Current Report Filing (8-k)

  

UNITED STATES 

SECURITIES AND EXCHANGE COMMISSION 

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the 

Securities Exchange Act of 1934

 

August 27, 2019 

Date of Report (Date of earliest event reported)

 

EVIO, Inc.

(Exact name of registrant as specified in its charter)

  

Colorado		000-12350		47-1890509
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

 

2340 W. Horizon Ridge Pkwy, Suite 120, Henderson, NV		89052
(Address of principal executive offices)		(Zip Code)

 

Registrant’s telephone number, including area code [phone]

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨	Written communications pursuant to Rule 425 under Securities Act (17 CFR 230.425)
¨	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company x

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

Item 3.02 Unregistered Sales of Equity Securities

 

EVIO, Inc. (the “Company”) has settled its lawsuit with FirstFire Global Opportunities Fund, LLC (“FirstFire”) pursuant to a Settlement Agreement and Stipulation (the “Settlement”), which was approved by the Court on August 27, 2019. Accordingly, the Company has issued 1,000,000 shares of the Company’s common stock to FirstFire under the exemption provided by Section 3(a)(10) of the Securities Act of 1933, and no longer owes FirstFire any principal, interest or penalties under the $220,000 promissory note which was the subject of the suit between the parties. All other claims between the parties have also been released.

 

2

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

	EVIO, INC.
Date: September 3, 2019	By:	/s/ William Waldrop
		William Waldrop
		Chief Executive Officer

 

 

3