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ASTI Ascent Solar Technologies Inc (PK)

10.00
0.00 (0.00%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Ascent Solar Technologies Inc (PK) USOTC:ASTI OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 10.00 9.60 11.00 0.00 01:00:00

Statement of Changes in Beneficial Ownership (4)

13/12/2021 9:16pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Crowdex Investment, LLC
2. Issuer Name and Ticker or Trading Symbol

Ascent Solar Technologies, Inc. [ ASTI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

1675 SOUTH STATE STREET, SUITE B
3. Date of Earliest Transaction (MM/DD/YYYY)

12/9/2021
(Street)

DOVER, DE 19901
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock (1)12/9/2021  C  2725205300 A$0.0001 14725205300 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Convertible Promissory Note $0.0001 12/9/2021  C     2725205300 (2) 6/9/2020  (2)Common Stock, par value $0.0001 per share 2725205300 $0.0001 0 (2)D  

Explanation of Responses:
(1) This joint filing includes Mr. Bernd Fortsch who is the 100% indirect owner of Crowdex Investment, LLC.
(2) Represents $272,520.53 of outstanding principal and interest calculated through December 9, 2021, on which date such amount converted into shares of Common Stock at a conversion price per share of $0.0001.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Crowdex Investment, LLC
1675 SOUTH STATE STREET, SUITE B
DOVER, DE 19901

X

Fortsch Bernd
1675 SOUTH STATE STREET, SUITE B
DOVER, DE 19901

X


Signatures
/s/ David Peterson, Manager of Crowdex Investment, LLC12/13/2021
**Signature of Reporting PersonDate

/s/ David Peterson, power of attorney of Bernd Fortsch12/13/2021
**Signature of Reporting PersonDate

1 Year Ascent Solar Technologies (PK) Chart

1 Year Ascent Solar Technologies (PK) Chart

1 Month Ascent Solar Technologies (PK) Chart

1 Month Ascent Solar Technologies (PK) Chart

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