension period provided under Rule 12b-25 of the Securities Exchange Act of 1934, as amended.

 

PART IV.

OTHER INFORMATION

 

(1)

Name and telephone number of person to contact in regard to this notification:

 

Jerry Katzman

[phone]

 

(2)

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the Company was required to file such report(s) been filed? If the answer is no, identify report(s).

 

☒ Yes

☐ No

 

(3)

Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings to be included in the subject report or portion thereof?

 

☐ Yes

☒ No

 

If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

Retinalgenix Technologies, Inc. has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

 

	RETINALGENIX TECHNOLOGIES, INC.
Dated: May 15, 2024	By:	/s/ Jerry Katzman
		Jerry Katzman
		Chief Executive Officer

 

 

 

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