ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for charts Register for streaming realtime charts, analysis tools, and prices.

CVAT Cavitation Technologies Inc (QB)

0.0139
0.00146 (11.74%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Cavitation Technologies Inc (QB) USOTC:CVAT OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00146 11.74% 0.0139 0.0101 0.0139 0.0139 0.011 0.0119 240,000 21:18:39

Annual Statement of Changes in Beneficial Ownership (5)

04/11/2020 10:02pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[X] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

GORODNITSKY IGOR
2. Issuer Name and Ticker or Trading Symbol

Cavitation Technologies, Inc. [CVAT]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President
(Last)          (First)          (Middle)

10019 CANOGA AVENUE
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
6/30/2020 
(Street)

CHATSWORTH, CA 91311
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Common Stock 8/28/2014  J4 (1)8000000 D$0 (1)9323475 D  
Common Stock 4/4/2018  J4 (2)4323475 D$0 (2)5000000 D  

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrants $0.03 5/13/2013  A4  2000000    5/13/2013 5/13/2023 Common Stock 2000000  (3)6250000 D  
Warrants $0.045 10/10/2013  A4  3000000    10/10/2013 10/10/2023 Common Stock 3000000  (3)9250000 D  
Warrants $0.03 1/13/2017  A4  3000000    1/13/2017 1/13/2027 Common Stock 3000000  (3)12250000 D  
Warrants $0.03 12/26/2019  A4  3000000    12/26/2019 12/26/2029 Common Stock 3000000  (3)15250000 D  
Warrants $0.045 5/18/2020  D4    3000000  10/10/2013 10/10/2023 Common Stock 3000000  (4)12250000 D  
Warrants $0.03 5/18/2020  D4    4250000  12/18/2012 12/18/2022 Common Stock 4250000  (4)8000000 D  
Warrants $0.03 5/18/2020  D4    2000000  5/13/2013 5/13/2023 Common Stock 2000000  (4)6000000 D  
Warrants $0.045 5/18/2020  A4  3000000    5/18/2020 5/18/2030 Common Stock 3000000  (3)9000000 D  
Warrants $0.03 5/18/2020  A4  6250000    5/18/2020 5/18/2030 Common Stock 6250000  (3)15250000 D  

Explanation of Responses:
(1) Reporting Person transferred these shares to his ex-wife as part of a divorce settlement; there was no money received.
(2) Reporting Person gifted these shares to his daughter; there was no money received.
(3) Reporting Person acquired Issuer's warrants as part of compensation for Reporting Person's employment at Issuer.
(4) These warrants were cancelled by the Company.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
GORODNITSKY IGOR
10019 CANOGA AVENUE
CHATSWORTH, CA 91311
X
President

Signatures
/s/ Igor Gorodnitsky11/4/2020
**Signature of Reporting PersonDate

1 Year Cavitation Technologies (QB) Chart

1 Year Cavitation Technologies (QB) Chart

1 Month Cavitation Technologies (QB) Chart

1 Month Cavitation Technologies (QB) Chart

Your Recent History

Delayed Upgrade Clock