Report of Foreign Issuer Pursuant to Rule 13a-16 or 15d-16 (6-k)

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

Form 6-K

 

Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934

 

For the month of: July 2021

Commission File Number: 001-15160

 

Brookfield Asset Management Inc.
(Name of Registrant)

 

Brookfield Place
Suite 300
181 Bay Street, P.O. Box 762
Toronto, Ontario, Canada M5J 2T3
(Address of Principal Executive Offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

 

Form 20-F ¨

Form 40-F x

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):    ¨

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):    ¨

 

Exhibits 99.1, 99.2, 99.3, 99.4, 99.5 and 99.6 of this Form 6-K shall be incorporated by reference as exhibits to the joint registration statement of Brookfield Asset Management Inc., Brookfield Finance Inc. and Brookfield Finance I (UK) plc on Form F-10 (File Nos. 333-249132 and 333-249132-01) and Form F-3 (File No. 333-249134-03).

 

 

 

 

 

 

EXHIBIT INDEX

 

Exhibit		Description of Exhibit
99.1		Trust Indenture among Brookfield Finance I (UK) plc, Brookfield Asset Management Inc., Computershare Trust Company of Canada and Computershare Trust Company, N.A., dated July 26, 2021
99.2		First Supplemental Indenture, including form of note, among Brookfield Finance I (UK) plc, Brookfield Asset Management Inc., Computershare Trust Company of Canada and Computershare Trust Company, N.A., dated July 26, 2021
99.3		Supplemental Indenture, dated July 26, 2021, to the Sixth Supplemental Indenture, dated September 28, 2020, among Brookfield Finance Inc., Brookfield Asset Management Inc. and Computershare Trust Company of Canada
99.4		Opinion of Torys LLP as to matters of New York and Canadian law, dated July 26, 2021
99.5		Opinion of Herbert Smith Freehills LLP as to matters of English law, dated July 26, 2021
99.6		Consent of Goodmans LLP dated July 26, 2021

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

	BROOKFIELD ASSET MANAGEMENT INC.
Date: July 26, 2021	By:	/s/ Thomas Corbett
		Name:	Thomas Corbett
		Title:	Managing Director