We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Circle Entertainment Inc (CE) | USOTC:CEXE | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.000001 | 0.00 | 00:00:00 |
Circle Entertainment Inc.
|
(Name of Issuer) |
Common Stock, par value $0.01 per share
|
(Title of Class of Securities) |
17256R-105
|
(CUSIP Number) |
Mitchell J. Nelson
Atlas Real Estate Funds, Inc.
70 East 55
th
Street
New York, New York 10022
Telephone: (212) 796-8199
|
(Name, address and telephone number of person
authorized to receive notices and communications)
|
March 14, 2014
|
(Date of event which requires filing of this statement) |
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 2 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
Robert F.X. Sillerman
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
9,350,263
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
23,910,664
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
9,350,263
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
23,910,664
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
32,760,927
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
41.4%
|
|||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 3 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
Paul C. Kanavos
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
1,034,254
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
38,901,700
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
1,034,254
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
38,901,700
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
39,935,954
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
49.0%
|
|||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 4 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
Kanavos Dynasty Trust 2011
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
0
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
11,056,870
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
0
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
11,056,870
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,056,870
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.7%
|
|||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 5 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
Brett Torino
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
176,238
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
38,235,221
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
176,238
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
38,235,221
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
38,411,459
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
46.4%
|
|||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 6 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
TTERB Living Trust
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
0
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
28,370,677
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
0
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
28,370,677
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,370,677
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
35.2%
|
|||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 7 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
TS 2013 LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Nevada
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
0
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
9,864,544
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
0
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
9,864,544
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,864,544
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.7%
|
|||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 8 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
Atlas Real Estate Funds, Inc.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
0
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
5,501,611
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
0
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
5,501,611
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,501,611
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.5%
|
|||
14
|
TYPE OF REPORTING PERSON
CO
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 9 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
Harvey Silverman
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
AF/OO/PF
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
3,927,432
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
1,050,042
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
3,927,432
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
1,050,042
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,977,474
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.3%
1
|
|||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 10 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
Silverman Partners, L.P.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
AF/WC
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
New York
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
0
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
1,050,042
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
0
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
1,050,042
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,050,042
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.6%
2
|
|||
14
|
TYPE OF REPORTING PERSON
PN
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 11 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
Adam Raboy
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
0
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
4,033,901
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
0
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
4,033,901
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,033,901
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.8%
3
|
|||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 12 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
The Maple Hill Companies, LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
WC
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
0
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
4,033,901
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
0
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
4,033,901
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,033,901
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.8%
4
|
|||
14
|
TYPE OF REPORTING PERSON
PN
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 13 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
Mitchell J. Nelson
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
OO
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
200,000
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
95,571
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
200,000
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
95,571
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
295,571
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 14 of 20 Pages |
1
|
NAME OF REPORTING PERSONS
LMN 134 Family Company, LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
þ
|
|||
3
|
SEC USE ONLY
|
|||
4
|
SOURCE OF FUNDS
OO
|
|||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEM 2(d) or 2(e)
o
|
|||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
|
7
|
SOLE VOTING POWER
|
0
|
|
SHARES
BENEFICIALLY
|
8
|
SHARED VOTING POWER
|
95,571
|
|
OWNED BY
EACH
|
9
|
SOLE DISPOSITIVE POWER
|
0
|
|
REPORTING
PERSON WITH
|
10
|
SHARED DISPOSITIVE POWER
|
95,571
|
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
95,571
|
|||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES
o
|
|||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
6
|
|||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 15 of 20 Pages |
Reporting Person
|
Address
|
Citizenship/Place of Organization
|
||
Silverman
|
70 East 55
th
Street, New York, New York 10022
|
United States
|
||
SP LP
|
791 Park Avenue, New York, New York 10021
|
Delaware
|
||
Raboy
|
295 Glendale Road, Scarsdale, New York 10583
|
United States
|
||
MHC
|
295 Glendale Road, Scarsdale, New York 10583
|
Delaware
|
||
Nelson
|
70 East 55
th
Street, New York, New York 10022
|
United States
|
||
LMN
|
134 East 80
th
Street, New York, New York 10075
|
Delaware
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 16 of 20 Pages |
Reporting Person
|
Principal Business
|
|
Silverman
|
Silverman is a private investor and he has served as a director of the Issuer since October 2007.
|
|
SP LP
|
SP LP’s principal business is the acquisition, ownership, disposition and reinvestment of investment assets and related business activities.
|
|
Raboy
|
Raboy’s principal business is real estate investment and finance.
|
|
MHC
|
MHC’s principal business is real estate investment and finance.
|
|
Nelson
|
Nelson has served as Executive Vice President and General Counsel of the Issuer since October 2007.
|
|
LMN
|
LMN’s principal business is the acquisition, ownership, disposition and reinvestment of investment assets and related business activities.
|
●
|
On November 30, 2007 and January 10, 2008, as a result of distribution’s received on Silverman’s and SP LP’s ownership interests in Flag Luxury Properties, LLC, a Delaware limited liability company (“Flag”), and Silverman’s ownership interest in CKX, Inc., a then publicly traded company (“CKX”), Silverman and SP LP acquired an aggregate of 1,577,016 shares of Common Stock in connection with a series of transactions involving Flag (the “Flag Transaction”), CKX and the Issuer described in the Issuer’s final prospectus dated December 31, 2007 to its Registration Statement on Form S-1 (Registration No. 333-145672), as filed with the SEC on January 3, 2008;
|
●
|
On July 15, 2008, SP LP purchased from the Issuer in a private transaction exempt from the registration requirements of the Securities Act of 1933, as amended, 285,715 units at an aggregate purchase price of $1,000,002.50 or $3.50 per unit. Each unit consisted of (x) one share of Common Stock, (y) one warrant to purchase one share of Common Stock at an exercise price of $4.50 per share and (z) one warrant to purchase one share of Common Stock at $5.50 per share. The warrants were immediately exercisable on the date of purchase for a term of ten years. SP LP used working capital to fund the purchase of the units. SP LP purchased the units from the Issuer for investment purposes and to provide the Issuer with working capital;
|
●
|
On October 1, 2008, Silverman acquired 12,297 shares of Common Stock under the Issuer's 2007 Long-Term Incentive Compensation Plan in lieu of cash payments of $16,750 for fees earned by (a) attending meetings of the Issuer's board of directors during the second and third fiscal quarters of 2008 and (b) serving as a member of the Issuer's board of directors' audit committee, compensation committee and nominating and corporate governance committee (including as chairman) and attending meetings of certain of such committees during the second and third fiscal quarters of 2008;
|
●
|
On October 21, 2008, Silverman acquired stock options to purchase up to 48,897 shares of Common Stock in lieu of a cash payment of $80,000 for his 2008 annual retainer fee for serving as a director of the Issuer. These stock options were granted under the Issuer’s 2007 Long-Term Incentive Compensation Plan at exercise prices of $5.00 per share for 25,641 of the shares and $6.00 per share for 23,256 of the shares and became immediately exercisable on the grant date for a term of 10 years;
|
●
|
On January 29, 2010, Silverman acquired stock options to purchase up to 455,556 shares of Common Stock in lieu of cash payments for 75% of his 2009 annual retainer fee of $80,000 for serving as a director of the Issuer and fees for serving as a member of the Issuer’s board of directors’ audit committee, compensation committee and nominating and corporate governance committee (including as chairman) and attending board of directors’ and committee meetings during 2009. These stock options were granted under the Issuer’s 2007 Long-Term Incentive Compensation Plan at an exercise price of $0.18 per share and became immediately exercisable on the grant date for a term of 10 years; and
|
●
|
On September 23, 2010, Silverman purchased from the Issuer in a private transaction exempt from the registration requirements of the Securities Act 100 units at an aggregate purchase price of $100,000 or $1,000 per unit. Each unit consisted of (x) one share of newly issued Series B Convertible Preferred Shares, and (y) one warrant to purchase up to 14,306.15 shares of Common Stock at an exercise price of $0.2097 per share. Silverman used personal funds to fund the purchase of the units. Silverman purchased the units from the Issuer for investment purposes and to provide the Issuer with working capital.
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 17 of 20 Pages |
●
|
On November 30, 2007, Nelson through LMN acquired 95,571 shares of Common Stock in the Flag Transaction; and
|
●
|
On May 19, 2008, Nelson received a grant of stock options under the Issuer’s 2007 Executive Equity Incentive Plan to purchase up to 200,000 shares of Common Stock at an exercise price of $5.00 per share for one half of the options and $6.00 per share for the other half of the options. The options vested over a five year period, with 40% of the $5.00 options vesting after one year, 40% of the $5.00 options vesting after year two, 20% of the $5.00 and 20% of the $6.00 options vesting after year three, 40% of the $6.00 options vesting after year four and 40% of the $6.00 options vesting after year five.
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 18 of 20 Pages |
Exhibit Number
|
Description
|
|
99.28 |
Fifth Amended and Restated Joint Filing Agreement dated March 14, 2014 by and among Robert F.X. Sillerman, Paul C. Kanavos, Kanavos Dynasty Trust 2011, Brett Torino, TTERB Living Trust, TS 2013 LLC, Atlas Real Estate Funds, Inc., Harvery Silverman, Silverman Partners, L.P., Adam Raboy, The Maple Hill Companies, LLC, Mitchell J. Nelson and LMN 134Family Company, LLC.
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 19 of 20 Pages |
Dated: March 14, 2014
|
/s/ Robert F.X. Sillerman | ||
Robert F.X. Sillerman
|
|||
Dated: March 14, 2014
|
/s/ Paul C. Kanavos
|
||
Paul C. Kanavos
|
|||
Dated: March 14, 2014
|
Kanavos Dynasty Trust 2011
|
||
Deutsche Bank Trust Company Delaware, as Trustee
|
|||
/s/ Susan F. Rodriguez | |||
Name: Susan F. Rodriguez
|
|||
Title: Assistant Vice President
|
|||
/s/ Jeanne M. Nardone | |||
Name: Jeanne M. Nardone
|
|||
Title: Vice President
|
|||
Dated: March 14, 2014
|
/s/ Brett Torino
|
||
Brett Torino
|
|||
Dated: March 14, 2014
|
TTERB Living Trust
|
||
/s/ Brett Torino
|
|||
By: Brett Torino, Trustee
|
|||
Dated: March 14, 2014
|
TS 2013 LLC
|
||
By: ONIROT Living Trust dated 6/20/2000
|
|||
/s/ Brett Torino
|
|||
By: Brett Torino, Trustee
|
|||
Dated: March 14, 2014
|
Atlas Real Estate Funds, Inc.
|
||
/s/ Paul Kanavos
|
|||
Name: Paul Kanavos
|
|||
Title: President
|
CUSIP No. 17256R-105 | SCHEDULE 13D | Page 20 of 20 Pages |
Dated: March 14, 2014
|
/s/ Harvey Silverman | ||
Harvey Silverman
|
|||
Dated: March 14, 2014
|
Silverman Partners, L.P.
|
||
/s/ Harvey Silverman | |||
Name: Harvey Silverman
|
|||
Title: General Partner | |||
Dated: March 14, 2014
|
/s/ Adam Raboy
|
||
Adam Raboy
|
|||
Dated: March 14, 2014
|
The Maple Hill Companies, LLC
|
||
/s/ Adam Raboy
|
|||
Name: Adam Raboy
|
|||
Title: Manager
|
|||
Dated: March 14, 2014
|
/s/ Mitchell J. Nelson
|
||
Mitchell J. Nelson
|
|||
Dated: March 14, 2014
|
LMN 134 Family Company, LLC
|
||
/s/ Mitchell J. Nelson
|
|||
Name: Mitchell J. Nelson
|
|||
Title: Manager
|
1 Year Circle Entertainment (CE) Chart |
1 Month Circle Entertainment (CE) Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions