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HOTF Hot Mamas Foods Inc (GM)

0.00001
0.00 (0.00%)
14 Jun 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Hot Mamas Foods Inc (GM) USOTC:HOTF OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.00001 0.00001 0.00001 0.00 01:00:00

Initial Statement of Beneficial Ownership (3)

02/10/2013 5:58pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MORSE MATTHEW

2. Date of Event Requiring Statement (MM/DD/YYYY)
9/24/2013 

3. Issuer Name and Ticker or Trading Symbol

Hot Mamas Foods, Inc. [HOTF]

(Last)        (First)        (Middle)

134 AVOCADO STREET

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                            ___ X ___ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Chief Executive Officer /

(Street)

SPRINGFIELD, MA 01104       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   18512203   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series E Common Stock Purchase Warrant     (1) 3/28/2018   Common Stock   4195361   $13.65   D    
Series F Common Stock Purchase Warrant     (1) 8/11/2018   Common Stock   2097680   $13.65   D    
Series G Common Stock Purchase Warrant     (1) 8/11/2018   Common Stock   699227   $15.6   D    
Series H Common Stock Purchase Warrant     (1) 8/11/2018   Common Stock   699227   $17.55   D    
Series A Convertible Preferred Stock     (2)   (2) Common Stock   10168396   $3.7771   D    

Explanation of Responses:
( 1)  These warrants were issued pursuant to an agreement of merger entered into as of July 26, 2013 by and among the Issuer and vest immediately.
( 2)  Each share of Series A Preferred Stock is convertible at the option of the Holder into that number of shares of Common Stock of the Corporation equal to (a) the Face Value of such share of Series A Preferred Stock divided by, $1,000 face value, (b) a per share price of the Common Stock of $3.7713 per share. The Series A stock is immediately exercisable and has no expiration date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
MORSE MATTHEW
134 AVOCADO STREET
SPRINGFIELD, MA 01104
X X Chief Executive Officer

Signatures
/s/ Matthew Morse 10/2/2013
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year Hot Mamas Foods (GM) Chart

1 Year Hot Mamas Foods (GM) Chart

1 Month Hot Mamas Foods (GM) Chart

1 Month Hot Mamas Foods (GM) Chart