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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Patient Portal Technologies Inc (CE) | USOTC:PPRG | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.000001 | 0.00 | 01:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * LEIGHTON DOUGLAS |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol Patient Portal Technologies, Inc. [PPRG] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below) _____ Other (specify below) |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock | 1718045 | I | By Dutchess Private Equities Fund, Ltd. (1) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Sries C Preferred Stock, 7,500 shares | (2) | (3) | Common Stock | (4) | (5) | I | By Duchess Private Equities Fund, Ltd. (6) |
Explanation of Responses: | |
( 1) | Each reporting person disclaims beneficial ownership of these shares. |
( 2) | Immediately |
( 3) | N/A |
( 4) | 36.2% of class - Each share of Series C Preferred Stock is convertible at the option of the holder into 0.0072% of the aggregate number of shares of Common Stock outstanding at the time of conversion. If all shares of the Series C Preferred Stock owned by Dutchess were converted on a single occasion, the number of shares issued would equal 36.2% of the aggregate number of shares of Common Stock outstanding immediately following such conversion. |
( 5) | Each share of Series C Preferred Stock is convertible at the option of the holder into 0.0072% of the aggregate number of shares of Common Stock outstanding at the time of conversion. If all shares of the Series C Preferred Stock owned by Dutchess were converted on a single occasion, the number of shares issued would equal 36.2% of the aggregate number of shares of Common Stock outstanding immediately following such conversion. |
( 6) | Each reporting person disclaims beneficial ownership of these shares. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
LEIGHTON DOUGLAS
C/O DUTCHESS CAPITAL MANAGEMENT 50 COMMONWEALTH AVE., SUITE 2 BOSTON, MA 02116 |
X |
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NOVIELLI MICHAEL A
C/O DUTCHESS CAPITAL MANAGEMENT 50 COMMONWEALTH AVE., SUITE 2 BOSTON, MA 02116 |
X |
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DAgata Douglas
C/O DUTCHESS CAPITAL MANAGEMENT 50 COMMONWEALTH AVE., SUITE 2 BOSTON, MA 02116 |
X |
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Signatures
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/s/ Douglas H. Leighton | 10/14/2009 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Patient Portal Technolog... (CE) Chart |
1 Month Patient Portal Technolog... (CE) Chart |
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