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HGGGQ HHGREGG Inc (CE)

0.0012
0.00 (0.00%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
HHGREGG Inc (CE) USOTC:HGGGQ OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.0012 0.00 01:00:00

Initial Statement of Beneficial Ownership (3)

19/08/2016 8:08pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Johnson Samuel J

2. Date of Event Requiring Statement (MM/DD/YYYY)
8/8/2016 

3. Issuer Name and Ticker or Trading Symbol

hhgregg, Inc. [HGG]

(Last)        (First)        (Middle)

4151 E 96TH STREET

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Chief Retail Officer /

(Street)

INDIANAPOLIS, IN 46240       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, par value $.0001 per share   4070   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option to purchase common stock     (1) 5/30/2019   Common Stock, par value $.0001 per share   12500.0   $10.86   D    
Option to purchase common stock     (2) 5/1/2020   Common Stock, par value $.0001 per share   34000.0   $13.56   D    
Option to purchase common stock     (2) 5/28/2020   Common Stock, par value $.0001 per share   20160.0   $14.32   D    
Option to purchase common stock     (3) 5/28/2021   Common Stock, par value $.0001 per share   25000.0   $9.17   D    
Option to purchase common stock     (4) 5/26/2022   Common Stock, par value $.0001 per share   8333.0   $3.83   D    
Restricted Stock Unit     (5)   (5) Common Stock, par value $.0001 per share   25555.0     (6) D    

Explanation of Responses:
( 1)  The original option grant was for 14,000 shares and the option was partially exercised for 1,500 shares.
( 2)  Options are vested and can be exercised.
( 3)  1/3 of the options became exercisable on 5/28/15, 1/3 of the options became exerciable on 5/28/16 and 1/3 of the options will become exercisable on 5/28/17
( 4)  1/3 of the options became exercisable on 5/26/16, 1/3 of the options will become exercisable on 5/26/17 and 1/3 of the options will become exercisable on 5/26/18.
( 5)  6,667 of the restricted stock units vest on 5/23/17, 2,778 of the restricted stock units vest on 5/26/17, 6,667 of the restricted stock units vest on 5/23/18, 2,777 of the restricted stock units vest on 5/26/18 and 6,666 of the restricted stock units vest on 5/23/19. Vested shares will be issued to the reported person upon vesting.
( 6)  Each restricted stock unit represents a contingent right to receive one share of common stock.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Johnson Samuel J
4151 E 96TH STREET
INDIANAPOLIS, IN 46240


Chief Retail Officer

Signatures
Kevin J. Kovacs, Attorney-in-Fact 8/19/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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