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AXAS Abraxas Petroleum Corporation (CE)

0.0347
0.00 (0.00%)
26 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Abraxas Petroleum Corporation (CE) USOTC:AXAS OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 0.0347 0.00 01:00:00

Initial Statement of Beneficial Ownership (3)

16/08/2017 2:32pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Clarke Tod A

2. Date of Event Requiring Statement (MM/DD/YYYY)
8/16/2017 

3. Issuer Name and Ticker or Trading Symbol

ABRAXAS PETROLEUM CORP [AXAS]

(Last)        (First)        (Middle)

18803 MEISNER DRIVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Vice President - Land /

(Street)

SAN ANTONIO, TX 78258       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Abraxas Petroleum Corp Common Stock   94079   D    
Abraxas Petroleum Corp Common Stock   23680   I   401-K  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option   3/11/2018   3/11/2024   Abraxas Petroleum Corp Common Stock   18000   $3.15   D    
Employee Stock Option   5/15/2020   5/15/2026   Abraxas Petroleum Corp Common Stock   64000   $0.97   D    
Employee Stock Option   3/8/2016   3/8/2022   Abraxas Petroleum Corp Common Stock   5000   $3.74   D    
Employee Stock Option   3/15/2015   3/11/2021   Abraxas Petroleum Corp Common Stock   10000   $4.72   D    
Employee Stock Option   3/16/2014   3/16/2020   Abraxas Petroleum Corp Common Stock   13300   $2.09   D    
Employee Stock Option   3/17/2013   3/17/2019   Abraxas Petroleum Corp Common Stock   5000   $0.99   D    
Employee Stock Option   5/14/2017   5/14/2027   Abraxas Petroleum Corp Common Stock   17300   $2.39   D    
Employee Stock Option   8/28/2011   8/28/2017   Abraxas Petroleum Corp Common Stock   7810   $3.60   D    
Employee Stock Option   8/9/2015   8/9/2021   Abraxas Petroleum Corp Common Stock   25000   $3.55   D    
Employee Stock Option   10/5/2013   10/5/2019   Abraxas Petroleum Corp Common Stock   20775   $1.75   D    

Explanation of Responses:

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Clarke Tod A
18803 MEISNER DRIVE
SAN ANTONIO, TX 78258


Vice President - Land

Signatures
Tod A. Clarke 8/16/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

1 Year Abraxas Petroleum (CE) Chart

1 Year Abraxas Petroleum (CE) Chart

1 Month Abraxas Petroleum (CE) Chart

1 Month Abraxas Petroleum (CE) Chart

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