Current Report Filing (8-k)

 

 

 

 UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported):

December 30, 2020

 

Commission File Number

000-31380

 

APPLIED MINERALS, INC.

(Exact name of registrant as specified in its charter)

 

Delaware		82-0096527
(State or other jurisdiction of incorporation or organization)		(I.R.S. Employer Identification No.)
PO Box 432 Eureka, UT		84628
(Address of principal executive offices)		(Zip Code)

 

	[phone]
	(Issuer’s Telephone Number, Including Area Code)

 

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230-425)

 

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240-14a-12)

 

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

The 2020 annual meeting of stockholders was held on December 30, 2020. The following sets forth the items voted on and the results.

 

PROPOSAL 1: ELECTION OF DIRECTORS

 

		FOR		WITHHELD
MARIO CONCHA		57,589,429		12,749,939
JOHN LEVY		50,466,497		20,175,911
ROBERT BETZ		58,046,516		12,593,852
GEOFFREY SCOTT		58,027,816		12,614,552
CHRISTOPHER CARNEY		58,053,053		12,589,315

 

There were 37,974,994 broker non-votes with respect to each person elected as director

 

PROPOSAL 2: ADVISORY, NON-BINDING VOTE ON EXECUTIVE COMPENSATION

 

FOR		AGAINST		ABSTAIN		BROKER NON-VOTES
60,163,727		2,649,727		7,828,914		37,974,994

 

PROPOSAL 3: RATIFY MALONEBAILEY, LLP AS INDEPENDENT REGISTERED PUBLIC ACCTOUNTANT

 

FOR		AGAINST		ABSTAIN
107,846,975		287,453		470,934

 

 

 

SIGNATURES

 

In accordance with the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

				APPLIED MINERALS, INC.
Dated:		January 13, 2021		/s/ CHRISTOPHER T. CARNEY
				By: Christopher T. Carney
				President and Chief Executive Officer