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| Share Name | Share Symbol | Market | Type |
|---|---|---|---|
| Diego Pellicer Worldwide Inc (CE) | USOTC:DPWW | OTCMarkets | Common Stock |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 0.000001 | 0.00 | 01:00:00 |
| 1. Name and Address of Reporting Person * Gonfiantini Nello III | 2. Issuer Name and Ticker or Trading SymbolDIEGO PELLICER WORLDWIDE, INC [DPWW] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
| 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) | ||
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person ___ Form Filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Amount | (A) or (D) | Price | ||||||||
| COMMON STOCK ("Shares") | 6/3/2016 | P | 5000 | A | $6.00 | 5000 | D | |||
| COMMON STOCK ("Shares") (1) | 5/19/2017 | A (4) | 56240 | A | (7) | 61240 | D | |||
| COMMON STOCK ("Shares") (2) | 10/19/2018 | A (4) | 1363124 | A | (7) | 1424364 | D | |||
| COMMON STOCK ("Shares") (3) | 4/2/2019 | A (4) | 1193958 | A | (7) | 2618322 | D | |||
| COMMON STOCK ("Shares") (4) | 5/30/2019 | G (4) | 500000 | A | (7) | 2118322 | D | |||
| COMMON STOCK ("Shares") (5) | 12/31/2019 | A (4) | 8333097 | A | (7) | 10451419 | I | * | ||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||
| Stock Options (6) | $0.30 | 7/7/2017 | 7/17/2017 | A | 1000000 | 5/12/2016 | 5/12/2020 | Common Shares | 1000000 | $0.30 | 0 | D | |||
| Stock Options (6) | $0.25 | 8/1/2017 | 7/17/2017 | A | 1224795 | 8/1/2017 | 2/1/2027 | Common Shares | 1224795 | $0.25 | 0 | D | |||
| Stock Options (6) | $0.25 | 2/1/2018 | 7/17/2017 | A | 1224795 | 2/1/2018 | 2/1/2027 | Common Shares | 1224795 | $0.25 | 0 | D | |||
| Stock Options (6) | $0.25 | 3 | 5/12/2016 | 2/1/2027 | Common Shares | 172480 | 0 | D | |||||||
| Remarks: * Reporting Person transferred all of his shares to Lago Blue Holdings, LLC in which Reporting Person has investment and voting control. |
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| Gonfiantini Nello III 6160 PLUMAS ST SUITE 100 RENO, NV 89519 | X | Chief Executive Officer | |||
| Signatures | ||
| /s/ Nello Gonfiantini, III | 2/15/2020 | |
| **Signature of Reporting Person | Date | |
1 Year Diego Pellicer Worldwide (CE) Chart |
1 Month Diego Pellicer Worldwide (CE) Chart |
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