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| Share Name | Share Symbol | Market | Type |
|---|---|---|---|
| Deep Down Inc (QB) | USOTC:DPDW | OTCMarkets | Common Stock |
| Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| 0.00 | 0.00% | 0.59 | 0.56 | 0.65 | 0.00 | 01:00:00 |
| 1. Name and Address of Reporting Person * Smith Ronald Eric | 2. Issuer Name and Ticker or Trading SymbolDeep Down, Inc. [DPDW] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President, CEO and Director |
| 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) | ||
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person ___ Form Filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Amount | (A) or (D) | Price | ||||||||
| Common Stock | 1585762 | D | ||||||||
| Common Stock | 1/2/2018 | P4 | 1075 | A | $0.98 | 355294 | I | By IRA | ||
| Common Stock | 4/3/2018 | P4 | 1100 | A | $0.93 | 356394 | I | By IRA | ||
| Common Stock | 5/10/2018 | P4 | 1100 | A | $0.97 | 357494 | I | By IRA | ||
| Common Stock | 7/17/2018 | P4 | 1250 | A | $0.85 | 358744 | I | By IRA | ||
| Common Stock | 9/10/2018 | P4 | 1100 | A | $0.97 | 359844 | I | By IRA | ||
| Common Stock | 11/12/2018 | P4 | 1250 | A | $0.86 | 361094 | I | By IRA | ||
| Common Stock | 930651 (1) | I | By Spouse | |||||||
| Common Stock | 23071 (2) | I | By Spouse | |||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| Smith Ronald Eric 1447 FM 1010 CLEVELAND, TX 77327 | X | X | President, CEO and Director | ||
| Signatures | ||
| /s/ Ronald Eric Smith | 11/15/2019 | |
| **Signature of Reporting Person | Date | |
1 Year Deep Down (QB) Chart |
1 Month Deep Down (QB) Chart |
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