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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Capital Financial Holdings Inc (CE) | USOTC:CPFH | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 1.11 | 0.00 | 01:00:00 |
CUSIP No. 140144-10-6
|
SCHEDULE 13D
|
Page 2 of 6 |
1
|
NAMES OF REPORTING PERSONS
Bruce Edwin Graham
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
o
(b)
x
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
PF
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
o |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
774,700
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
774,700
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
774,700
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o |
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.36%
(1)
|
|
14
|
TYPE OF REPORTING PERSON
IN
|
(1)
|
The number of outstanding shares of Common Stock for purposes of this calculation consists of 14,455,943 shares outstanding as of October 31, 2010, as reported in the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2010 filed on November 12, 2010.
|
CUSIP No. 140144-10-6
|
SCHEDULE 13D
|
Page 3 of 6 |
1
|
NAMES OF REPORTING PERSONS
William L. Graham
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
|
(a)
o
(b)
x
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
PF
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
|
o |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
7
|
SOLE VOTING POWER
190,000
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
190,000
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
190,000
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
o |
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.31%
(1)
|
|
14
|
TYPE OF REPORTING PERSON
IN
|
(1)
|
The number of outstanding shares of Common Stock for purposes of this calculation consists of 14,455,943 shares outstanding as of October 31, 2010, as reported in the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2010 filed on November 12, 2010.
|
CUSIP No. 140144-10-6
|
SCHEDULE 13D
|
Page 4 of 6 |
Item 3.
|
Source and Amount of Funds or Other Consideration.
|
Item 5.
|
Interest in Securities of the Issuer.
|
Shared Voting Power
|
Sole Voting Power
|
Shared Dispositive Power
|
Sole Dispositive Power
|
||||
Bruce Edwin Graham
|
0
|
774,770
|
0
|
774,770
|
|||
William L. Graham
|
0
|
190,000
|
0
|
190,000
|
CUSIP No. 140144-10-6
|
SCHEDULE 13D
|
Page 5 of 6 |
Purchases
|
||||||||||
Name of Reporting Person
|
Date
|
Number of
Shares
Purchased
|
Price
Per
Share
|
Aggregate
Purchase
Price (1)
|
Transaction Type
|
|||||
Bruce Edwin Graham
|
12/20/2010
|
1,000
|
$0.07
|
$ 70.00
|
Open Market Purchase
|
|||||
Bruce Edwin Graham
|
12/27/2010
|
21,784
|
$0.07
|
$1,524.88
|
Open Market Purchase
|
|||||
William L. Graham
|
12/28/2010
|
2,500
|
$0.0725
|
$ 181.25
|
Open Market Purchase
|
|||||
Bruce Edwin Graham
|
12/28/2010
|
10,000
|
$0.07
|
$ 700.00
|
Open Market Purchase
|
|||||
Bruce Edwin Graham
|
1/24/2011
|
20,000
|
$0.10
|
$2,000.00
|
Open Market Purchase
|
|||||
William L. Graham
|
1/24/2011
|
3,000
|
$0.10
|
$ 300.00
|
Open Market Purchase
|
|||||
Bruce Edwin Graham
|
1/25/2011
|
20,000
|
$0.10
|
$2,000.00
|
Open Market Purchase
|
|||||
William L. Graham
|
1/25/2011
|
5,000
|
$0.10
|
$ 500.00
|
Open Market Purchase
|
|||||
William L. Graham
|
2/2/2011
|
9,500
|
$0.10
|
$ 950.00
|
Open Market Purchase
|
|||||
Bruce Edwin Graham
|
2/2/2011
|
5,000
|
$0.10
|
$ 500.00
|
Open Market Purchase
|
|||||
Bruce Edwin Graham
|
2/2/2011
|
216
|
$0.12
|
$ 25.92
|
Open Market Purchase
|
|||||
Bruce Edwin Graham
|
2/8/2011
|
10,000
|
$0.10
|
$1,000.00
|
Open Market Purchase
|
|||||
William L. Graham
|
2/8/2011
|
10,000
|
$0.08
|
$ 800.00
|
Open Market Purchase
|
|||||
Bruce Edwin Graham
|
2/9/2011
|
3,000
|
$0.09
|
$ 270.00
|
Open Market Purchase
|
|||||
Bruce Edwin Graham
|
2/9/2011
|
5,000
|
$0.10
|
$ 500.00
|
Open Market Purchase
|
|||||
Bruce Edwin Graham
|
2/9/2011
|
20,000
|
$0.08
|
$1,600.00
|
Open Market Purchase
|
|||||
Bruce Edwin Graham
|
2/10/2011
|
16,270
|
$0.10
|
$1,627.00
|
Open Market Purchase
|
|||||
Bruce Edwin Graham
|
2/10/2011
|
7,500
|
$0.11
|
$ 825.00
|
Open Market Purchase
|
(1)
|
No brokerage fees or commissions were paid on these transactions.
|
CUSIP No. 140144-10-6
|
SCHEDULE 13D
|
Page 6 of 6 |
Dated: February 10, 2011
|
/s/ Bruce Graham
|
Bruce Edwin Graham, an individual
|
|
Dated: February 10, 2011
|
/s/ William Graham
|
William L. Graham, an individual
|
1 Year Capital Financial (CE) Chart |
1 Month Capital Financial (CE) Chart |
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