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LXAM Lux Amber Corporation (CE)

0.0004
0.00 (0.00%)
26 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Lux Amber Corporation (CE) USOTC:LXAM OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.0004 0.00 01:00:00

Initial Statement of Beneficial Ownership (3)

30/04/2020 6:19pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Layton Earl Thomas
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/26/2020 

3. Issuer Name and Ticker or Trading Symbol

Lux Amber, Corp. [LXAM]
(Last)        (First)        (Middle)

145 ROSE LANE, SUITE 102
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                          ___X___ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
CEO, Chairman of the Board /
(Street)

FRISCO, TX 75036      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock (1)4450000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Common Stock purchase warrants 3/31/2017 (2)3/31/2024 Common Stock 900000 $0.5 D  
Common Stock purchase options 11/4/2019 (3)11/4/2029 Common Stock 400000 $1.5 D  
Common Stock purchase options (4)11/4/2019 (5)11/4/2029 Common Stock 100000 $1.5 D  

Explanation of Responses:
(1) Acquired via a one for one exchange in a transaction that closed March 26 2020
(2) One half vested on the date of issuance (03/31/2017), and the balance vested on the one-year anniversary of the date of issuance
(3) 100% vested on the date of grant
(4) Ownership attributed to Mr. Layton from his spouse
(5) 100% vested on the date of grant

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Layton Earl Thomas
145 ROSE LANE
SUITE 102
FRISCO, TX 75036
XXCEO, Chairman of the Board

Signatures
E. Thomas Layton4/28/2020
**Signature of Reporting PersonDate

1 Year Lux Amber (CE) Chart

1 Year Lux Amber (CE) Chart

1 Month Lux Amber (CE) Chart

1 Month Lux Amber (CE) Chart