Notification That Quarterly Report Will Be Submitted Late (nt 10-q)

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SEC FILE NUMBER:0-12346

CUSIP NUMBER: 463228205

 

 

 

FORM 12b-25

 

NOTIFICATION OF LATE FILING

 

(Check one):

☐ Form 10-K ☐ Form 20-F ☐ Form 11-K   ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR

 

For Period Ended: June 30, 2021

 

☐ Transition Report on Form 10-K

 

☐ Transition Report on Form 20-F

 

☐ Transition Report on Form 11-K

 

☐ Transition Report on Form 10-Q

 

☐ Transition Report on Form N-SAR

 

For the Transition Period Ended: _____________

 

Read Instructions (on back page) Before Preparing Form. Please Print or Type

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

 

PART I - REGISTRANT INFORMATION

 

Ironstone Group, Inc.

 

Full Name of Registrant

 

 

 

Former Name if Applicable

 

909 Montgomery Street, 4^th floor

 

Address of Principal Executive Office (Street and Number)

 

San Francisco, CA 94133

 

City, State and Zip Code

 

 

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PART II - RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

	(a)     The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
☒	(b)    The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
	(c)     The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

 

PART III - NARRATIVE

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

The registrant’s Quarterly Report on Form 10-Q for the period ended June 30, 2021 (“Form 10-Q”) cannot be filed by its due date because the registrant cannot finalize its financial statements as of and for the period ended June 30, 2021 due to Covid19 related issues and therefore unable to file without unreasonable effort and expense.

 

The registrant anticipates filing the Form 10-Q on or before August 30, 2021.

 

 

PART IV - OTHER INFORMATION

 

(1)		Name and telephone number of person to contact in regard to this notification
	Eugene Yates			415		551-8600
	(Name)			(Area Code)		(Telephone Number)

 

(2)	Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).
	Yes   ☒ No ☐
(3)	Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?
	Yes  ☐ No ☒
	If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

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IRONSTONE GROUP, INC.

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(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Date: August 16, 2021	By: /s/ Eugene Yates
	Name:   Eugene Yates
	Title: Chief Financial Officer