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AXAS Abraxas Petroleum Corporation (CE)

0.0347
0.00 (0.00%)
01 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Abraxas Petroleum Corporation (CE) USOTC:AXAS OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.0347 0.00 01:00:00

Statement of Changes in Beneficial Ownership (4)

11/02/2020 8:57pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Schwartz Dirk A
2. Issuer Name and Ticker or Trading Symbol

ABRAXAS PETROLEUM CORP [ AXAS ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
VP - Business Development
(Last)          (First)          (Middle)

18803 MEISNER DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

2/7/2020
(Street)

SAN ANTONIO, TX 78258
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Abraxas Petroleum Corp Common Stock         119311 D  
Abraxas Petroleum Corp Common Stock 2/7/2020  P(1)  35380 A$0.28 60107 I 401-K 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance-based Restricted Stock Unit $2.37           4/2/2021 4/2/2021 Abraxas Petroleum Common Stock 27397  27397 D  
Employee Stock Option $3.15           3/11/2018 3/11/2024 Abraxas Petroleum Corp Common Stock 17000  17000 D  
Employee Stock Option $0.97           3/15/2020 3/15/2026 Abraxas Petroleum Corp Common Stock 24000  24000 D  
Employee Stock Option $3.67           12/2/2017 12/2/2023 Abraxas Petroleum Corp Common Stock 20000  20000 D  
Employee Stock Option $1.67           8/8/2018 8/8/2027 Abraxas Petroleum Common Stock 100000  100000 D  
Performance-based Restricted Stock Unit $1.34           4/1/2023 4/1/2023 Abraxas Petroleum Common Stock 46642  46642 D  

Explanation of Responses:
(1) Employer Safe Harbor match to 401-K for the year ended December 31, 2019.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Schwartz Dirk A
18803 MEISNER DRIVE
SAN ANTONIO, TX 78258


VP - Business Development

Signatures
Dirk A. Schwartz2/10/2020
**Signature of Reporting PersonDate

1 Year Abraxas Petroleum (CE) Chart

1 Year Abraxas Petroleum (CE) Chart

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