Form 8-K - Current report

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

September 6, 2024

Date of Report (Date of earliest event reported)

 

PETVIVO HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

Nevada		001-40715		99-0363559
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

 

5251 Edina Industrial Blvd. Edina, Minnesota		55349
(Address of principal executive offices)		(Zip Code)

 

[phone]

Registrant’s telephone number, including area code

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class		Trading Symbol(s)		Name of each exchange on which registered*
Common Stock		PETV*		*
Warrants		PETVW*		*

 

*On September 6, 2024, The Nasdaq Stock Market (“Nasdaq”) filed a Form 25 with the Securities and Exchange Commission to delist the Common Stock and Warrants of PetVivo Holdings, Inc. (the “Company”). The delisting will be effective 10 days after the Form 25 is filed. The Company’s Common Stock and Warrants will continue to trade on the OTCQB® Venture Market (“OTCQB Market”) under the symbols “PETV” and “PETVW,” respectively. The Company’s Common Stock and Warrants have been traded on the OTCQB Market since July 29, 2024.

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ☒

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

 

As previously disclosed, The Nasdaq Stock Market, LLC (“Nasdaq”) suspended trading in the common stock (“Common Stock”) and warrants (“Warrants”) of PetVivo Holdings, Inc. (the “Company”) on April 9, 2024, due to noncompliance with Nasdaq Listing Rule 5550(b). On September 6, 2024, Nasdaq filed a Form 25 Notification of Delisting with the Securities and Exchange Commission, to complete the delisting. The delisting will become effective ten days after the Form 25 is filed.

 

After the delisting, the Company’s Common Stock and Warrants will continue to trade on the OTCQB® Venture Market (“OTCQB Market”) under the trading symbols “PETV” and “PETVW,” respectively. The Company’s Common Stock and Warrants have been trading on the OTCQB Market since July 29, 2024.

 

Item 9.01 Financial Statements and Exhibits.

 

(d)		Exhibits.
104		Cover Page Interactive Data File (formatted as Inline XBRL)

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized

 

	PETVIVO HOLDINGS, INC.
Date: September 6, 2024	By:	/s/ John Lai
	Name:	John Lai
	Title:	Chief Executive Officer

 

 

Cover	Sep. 06, 2024
Document Type	8-K
Amendment Flag	false
Document Period End Date	Sep. 06, 2024
Entity File Number	001-40715
Entity Registrant Name	PETVIVO HOLDINGS, INC.
Entity Central Index Key	0001512922
Entity Tax Identification Number	99-0363559
Entity Incorporation, State or Country Code	NV
Entity Address, Address Line One	5251 Edina Industrial Blvd.
Entity Address, City or Town	Edina
Entity Address, State or Province	MN
Entity Address, Postal Zip Code	55349
City Area Code	(952)
Local Phone Number	405-6216
Written Communications	false
Soliciting Material	false
Pre-commencement Tender Offer	false
Pre-commencement Issuer Tender Offer	false
Entity Emerging Growth Company	true
Elected Not To Use the Extended Transition Period	false
Common Stock [Member]
Title of 12(b) Security	Common Stock
Trading Symbol	PETV*
Warrants
Title of 12(b) Security	Warrants
Trading Symbol	PETVW*

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