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Name | Symbol | Market | Type |
---|---|---|---|
Financial Institutions Inc (PK) | USOTC:FIISO | OTCMarkets | Preference Share |
Price Change | % Change | Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 145.00 | 108.03 | 145.00 | 0.00 | 14:30:21 |
FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * Case David G |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol FINANCIAL INSTITUTIONS INC [FISI] |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Senior Vice President / | ||
5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned | |||
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 4293 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit | 2/27/2021 | 2/27/2021 | Common Stock | 600 | (1) | D | |
Restricted Stock Unit | 5/22/2022 | 5/22/2022 | Common Stock | 928 | (1) | D | |
Restricted Stock Unit | 2/25/2023 | 2/25/2023 | Common Stock | 926 | (1) | D |
Explanation of Responses: | |
(1) | Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Case David G 220 LIBERTY STREET WARSAW, NY 14569 | Senior Vice President |
Signatures | ||
Sonia M. Dumbleton, by Power of Attorney | 10/30/2020 | |
**Signature of Reporting Person | Date |
1 Year Financial Institutions (PK) Chart |
1 Month Financial Institutions (PK) Chart |
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