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DBVTF DBV Technologies Boulogne Billancourt (GM)

2.80
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
DBV Technologies Boulogne Billancourt (GM) USOTC:DBVTF OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 2.80 0.00 01:00:00

Initial Statement of Beneficial Ownership (3)

11/01/2021 10:28pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Robitaille Sebastien
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/1/2021 

3. Issuer Name and Ticker or Trading Symbol

DBV Technologies S.A. [DBVT]
(Last)        (First)        (Middle)

C/O DBV TECHOLOGIES S.A., 177-181 AVENUE PIERRE BROSSOLETTE
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Financial Officer /
(Street)

MONTROUGE, I0 92120      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Ordinary Shares (1)23500 (2)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy)  (3)12/24/2030 Ordinary Shares 51000 $5.09 (4)D  

Explanation of Responses:
(1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one-half of one Ordinary Share.
(2) Includes 8,400 shares of the Issuer's ordinary shares underlying restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's ordinary share. Includes (a) 100 RSUs granted on December 19, 2019, which vests on December 19, 2021; and (b) 8,300 RSUs granted on November 24, 2020, with 25% vesting on November 24, 2021, and the remaining RSUs vesting in six equal semi-annual installments thereafter, subject in each case to the Reporting Person continuing to provide service through each such date.
(3) 25% of the shares subject to the Option vest on November 24, 2021, with the remaining shares vesting in six equal semi-annual installments thereafter, subject to the Reporting Person continuing to provide service through each such date.
(4) This exercise price is in US Dollars and reflects the conversion of EURO to USD at an exchange rate of $1.223 to EURO 1.00 as of December 31, 2020.

Remarks:
Exhibit List - Exhibit 24 - Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Robitaille Sebastien
C/O DBV TECHOLOGIES S.A.
177-181 AVENUE PIERRE BROSSOLETTE
MONTROUGE, I0 92120


Chief Financial Officer

Signatures
/s/ Jason Minio, Attorney-in-Fact1/11/2021
**Signature of Reporting PersonDate

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