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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Index Oil and Gas Inc (CE) | USOTC:IXOG | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.000001 | 0.00 | 01:00:00 |
x
|
ANNUAL
REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF
1934
|
¨
|
TRANSITION
REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF
1934
|
Nevada
|
20-0815369
|
(State
or Other Jurisdiction of
|
(I.R.S.
Employer
|
Incorporation
or Organization)
|
Identification
No.)
|
10000
Memorial Drive, Suite 440
Houston,
Texas 77024
(Address
of principal executive offices, including zip
code)
|
(713)
683-0800
|
(Registrant’s
Telephone Number, including area
code)
|
Title
of each class
|
Common
Stock - $0.001 par value
|
Large
accelerated filer
¨
|
Accelerated
filer
¨
|
||
Non-accelerated
filer
¨
|
Smaller
reporting company
x
|
||
(Do
not check if a smaller reporting company)
|
Name
|
Age
|
Position(s)
|
Director
Since
|
Lyndon
West (1)
|
49
|
Director
and Chief Executive Officer
|
January
2006
|
Andrew
Boetius (1)
|
45
|
Director,
Chief Financial Officer (Principal Accounting Officer and Principal
Financial Officer) and Secretary
|
January
2006
|
Daniel
Murphy (1)
|
66
|
Chairman
of the Board of Directors
|
January
2006
|
David
Jenkins (1)
|
59
|
Director
|
January
2006
|
Dr.
Ronald Bain (2)
|
62
|
Chief
Operating Officer
|
Not
applicable
|
(1)
|
Each
of these respective directors and officers of the Company was appointed to
his position effective as of January 20, 2006.
|
(2)
|
Dr.
Bain was appointed to his position effective July 1,
2008.
|
Name
and Principal Position
|
Year
|
Salary
($)
|
Bonus
($)
|
Stock
Awards ($)
|
Option
Awards ($)
|
Non-Equity
Incentive Plan Compensation ($)
|
Change
in Pension Value and Non-Qualified Deferred Compensation Earnings
($)
|
All
Other Compensation ($) (1) (4) (7)
|
Total
($)
|
Lyndon
West
CEO
and Director (2)
|
2009
|
118,001
(4)
|
--
|
3,495 (8)
|
--
(5)
|
--
|
--
|
10,019
(6)
|
131,515
|
2008
|
169,930
|
--
|
--
|
--
(5)
|
--
|
--
|
16,993
6)
|
186,923
|
|
Andrew
Boetius
CFO
and Director (3)
|
2009
|
110,134
(4)
|
--
|
3,262 (8)
|
--
(5)
|
--
|
--
|
9,351
(6)
|
122,747
|
2008
|
158,603
|
--
|
--
|
--
(5)
|
--
|
--
|
15,860
(6)
|
174,463
|
|
Daniel
Murphy
Chairman
|
2009
|
66,080
(4)
|
--
|
1,957
(8)
|
--
(5)
|
--
|
--
|
11,382
(6)
|
79,419
|
2008
|
158,603
|
--
|
--
|
--
(5)
|
--
|
--
|
20,267
(6)
|
178,870
|
|
Dr
Ronald Bain
COO
(7)
|
2009
|
247,500
(7)
|
71,354
(7)
|
--
|
--
|
--
|
--
|
318,854
|
|
2008
|
--
|
--
|
--
|
--
|
--
|
--
|
--
|
--
|
(1)
|
With
the exception of reimbursement of expenses incurred during the scope of
their employment or services, only amounts received in aggregate in excess
of $9,000 for other compensation, perquisites or personal benefits in the
year ended March 31, 2009 are reported as All Other Compensation for the
named executive officers.
|
(2)
|
Appointed
as the Company’s CEO and a director in January of
2006.
|
(3)
|
Appointed
as the Company’s CFO and a director in January of
2006.
|
(4)
|
For
the year to March 31, 2009, the annual salaries for Mr. West and
Boetius were $133,586 and $124,680, respectively, and for Mr. Murphy
$74,808 (for three days working per week). For the period December 1, 2008
to February 28, 2009 salaries were paid at a 70% level and from March 1,
2009 at a 50% level. Payment of pension contributions were suspended
effective January 1, 2009. Each employee is entitled to an award of stock
of a value equivalent to and in lieu of foregone salary and pension
contributions. See note 8
below.
|
(5)
|
All
the original grants by the Company of stock options made on January 20,
2006 of 1,482,584 to each of Mr. West and Mr. Boetius and of 1,110,870 to
Mr. Murphy vested prior to March 31, 2008.
|
(6)
|
Represents
an annual pension contribution equal to ten percent of base annual salary
for Mr. West, Mr. Boetius and Mr. Murphy, for the period April 2007 to
December 2008. Also see notes 4 and 8. It also includes an
annual payment by the Company of Mr. Murphy’s medical and life insurance
coverage in the combined amount of $5,772 for 2009 and $4,407 for
2008.
|
(7)
|
Effective
July 1, 2008, Dr. Bain was appointed to the newly created position of
Chief Operating Officer of Index Oil and Gas Inc. (the “Company”). Dr.
Bain joined the Company as its Senior Vice President of Exploration and
Production on February 1, 2008. Dr. Bain provides exploration, production
and strategic business services to the Company pursuant to the terms of an
Agreement for Exploration, Production and Strategic Services between the
Company and ConRon Consulting Inc. (“ConRon”), of which Dr. Bain is the
sole owner. All of the compensation under that Agreement, and amended and
restated, is included for the whole of the year to March 31, 2009, of
which base compensation is included in the column “Salary”.
ConRon was also awarded certain bonuses paid in shares of
common stock of the Company, and the value of such stock that was approved
and issued in the year to March 31, 2009 is included in the column “Stock
Awards”. The value of the stock awards are calculated in the following
manner: (1) under the original agreement, for 98,152 shares of stock that
were awarded, based on the ruling stock price on the relevant contractual
award and vesting dates; (2) under the amended and restated agreement,
being the sum of contractual daily monetary bonuses due, and for which
66,167 shares of stock were awarded in the year based on the ruling stock
price on the date of approval of the award by the board of
directors.
|
(8)
|
55,643
shares in aggregate were awarded as a stock award under the 2008 Stock
Incentive Plan to Mr. Murphy, Mr. West and Mr. Boetius in lieu of reduced
salary for the month of December 2008. Equivalent arrangements for reduced
salaries and benefits for these individuals continued for the months of
January 2009 through May 2009, with stock awards due following the end of
the period. For these employees, under a provisional calculation an
aggregate of 422,288 shares are issuable for the period January to March
2009, and a further 521,879 for the months of April and May 2009, and
assuming the Company does not withhold any shares otherwise distributable
in order to satisfy any tax obligations with respect to the issuance of
such shares. The equivalent amounts of foregone salary are as follows: (1)
for the period January to March 2009: Total $41,969; Mr. West $16,309; Mr.
Boetius $15,222; Mr. Murphy $10,438; (2) for the period April to May 2009:
Total $35,725; Mr. West $13,979; Mr. Boetius $13,048; Mr. Murphy $8,698.
These awards are subject to approval of the Board of Directors and have
not been made as of the date of this report. All awards are to be made
under the shareholder approved 2008 Stock Incentive Plan. The Board of
Directors is also currently seeking to extend the reduced salary
arrangements through to July 31, 2009. No compensation is included in this
table for stock awards that have not yet been approved and made. For the
purposes of calculating the value of salary and benefits foregone an
exchange rate of U.S $1.5 equal to one British pound has been
used.
|
All
fiscal year 2009 and 2008 British pound-denominated executive compensation
amounts were translated into U.S. dollars based on March 31, 2009 and
March 30, 2008 exchange rates of U.S. $1.4334 and $1.9875, respectively,
equal to one British pound, unless otherwise
disclosed.
|
Option
Awards
|
Stock
Awards (1)
|
||||||||
Name
|
Number
of
Securities
Underlying
Unexercised
Options
(#)
Exercisable
|
Number
of
Securities
Underlying
Unexercised
Options
(#)
Unexercisable
|
Equity
Incentive
Plan
Awards:
Number
of
Securities
Underlying
Unexercised
Unearned
Options
(#)
|
Option
Exercise
Price
($)
|
Option
Expiration
Date
|
Number
of
Shares
or
Units
of
Stock
That
Have
Not
Vested
(#)
|
Market
Value
of
Shares
or
Units
of
Stock
That
Have
Not
Vested
($)
|
Equity
Incentive
Plan
Awards:
Number
of
Unearned
Shares,
Units
or
Other
Rights
That
Have
Not
Vested
(#)
|
Equity
Incentive
Plan
Awards:
Market
or Payout
Value
of
Unearned
Shares,
Units
or
Other
Rights
That
Have
Not
Vested
($)
|
Lyndon
West
|
1,482,584
|
--
|
--
|
0.35
|
1/20/11
|
N/A
|
N/A
|
N/A
|
N/A
|
Andrew
Boetius
|
1,482,584
|
--
|
--
|
0.35
|
1/20/11
|
N/A
|
N/A
|
N/A
|
N/A
|
Daniel
Murphy
|
1,110,871
|
--
|
0.35
|
1/20/11
|
N/A
|
N/A
|
N/A
|
N/A
|
|
David
Jenkins
|
200,112
|
--
|
--
|
0.35
|
1/20/11
|
N/A
|
N/A
|
N/A
|
N/A
|
Dr.
Ronald Bain
|
--
|
--
|
--
|
--
|
--
|
N/A
|
N/A
|
N/A
|
N/A
|
(1)
|
Does
not include stock awards approved by the Board of Directors subsequent to
March 31, 2009. Subsequent to March 31, 2009 and to the date of this
amended report a stock award of 20,833 shares has been made to ConRon
Consulting Inc., a company solely owned by Dr. Bain, with a value of
$1,875, as a bonus for services provided in the three months to March 31,
2009. For details of pending stock awards (a) to our executive management,
see note 8 to the table headed “Summary Compensation Table” above, and (b)
to our non-executive director, see note 1 to the table below headed
“Director Compensation”, both in this Item 11.
As
of the date of this amended report no stock awards have been made to the
above officers and directors that did not vest
immediately.
|
Name
(a)
|
Fees
Earned or Paid in Cash
($)
(b)
|
Stock
Awards
($)
(c)
|
Option
Awards
($)
(d)
|
Non-Equity
Incentive Plan Compensation
($)
(e)
|
Change
in Pension Value and Nonqualified Deferred Compensation
Earnings
(f)
|
All
Other Compensation
($)
(g)
|
Total
($)
(h)
|
Lyndon
West
|
--
|
--
|
--
|
--
|
--
|
--
|
--
|
Andrew
Boetius
|
--
|
--
|
--
|
--
|
--
|
--
|
--
|
Daniel
Murphy
|
--
|
--
|
--
|
--
|
--
|
--
|
--
|
David
Jenkins
|
18,370
(1)
|
520
(1)
|
--
(2)
|
--
|
--
|
--
|
18,890
|
(1)
|
For
the year to March 31, 2009, the annual fee for Mr. Jenkins’ services was
$20,796. For the period December 1, 2008 to February 28, 2009 Mr. Jenkins’
fees were paid at a 70% level and from March 1, 2009 at a 50% level. Mr.
Jenkins is entitled to an award of stock of a value equivalent to and in
lieu of foregone fees.
3,320
shares were awarded to Mr. Jenkins as a stock award under the 2008 Stock
Incentive Plan in lieu of reduced salary for the month of December 2008.
An equivalent arrangements for reduced fees continued for the months of
January 2009 through May 2009, with stock awards due following the end of
the period. Under a provisional calculation 12,173 shares are issuable to
Mr. Jenkins for the period January to March 2009, and a further 11,066 for
the months of April and May 2009, and assuming the Company does not
withhold any shares otherwise distributable in order to satisfy any tax
obligations with respect to the issuance of such shares. The equivalent
amounts of foregone salary are as follows: (1) for the period January to
March 2009, $1,906; (2) for the period April to May 2009,
$1,733. These awards are subject to approval of the Board of
Directors and have not been made as of date of this report. All awards are
to be made under the shareholder approved 2008 Stock Incentive Plan. The
Board of Directors is also currently seeking to extend the reduced salary
arrangements through to July 31, 2009. No compensation is included in this
table for stock awards that have not yet been approved and made. For the
purposes of calculating the value of salary and benefits foregone an
exchange rate of U.S $1.5 equal to one British pound has been
used.
|
(2)
|
All
the original grant by the Company of stock options made on January 20,
2006 of 200,112 to Mr. Jenkins vested prior to March 31,
2008.
|
•
|
Full
time Employment Agreements with Mr. West and Mr. Boetius. Effective as of
April 1, 2008, Mr. West’s annual salary was $133,586 and Mr. Boetius’
annual salary was $124,680. Mr. West’s and Mr. Boetius’ employment
agreements provide for continuous employment without a set date of
termination. Index Ltd may terminate Mr. West’s or Mr. Boetius’ employment
when Mr. West or Mr. Boetius, respectively reach such age as Index’s Board
of Directors determines as the appropriate retirement age for the senior
employees of our Company. Mr. West and Mr. Boetius may terminate their
employment with Index Ltd upon not less than three months notice.
Additionally, Index Ltd may terminate Mr. West’s and/or Mr. Boetius’
employment agreement upon not less than six months notice. Pursuant to
Termination of Control protection, upon termination of Mr. West’s or Mr.
Boetius’ employment due to a change of control of Index Ltd, Mr. West
and/or Mr. Boetius are entitled to severance pay. The severance pay is
equal to four times the amount of Mr. West’s or Mr. Boetius’ compensation
package, respectively, as defined in the
agreements;
|
|
•
|
A
part time Employment Agreement with Mr. Murphy, for three days working per
week. Effective as of April 1, 2008, Mr. Murphy’s salary was $74,808. Mr.
Murphy’s is employed continuously by Index Ltd. without a set date of
termination; however, his employment is terminated immediately upon his
death or permanent disability. Index Ltd. may also terminate Mr. Murphy’s
employment upon six months notice. Mr. Murphy may terminate his employment
upon three months notice to Index Ltd. Pursuant to his employment
agreement Index Ltd. provides Mr. Murphy with Directors Liability
Insurance and contributes to his private pension plan. Furthermore, the
employment agreement provides for a Termination of Control Protection
which entitles Mr. Murphy to receive an amount equivalent to four times of
annual compensation amount;
|
|
•
|
Non
executive director Service Agreement with Mr. Jenkins, whose Agreement was
subsequently assigned to Index Oil by Index Ltd. Under the Agreement
during the year ended March 31, 2009 Mr. Jenkins received a salary of
$1,733 per month. Mr. Jenkins’ employment is terminated
immediately upon his death or permanent disability. Mr. Jenkins’
employment may also be terminated by the Company upon three months written
notice. Mr. Jenkins may terminate his employment upon three months written
notice to the applicable entity. Pursuant to his employment agreement, as
an alternative to serving notice, Index Inc. or Index Ltd., as applicable,
may, in its absolute discretion, terminate his employment without prior
notice and make a payment in compensation for loss of employment equal to
the salaries which he would otherwise have received during his notice
period. Furthermore, his employment agreement provides for a Termination
of Control Protection which entitles Mr. Jenkins to achieve vesting of any
unvested stock options up to the date of
termination.
|
|
|
For
each of Mr. West, Mr. Boetius, Mr. Murphy and Mr. Jenkins, for the period
December 1, 2008 to February 28, 2009 salaries were paid at a 70% level
and from March 1, 2009 at a 50% level. Payment of pension contributions
for Mr. West, Mr. Boetius and Mr. Murphy were suspended effective January
1, 2009. Each employee is entitled to an award of stock of a value
equivalent to and in lieu of foregone salary and, where appropriate,
pension contributions.
|
|
*
|
Certain
compensation amounts are based on salaries that are to be paid in British
pounds. All 2009 and 2008 British pound-denominated executive compensation
amounts were translated into U.S. dollars based on March 31, 2009 and
March 31, 2008 exchange rates of U.S. $1.4334 and $1.9875 and,
respectively equal to one British pound, unless otherwise
disclosed.
|
•
|
all
directors and nominees, naming
them,
|
•
|
our
named executive officers,
|
•
|
our
directors and executive officers as a group, without naming them,
and
|
•
|
persons
or groups known by us to own beneficially 5% or more of our Common Stock
or our Preferred Stock having voting
rights:
|
Name
and Address of Owner
|
Title
of Class
|
Capacity
with Company
|
Number
of Shares Beneficially Owned
(1)
(2)
|
Percentage
of Class
|
Lyndon
West
c/o
Index Oil & Gas Ltd.,
Lawrence
House, Lower Bristol Road,
Bath
BA2 9ET, United Kingdom
|
Common
Stock
|
CEO
and Director
|
5,833,988
(3)
|
7.95%
|
Andrew
Boetius
c/o
Index Oil & Gas Ltd.,
Lawrence
House, Lower Bristol Road,
Bath
BA2 9ET, United Kingdom
|
Common
Stock
|
Chief
Financial Officer and Director
|
2,761,382(4)
|
3.77%
|
Daniel
Murphy
c/o
Index Oil & Gas Ltd.,
Lawrence
House, Lower Bristol Road,
Bath
BA2 9ET, United Kingdom
|
Common
Stock
|
Chairman
of the Board
|
1,618,368(5)
|
2.22%
|
David
Jenkins
c/o
Index Oil & Gas Ltd.,
Lawrence
House, Lower Bristol Road,
Bath
BA2 9ET, United Kingdom
|
Common
Stock
|
Director
|
1,306,548
(6)
|
1.82%
|
ConRon
Consulting Inc.,
9406
Fenchurch Drive, Spring,
Texas,
77379
|
Common
Stock
|
Chief
Operating Officer
(Dr
R. Bain)
|
185,152
|
0.26%
|
Douglas
Wordsworth
44
Heath Lane,
Little
Sutton, Ellesmere Port, Cheshire, UK CH66 NT
|
Common
Stock
|
--
|
3,829,433
(7)
|
5.34%
|
All
officers and Directors as a Group (5 persons)
|
Common
Stock
|
--
|
11,705,438
|
15.34%
|
(1)
|
This
column represents the total number of votes each named stockholder is
entitled to vote upon matters presented to the stockholders for a
vote.
|
(2)
|
Applicable
percentage ownership is based on 71,656,852 shares of Common Stock
outstanding as of June 30, 2009, together with securities exercisable or
convertible into shares of Common Stock within 60 days of June 30, 2009,
for each stockholder. Beneficial ownership is determined in accordance
with the rules of the Securities and Exchange Commission and generally
includes voting or investment power with respect to securities. Shares of
Common Stock that are currently exercisable or exercisable within 60 days
of June 30, 2009, are deemed to be beneficially owned by the person
holding such securities for the purpose of computing the percentage of
ownership of such person, but are not treated as outstanding for the
purpose of computing the percentage ownership of any other
person.
|
(3)
|
Includes
(i) warrants to purchase 266,380 shares of Common Stock of the Company
exercisable at $0.14 per share, and (ii) options to purchase 1,482,584
shares of Common Stock of the Company exercisable at $0.35 per share,
which are presently exercisable or exercisable within 60 days, and (iii)
10,000 shares Common Stock of the Company beneficially
owned.
|
(4)
|
Includes
(i) warrants to purchase 124,488 shares of Common Stock of the Company
exercisable at $0.14 per share, and (ii) options to purchase 1,482,584
shares of Common Stock of the Company exercisable at $0.35 per share,
which are presently exercisable or exercisable within 60
days.
|
(5)
|
Includes
(i) options to purchase 1,110,871 shares of Common Stock of the Company
exercisable at $0.35 per share, which are presently exercisable or
exercisable within 60 days and (ii) 56,947 shares Common Stock of the
Company beneficially owned.
|
(6)
|
Includes
(i) warrants to purchase 12,539 shares of Common Stock of the Company
exercisable at $0.14 per share, and (ii) options to purchase 200,112
shares of Common Stock of the Company exercisable at $0.35 per share,
which are presently exercisable or exercisable within 60
days.
|
(7)
|
Includes
warrants to purchase 42,126 shares of Common Stock of the Company
exercisable at $0.14 per share which are presently exercisable or
exercisable within 60 days.
|
Lyndon
West
|
1,482,584
options
|
Andrew
Boetius
|
1,482,584
options
|
Daniel
Murphy
|
1,110,871
options
|
David
Jenkins
|
200,112
options
|
FYE
2009
|
FYE
2008
|
|||||||||||||||
$
|
%
|
$
|
%
|
|||||||||||||
Audit
Fees & Audit-Related Fees (2)
|
110,170
|
88.9
|
104,850
|
88.3
|
||||||||||||
Tax
Fees
|
12,913
|
10.4
|
10,525
|
8.9
|
||||||||||||
All
Other Fees (1)
|
900
|
0.7
|
3,350
|
2.8
|
(1)
|
Fees
for other professional services related to our Registration Statements
that we filed with the SEC on Forms S-8 rendered by our principal
accountants during the fiscal years ended March 31, 2009 and March 31,
2008.
|
(2)
|
Includes
review of periodic filings with the SEC on Forms 10-Q and
10-K.
|
31.1
|
Certification
of Chief Executive Officer pursuant to section 302 of the Sarbanes-Oxley
Act of 2002.
|
|
31.2
|
Certification
of Chief Financial Officer pursuant to section 302 of the Sarbanes-Oxley
Act of 2002.
|
INDEX
OIL AND GAS INC.
|
|||||||
Date: July
30, 2009
|
By:
|
/s/
Lyndon
West
|
|||||
Lyndon
West
|
|||||||
President
and Chief Executive Officer
|
|||||||
|
Exhibit
Number
|
Description
|
|
3.1
|
Restated
Articles of Incorporation of Index Oil and Gas Inc. (1)
|
|
3.2
|
Bylaws
of Index Oil and Gas Inc. (2)
|
|
10.1
|
Acquisition
Agreement between Index Oil and Gas Inc., certain stockholders of Index
Oil & Gas Ltd, and Briner Group Inc. dated January 20, 2006.
(3)
|
|
10.2
|
Form
of Share and Warrant Exchange Agreement entered into by and between Index
Oil and Gas Inc., Inc. and certain Index Oil & Gas Ltd stockholders.
(3)
|
|
10.3+
|
Employment
Agreement entered into by and between Index Oil & Gas Ltd and Lyndon
West, dated January 20, 2006. (3)
|
|
10.4+
|
Employment
Agreement entered into by and between Index Oil & Gas Ltd and Andy
Boetius, dated January 20, 2006. (3)
|
|
10.5+
|
Employment
Agreement entered into by and between Index Oil & Gas Ltd and Daniel
Murphy, dated January 20, 2006. (3)
|
|
10.6+
|
Letter
Agreement entered into by and between Index Oil & Gas Ltd and David
Jenkins, dated January 20, 2006. (3)
|
|
10.7+
|
Letter
Agreement entered into by and between Index Oil & Gas Ltd and Michael
Scrutton, dated January 20, 2006. (3)
|
|
10.8+
|
Employment
Agreement entered into by and between Index Oil and Gas Inc. and John G.
Williams, dated August 29, 2006. (4)
|
|
10.9
|
Form
of Subscription Agreement dated as of January 20, 2006.
(3)
|
|
10.10
|
Form
of Subscription Agreement dated as of August 29 and October 4, 2006.
(5)
|
|
10.11
|
Form
of Registration Rights Agreement dated as of August 29, 2006.
(5)
|
|
10.12+
|
Index
Oil and Gas Inc. 2006 Incentive Stock Option Plan. (6)
|
|
10.13
|
Securities
Purchase Agreement dated as of November 5, 2007. (7)
|
|
10.14
|
Form
of Warrant to Purchase Common Stock. (7)
|
|
10.15+
|
Agreement
for Exploration, Production and Strategic Services dated February 1, 2008
between the Company and ConRon Consulting Inc., as amended by Addendum #1
dated June 1, 2008 and Addendum #2 dated July 1, 2008.
(8)
|
|
10.16+
|
Amended
and Restated Agreement for Exploration, Production and Strategic Services
between Index Oil and Gas Inc. and ConRon Consulting Inc. dated December
8, 2008. (9)
|
|
10.17+
|
Amended
Employment Agreement of Daniel Murphy, dated March 4, 2009.
(10)
|
|
10.18+
|
Amended
Employment Agreement of Lyndon West, dated March 4, 2009.
(10)
|
|
10.19+
|
Amended
Employment Agreement of Andrew Boetius, dated March 4, 2009.
(10)
|
|
14.1
|
Code
of Ethics and Business Conduct for officers, directors and employees of
Index Oil and Gas Inc. adopted by the Company’s Board of Directors on
March 31, 2006. (11)
|
|
|
||
21.1
|
List
of subsidiaries of the Company. (12)
|
|
23.1
|
Consent
of RBSM LLP. (12)
|
|
23.2
|
Consent
of Ancell Energy Consulting, Inc. (12)
|
|
31.1
|
Certification
by Chief Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a) of
the Exchange Act. *
|
|
31.2
|
Certification
by Chief Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a) of
the Exchange Act. *
|
|
32.1
|
Certification
by Chief Executive Officer required by Rule 13a-14(b) or Rule 15d-14(b) of
the Exchange Act and Section 1350 of Chapter 63 of Title 18 of the United
States Code. *
|
|
32.2
|
Certification
by Chief Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) of
the Exchange Act and Section 1350 of Chapter 63 of Title 18 of the United
States Code. *
|
*
Filed Herewith
|
+
Compensatory plan or arrangement
|
(1)
Incorporated by reference to the Company’s Current Report filed on Form
8-K with the SEC on September 5, 2008.
|
(2)
Incorporated by reference to the Company’s Current Report filed on Form
8-K with the SEC on October 9, 2008.
|
(3)
Incorporated by reference to the Company’s Amended Current Report filed on
Form 8-K/A with the SEC on March 15, 2006.
|
(4)
Incorporated by reference to the Company’s Current Report filed on Form
8-K with the SEC on September 8, 2006.
|
(5)
Incorporated by reference to the Company’s Current Report filed on Form
8-K with the SEC on September 11, 2006.
|
(6)
Incorporated by reference to the Company’s Registration Statement filed on
Form S-8 with the SEC on October 3, 2007.
|
(7)
Incorporated by reference to the Company’s Current Report filed on Form
8-K with the SEC on February 29, 2008.
|
(8)
Incorporated by reference to the Company’s Current Report filed on Form
8-K with the SEC on July 8, 2008.
|
(9)
Incorporated by reference to the Company’s Current Report filed on Form
8-K with the SEC on December 12, 2008.
|
(10)
Incorporated by reference to the Company’s Current Report filed on Form
8-K with the SEC on March 6, 2009.
|
(11)
Incorporated by reference to the Company’s Annual Report filed on Form
10-KSB with the SEC on April 10, 2006.
|
(12)
Filed previously with the Company’s Annual Report filed on Form 10-K with
the SEC on July 10, 2009
|
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