(N-54A)

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

www.sec.gov

 

 

FORM N-54A

 

 

NOTIFICATION OF ELECTION TO BE SUBJECT TO SECTIONS 55

THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED

PURSUANT TO SECTION 54(a) OF THE ACT

 

The undersigned business development company hereby notifies the Securities and Exchange Commission that it elects, pursuant to the provisions of section 54(a) of the Investment Company Act of 1940 (the "Act"), to be subject to the provisions of sections 55 through 65 of the Act and, in connection with such notification of election, submits the following information:

 

Name:

 

Encounter Technologies, Inc.

 

Address of Principal Business Office:

 

4100 West Flamingo Road

Suite 2750

Las Vegas, Nevada 89103-3949

 

Telephone Number:

 

[phone]

 

Name and address of agent for service of process:

 

Randall S. Goulding, Esq.

SECURITIES COUNSELORS, INC.

1333 Sprucewood Lane

Deerfield, Illinois 60015-4771

 

Check one of the following:

 

 [ ]   The company has filed a registration statement for a class of equity securities pursuant to section 12 of the Securities Exchange Act of 1934. Give the file number of the registration statement, or if the file number is unknown or has not yet been assigned, give the date on which the registration statement was filed:

 

None.

 

[X]  The company is relying on rule 12g-2 under the Securities Exchange Act of 1934 in lieu of filing a registration statement for a class of equity securities under that Act.

 

The file number of the registration as an investment company pursuant to section 8(a) of the Act, if any, of the company: 811-23311.

 

The file number of the registration as an investment company pursuant to section 8(a) of the Act, if any, of any subsidiary of the company: Not Applicable.

 

 

The undersigned company certifies that it is a closed-end, non-diversified management company organized under the laws of the State of Colorado and with its principal place of business in the State of Nevada; that it will be operated for the purpose of making investments in securities described in section 55(a)(1) through (3) of the Investment Company Act of 1940; and that it will make available significant managerial assistance with respect to issuers of such securities to the extent required by the Act.

 

Pursuant to the requirements of the Act, the undersigned company has caused this notification of election to be subject to Sections 55 through 65 of the Investment Company Act of 1940 to be duly signed on its behalf in the City of Las Vegas and the State of Nevada on the fourth day of December 2017.

 

ENCOUNTER TECHNOLOGIES, INC. ,

a Colorado corporation

 

/s/ Randolph S. Hudson

_________________________

By: Randolph S. Hudson

Its: President