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Name | Symbol | Market | Type |
---|---|---|---|
Tri-Continental Corp. Prfd | NYSE:TYP | NYSE | Preference Share |
Price Change | % Change | Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 16.33 | 0 | 01:00:00 |
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Foot Locker, Inc. | 17,000 | 1,030,200 |
Home Depot, Inc. (The) | 21,500 | 4,125,635 |
Total | 16,952,624 | |
Textiles, Apparel & Luxury Goods 0.4% | ||
Ralph Lauren Corp. | 18,300 | 2,373,144 |
Tapestry, Inc. | 120,000 | 3,898,800 |
Total | 6,271,944 | |
Total Consumer Discretionary | 111,622,811 | |
Consumer Staples 5.3% | ||
Food & Staples Retailing 1.3% | ||
Walgreens Boots Alliance, Inc. | 191,750 | 12,132,023 |
Walmart, Inc. | 91,200 | 8,894,736 |
Total | 21,026,759 | |
Food Products 1.5% | ||
ConAgra Foods, Inc. | 250,000 | 6,935,000 |
General Mills, Inc. | 185,000 | 9,573,750 |
Tyson Foods, Inc., Class A | 103,300 | 7,172,119 |
Total | 23,680,869 | |
Household Products 0.8% | ||
Kimberly-Clark Corp. | 84,650 | 10,488,135 |
Procter & Gamble Co. (The) | 19,500 | 2,028,975 |
Total | 12,517,110 | |
Tobacco 1.7% | ||
Altria Group, Inc. | 203,400 | 11,681,262 |
Philip Morris International, Inc. | 189,000 | 16,705,710 |
Total | 28,386,972 | |
Total Consumer Staples | 85,611,710 | |
Energy 3.7% | ||
Energy Equipment & Services 0.0% | ||
National Oilwell Varco, Inc. | 15,300 | 407,592 |
Oil, Gas & Consumable Fuels 3.7% | ||
BP PLC, ADR | 185,000 | 8,088,200 |
Chevron Corp. (b) | 39,800 | 4,902,564 |
ConocoPhillips Co. | 236,400 | 15,777,336 |
HollyFrontier Corp. | 52,600 | 2,591,602 |
Marathon Petroleum Corp. | 82,500 | 4,937,625 |
Tri-Continental
Corporation | Quarterly Report 2019
|
1 |
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Suncor Energy, Inc. | 230,000 | 7,458,900 |
Valero Energy Corp. | 180,700 | 15,328,781 |
Total | 59,085,008 | |
Total Energy | 59,492,600 | |
Financials 9.8% | ||
Banks 3.6% | ||
Bank of America Corp. | 600,500 | 16,567,795 |
BB&T Corp. | 125,000 | 5,816,250 |
Citigroup, Inc. | 299,500 | 18,634,890 |
Comerica, Inc. | 30,700 | 2,250,924 |
JPMorgan Chase & Co. | 80,000 | 8,098,400 |
PacWest Bancorp | 195,000 | 7,333,950 |
Total | 58,702,209 | |
Capital Markets 2.8% | ||
Ares Capital Corp. | 450,000 | 7,713,000 |
Bank of New York Mellon Corp. (The) | 20,100 | 1,013,643 |
CME Group, Inc. | 28,600 | 4,706,988 |
Franklin Resources, Inc. | 58,600 | 1,942,004 |
Intercontinental Exchange, Inc. | 167,600 | 12,761,064 |
S&P Global, Inc. | 46,700 | 9,832,685 |
T. Rowe Price Group, Inc. | 41,100 | 4,114,932 |
TCG BDC, Inc. | 275,000 | 3,982,000 |
Total | 46,066,316 | |
Consumer Finance 0.8% | ||
Capital One Financial Corp. | 152,000 | 12,416,880 |
Diversified Financial Services 0.3% | ||
Voya Financial, Inc. | 100,300 | 5,010,988 |
Insurance 1.6% | ||
Allstate Corp. (The) | 106,600 | 10,039,588 |
MetLife, Inc. | 60,700 | 2,583,999 |
Prudential Financial, Inc. | 135,200 | 12,422,176 |
Total | 25,045,763 | |
Mortgage Real Estate Investment Trusts (REITS) 0.7% | ||
Blackstone Mortgage Trust, Inc. | 92,500 | 3,196,800 |
Starwood Property Trust, Inc. | 350,000 | 7,822,500 |
Total | 11,019,300 | |
Total Financials | 158,261,456 |
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Health Care 9.4% | ||
Biotechnology 1.5% | ||
Alexion Pharmaceuticals, Inc. (a) | 43,670 | 5,903,311 |
Amgen, Inc. | 8,700 | 1,652,826 |
BioMarin Pharmaceutical, Inc. (a) | 36,700 | 3,260,061 |
Gilead Sciences, Inc. | 141,300 | 9,185,913 |
Vertex Pharmaceuticals, Inc. (a) | 29,090 | 5,351,105 |
Total | 25,353,216 | |
Health Care Equipment & Supplies 0.8% | ||
Abbott Laboratories | 20,000 | 1,598,800 |
Baxter International, Inc. | 137,300 | 11,163,863 |
Total | 12,762,663 | |
Health Care Providers & Services 1.6% | ||
AmerisourceBergen Corp. | 12,850 | 1,021,832 |
Cardinal Health, Inc. | 244,690 | 11,781,824 |
HCA Healthcare, Inc. | 24,300 | 3,168,234 |
McKesson Corp. | 81,000 | 9,481,860 |
Total | 25,453,750 | |
Life Sciences Tools & Services 0.1% | ||
Agilent Technologies, Inc. | 23,500 | 1,888,930 |
Pharmaceuticals 5.4% | ||
Allergan PLC | 10,200 | 1,493,382 |
Bristol-Myers Squibb Co. | 401,500 | 19,155,565 |
Eli Lilly & Co. | 127,300 | 16,518,448 |
Johnson & Johnson | 124,400 | 17,389,876 |
Merck & Co., Inc. | 277,600 | 23,087,992 |
Mylan NV (a) | 63,700 | 1,805,258 |
Pfizer, Inc. | 187,500 | 7,963,125 |
Total | 87,413,646 | |
Total Health Care | 152,872,205 | |
Industrials 5.6% | ||
Aerospace & Defense 1.7% | ||
Boeing Co. (The) | 53,400 | 20,367,828 |
Lockheed Martin Corp. | 26,500 | 7,954,240 |
Total | 28,322,068 | |
Air Freight & Logistics 0.2% | ||
United Parcel Service, Inc., Class B | 35,000 | 3,910,900 |
2 | Tri-Continental Corporation | Quarterly Report 2019 |
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Airlines 0.8% | ||
Southwest Airlines Co. | 250,000 | 12,977,500 |
Electrical Equipment 0.7% | ||
Rockwell Automation, Inc. | 60,100 | 10,545,146 |
Industrial Conglomerates 0.6% | ||
Honeywell International, Inc. | 59,600 | 9,471,632 |
Machinery 0.8% | ||
Snap-On, Inc. | 84,800 | 13,272,896 |
Professional Services 0.1% | ||
Robert Half International, Inc. | 26,200 | 1,707,192 |
Road & Rail 0.4% | ||
CSX Corp. | 22,500 | 1,683,450 |
Union Pacific Corp. | 27,200 | 4,547,840 |
Total | 6,231,290 | |
Transportation Infrastructure 0.3% | ||
Macquarie Infrastructure Corp. | 105,000 | 4,328,100 |
Total Industrials | 90,766,724 | |
Information Technology 14.9% | ||
Communications Equipment 2.1% | ||
Cisco Systems, Inc. | 569,000 | 30,720,310 |
F5 Networks, Inc. (a) | 21,500 | 3,373,995 |
Total | 34,094,305 | |
Electronic Equipment, Instruments & Components 0.4% | ||
Corning, Inc. | 175,000 | 5,792,500 |
IT Services 3.6% | ||
Automatic Data Processing, Inc. | 25,000 | 3,993,500 |
International Business Machines Corp. | 42,500 | 5,996,750 |
MasterCard, Inc., Class A | 94,800 | 22,320,660 |
VeriSign, Inc. (a) | 84,000 | 15,251,040 |
Visa, Inc., Class A | 70,200 | 10,964,538 |
Total | 58,526,488 | |
Semiconductors & Semiconductor Equipment 3.8% | ||
Analog Devices, Inc. | 47,700 | 5,021,379 |
Broadcom, Inc. | 87,700 | 26,372,267 |
Intel Corp. | 155,000 | 8,323,500 |
Lam Research Corp. | 50,000 | 8,950,500 |
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
QUALCOMM, Inc. | 96,300 | 5,491,989 |
Texas Instruments, Inc. | 75,000 | 7,955,250 |
Total | 62,114,885 | |
Software 3.1% | ||
Adobe, Inc. (a) | 64,600 | 17,215,254 |
Fortinet, Inc. (a) | 32,700 | 2,745,819 |
Microsoft Corp. | 166,100 | 19,589,834 |
VMware, Inc., Class A | 55,600 | 10,036,356 |
Total | 49,587,263 | |
Technology Hardware, Storage & Peripherals 1.9% | ||
Apple, Inc. | 86,150 | 16,364,192 |
HP, Inc. | 316,900 | 6,157,367 |
NetApp, Inc. | 31,300 | 2,170,342 |
Western Digital Corp. | 125,000 | 6,007,500 |
Total | 30,699,401 | |
Total Information Technology | 240,814,842 | |
Materials 1.5% | ||
Chemicals 1.1% | ||
DowDuPont, Inc. | 70,000 | 3,731,700 |
LyondellBasell Industries NV, Class A | 162,600 | 13,671,408 |
Total | 17,403,108 | |
Metals & Mining 0.4% | ||
Nucor Corp. | 117,800 | 6,873,630 |
Total Materials | 24,276,738 | |
Real Estate 2.6% | ||
Equity Real Estate Investment Trusts (REITS) 2.6% | ||
Alexandria Real Estate Equities, Inc. | 42,500 | 6,058,800 |
American Tower Corp. | 28,700 | 5,655,622 |
Digital Realty Trust, Inc. | 52,500 | 6,247,500 |
Duke Realty Corp. | 132,500 | 4,051,850 |
Host Hotels & Resorts, Inc. | 649,800 | 12,281,220 |
Simon Property Group, Inc. | 43,400 | 7,907,914 |
Total | 42,202,906 | |
Total Real Estate | 42,202,906 |
Tri-Continental
Corporation | Quarterly Report 2019
|
3 |
Common Stocks (continued) | ||
Issuer | Shares | Value ($) |
Utilities 2.2% | ||
Electric Utilities 0.8% | ||
American Electric Power Co., Inc. | 25,000 | 2,093,750 |
Edison International | 67,500 | 4,179,600 |
Exelon Corp. | 126,400 | 6,336,432 |
Total | 12,609,782 | |
Independent Power and Renewable Electricity Producers 0.7% | ||
NRG Energy, Inc. | 278,600 | 11,834,928 |
Multi-Utilities 0.7% | ||
Ameren Corp. | 12,200 | 897,310 |
CenterPoint Energy, Inc. | 150,700 | 4,626,490 |
Public Service Enterprise Group, Inc. | 86,700 | 5,150,847 |
Total | 10,674,647 | |
Total Utilities | 35,119,357 | |
Total
Common Stocks
(Cost $973,332,656) |
1,096,731,014 |
4 | Tri-Continental Corporation | Quarterly Report 2019 |
Convertible Bonds (continued) | ||||
Issuer |
Coupon
Rate |
Principal
Amount ($) |
Value ($) | |
Retailers 0.3% | ||||
GNC Holdings, Inc. | ||||
08/15/2020 | 1.500% | 5,700,000 | 4,638,705 | |
Technology 0.7% | ||||
Microchip Technology, Inc. | ||||
Junior Subordinated | ||||
02/15/2037 | 2.250% | 7,000,000 | 7,713,300 | |
Veeco Instruments, Inc. | ||||
01/15/2023 | 2.700% | 5,000,000 | 4,264,898 | |
Total | 11,978,198 | |||
Wireless 0.2% | ||||
Gogo, Inc. (c) | ||||
05/15/2022 | 6.000% | 4,200,000 | 4,066,313 | |
Total
Convertible Bonds
(Cost $144,583,529) |
131,651,584 |
Convertible Preferred Stocks 6.3% | |||
Issuer | Shares | Value ($) | |
Consumer Staples 0.3% | |||
Household Products 0.3% | |||
Energizer Holdings, Inc. | 7.500% | 40,000 | 3,955,149 |
Total Consumer Staples | 3,955,149 | ||
Energy 0.3% | |||
Energy Equipment & Services 0.3% | |||
Nabors Industries Ltd. | 6.000% | 145,000 | 3,913,767 |
Total Energy | 3,913,767 | ||
Financials 1.8% | |||
Banks 0.9% | |||
Bank of America Corp. | 7.250% | 5,700 | 7,441,920 |
Wells Fargo & Co. | 7.500% | 5,500 | 7,119,805 |
Total | 14,561,725 | ||
Capital Markets 0.7% | |||
AMG Capital Trust II | 5.150% | 130,000 | 6,597,471 |
Cowen, Inc. | 5.625% | 5,200 | 4,307,087 |
Total | 10,904,558 | ||
Insurance 0.2% | |||
Assurant, Inc. | 6.500% | 40,000 | 4,142,549 |
Total Financials | 29,608,832 |
Convertible Preferred Stocks (continued) | |||
Issuer | Shares | Value ($) | |
Health Care 1.0% | |||
Health Care Equipment & Supplies 1.0% | |||
Becton Dickinson and Co. | 6.125% | 130,000 | 8,073,138 |
Danaher Corp. | 4.750% | 7,500 | 7,858,500 |
Total | 15,931,638 | ||
Total Health Care | 15,931,638 | ||
Industrials 0.6% | |||
Machinery 0.6% | |||
Fortive Corp. | 5.000% | 6,000 | 6,317,036 |
Rexnord Corp. | 5.750% | 70,000 | 3,749,349 |
Total | 10,066,385 | ||
Total Industrials | 10,066,385 | ||
Information Technology 0.4% | |||
Electronic Equipment, Instruments & Components 0.4% | |||
Belden, Inc. | 6.750% | 90,000 | 6,543,000 |
Total Information Technology | 6,543,000 | ||
Real Estate 0.5% | |||
Equity Real Estate Investment Trusts (REITS) 0.5% | |||
Crown Castle International Corp. | 6.875% | 7,000 | 8,281,000 |
Total Real Estate | 8,281,000 | ||
Utilities 1.4% | |||
Electric Utilities 0.5% | |||
American Electric Power Co., Inc. | 6.125% | 150,000 | 7,623,105 |
Multi-Utilities 0.9% | |||
CenterPoint Energy, Inc. | 7.000% | 150,000 | 7,946,221 |
DTE Energy Co. | 6.500% | 140,000 | 7,741,107 |
Total | 15,687,328 | ||
Total Utilities | 23,310,433 | ||
Total
Convertible Preferred Stocks
(Cost $104,214,844) |
101,610,204 |
Corporate Bonds & Notes 14.6% | ||||
Issuer |
Coupon
Rate |
Principal
Amount ($) |
Value ($) | |
Brokerage/Asset Managers/Exchanges 0.5% | ||||
LPL Holdings, Inc. (c) | ||||
09/15/2025 | 5.750% | 7,850,000 | 7,957,160 |
Tri-Continental
Corporation | Quarterly Report 2019
|
5 |
6 | Tri-Continental Corporation | Quarterly Report 2019 |
Corporate Bonds & Notes (continued) | ||||
Issuer |
Coupon
Rate |
Principal
Amount ($) |
Value ($) | |
Novolex (c) | ||||
01/15/2025 | 6.875% | 8,490,000 | 8,148,422 | |
Total | 16,159,980 | |||
Pharmaceuticals 0.7% | ||||
Bausch Health Companies, Inc. (c) | ||||
01/31/2027 | 8.500% | 7,400,000 | 7,848,884 | |
Horizon Pharma, Inc. (c) | ||||
11/01/2024 | 8.750% | 3,700,000 | 4,020,024 | |
Total | 11,868,908 | |||
Restaurants 0.3% | ||||
IRB Holding Corp. (c) | ||||
02/15/2026 | 6.750% | 4,300,000 | 4,045,118 | |
Retailers 0.1% | ||||
Rite Aid Corp. | ||||
Junior Subordinated | ||||
02/15/2027 | 7.700% | 1,937,000 | 1,193,556 | |
Supermarkets 0.4% | ||||
Safeway, Inc. | ||||
02/01/2031 | 7.250% | 7,512,000 | 6,770,731 | |
Technology 0.9% | ||||
Diebold, Inc. | ||||
04/15/2024 | 8.500% | 8,100,000 | 7,264,922 | |
Genesys Telecommunications Laboratories, Inc./Greeneden Lux 3 Sarl/U.S. Holdings I LLC (c) | ||||
11/30/2024 | 10.000% | 3,750,000 | 4,099,654 | |
Informatica LLC (c) | ||||
07/15/2023 | 7.125% | 3,838,000 | 3,920,202 | |
Total | 15,284,778 | |||
Transportation Services 0.5% | ||||
Hertz Corp. (The) (c) | ||||
06/01/2022 | 7.625% | 1,750,000 | 1,792,861 | |
Hertz Corp. (The) | ||||
10/15/2022 | 6.250% | 6,700,000 | 6,354,414 | |
Total | 8,147,275 | |||
Wirelines 0.3% | ||||
Frontier Communications Corp. | ||||
09/15/2025 | 11.000% | 8,360,000 | 5,506,364 | |
Total
Corporate Bonds & Notes
(Cost $241,544,868) |
235,765,975 |
Limited Partnerships 0.2% | ||
Issuer | Shares | Value ($) |
Energy 0.2% | ||
Oil, Gas & Consumable Fuels 0.2% | ||
Enviva Partners LP | 125,000 | 4,031,250 |
Total Energy | 4,031,250 | |
Total
Limited Partnerships
(Cost $3,344,375) |
4,031,250 |
Preferred Debt 0.6% | ||||
Issuer |
Coupon
Rate |
Shares | Value ($) | |
Banking 0.4% | ||||
Citigroup Capital XIII (d) | ||||
10/30/2040 | 8.890% | 215,000 | 5,880,250 | |
Finance Companies 0.2% | ||||
GMAC Capital Trust I (d) | ||||
02/15/2040 | 8.099% | 150,000 | 3,906,000 | |
Total
Preferred Debt
(Cost $9,408,817) |
9,786,250 |
Warrants —% | ||
Issuer | Shares | Value ($) |
Energy —% | ||
Oil, Gas & Consumable Fuels —% | ||
Goodrich Petroleum Corp. (a),(e),(f),(i) | 16,334 | 0 |
Total Energy | 0 | |
Total
Warrants
(Cost $—) |
0 | |
Tri-Continental
Corporation | Quarterly Report 2019
|
7 |
Money Market Funds 1.3% | ||
Shares | Value ($) | |
Columbia Short-Term Cash Fund, 2.519% (j),(k) | 5,588,106 | 5,587,547 |
JPMorgan U.S. Government Money Market Fund Agency Shares, 2.249% (j) | 15,060,799 | 15,060,799 |
Total
Money Market Funds
(Cost $20,648,346) |
20,648,346 | |
Total
Investments in Securities
(Cost: $1,504,879,150) |
1,607,592,182 | |
Other Assets & Liabilities, Net | 9,535,230 | |
Net Assets | 1,617,127,412 |
Long futures contracts | ||||||
Description |
Number
of
contracts |
Expiration
date |
Trading
currency |
Notional
amount |
Value/Unrealized
appreciation ($) |
Value/Unrealized
depreciation ($) |
S&P 500 E-mini | 54 | 06/2019 | USD | 7,662,060 | 90,108 | — |
(a) | Non-income producing investment. |
(b) | This security or a portion of this security has been pledged as collateral in connection with derivative contracts. |
(c) | Represents privately placed and other securities and instruments exempt from Securities and Exchange Commission registration (collectively, private placements), such as Section 4(a)(2) and Rule 144A eligible securities, which are often sold only to qualified institutional buyers. The Fund may invest in private placements determined to be liquid as well as those determined to be illiquid. Private placements may be determined to be liquid under guidelines established by the Fund’s Board of Directors. At March 31, 2019, the total value of these securities amounted to $163,293,464, which represents 10.10% of total net assets. |
(d) | Represents a variable rate security with a step coupon where the rate adjusts according to a schedule for a series of periods, typically lower for an initial period and then increasing to a higher coupon rate thereafter. The interest rate shown was the current rate as of March 31, 2019. |
(e) | Represents fair value as determined in good faith under procedures approved by the Board of Directors. At March 31, 2019, the total value of these securities amounted to $3,100,000, which represents 0.19% of total net assets. |
(f) | Valuation based on significant unobservable inputs. |
(g) | The stated interest rate represents the weighted average interest rate at March 31, 2019 of contracts within the senior loan facility. Interest rates on contracts are primarily determined either weekly, monthly or quarterly by reference to the indicated base lending rate and spread and the reset period. These base lending rates are primarily the London Interbank Offered Rate (“LIBOR”) and other short-term rates. Base lending rates may be subject to a floor or minimum rate. The interest rate for senior loans purchased on a when-issued or delayed delivery basis will be determined upon settlement, therefore no interest rate is disclosed. Senior loans often require prepayments from excess cash flows or permit the borrowers to repay at their election. The degree to which borrowers repay, cannot be predicted with accuracy. As a result, remaining maturities of senior loans may be less than the stated maturities. |
(h) | Variable rate security. The interest rate shown was the current rate as of March 31, 2019. |
(i) | Negligible market value. |
(j) | The rate shown is the seven-day current annualized yield at March 31, 2019. |
(k) | As defined in the Investment Company Act of 1940, an affiliated company is one in which the Fund owns 5% or more of the company’s outstanding voting securities, or a company which is under common ownership or control with the Fund. Holdings and transactions in these affiliated companies during the period ended March 31, 2019 are as follows: |
Issuer |
Beginning
shares |
Shares
purchased |
Shares
sold |
Ending
shares |
Realized
gain
(loss) — affiliated issuers ($) |
Net
change in
unrealized appreciation (depreciation) — affiliated issuers ($) |
Dividends
—
affiliated issuers ($) |
Value
—
affiliated issuers at end of period ($) |
Columbia Short-Term Cash Fund, 2.519% | ||||||||
25,992,417 | 14,492,352 | (34,896,663) | 5,588,106 | — | — | 63,492 | 5,587,547 |
8 | Tri-Continental Corporation | Quarterly Report 2019 |
ADR | American Depositary Receipt |
USD | US Dollar |
■ | Level 1 — Valuations based on quoted prices for investments in active markets that the Fund has the ability to access at the measurement date. Valuation adjustments are not applied to Level 1 investments. |
■ | Level 2 — Valuations based on other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risks, etc.). |
■ | Level 3 — Valuations based on significant unobservable inputs (including the Fund’s own assumptions and judgment in determining the fair value of investments). |
Tri-Continental
Corporation | Quarterly Report 2019
|
9 |
Level
1
quoted prices in active markets for identical assets ($) |
Level
2
other significant observable inputs ($) |
Level
3
significant unobservable inputs ($) |
Investments
measured at net asset value ($) |
Total ($) | |
Investments in Securities | |||||
Common Stocks | |||||
Communication Services | 95,689,665 | — | — | — | 95,689,665 |
Consumer Discretionary | 111,622,811 | — | — | — | 111,622,811 |
Consumer Staples | 85,611,710 | — | — | — | 85,611,710 |
Energy | 59,492,600 | — | — | — | 59,492,600 |
Financials | 158,261,456 | — | — | — | 158,261,456 |
Health Care | 152,872,205 | — | — | — | 152,872,205 |
Industrials | 90,766,724 | — | — | — | 90,766,724 |
Information Technology | 240,814,842 | — | — | — | 240,814,842 |
Materials | 24,276,738 | — | — | — | 24,276,738 |
Real Estate | 42,202,906 | — | — | — | 42,202,906 |
Utilities | 35,119,357 | — | — | — | 35,119,357 |
Total Common Stocks | 1,096,731,014 | — | — | — | 1,096,731,014 |
Convertible Bonds | — | 131,651,584 | — | — | 131,651,584 |
Convertible Preferred Stocks | |||||
Consumer Staples | — | 3,955,149 | — | — | 3,955,149 |
Energy | — | 3,913,767 | — | — | 3,913,767 |
Financials | 7,441,920 | 22,166,912 | — | — | 29,608,832 |
Health Care | — | 15,931,638 | — | — | 15,931,638 |
Industrials | — | 10,066,385 | — | — | 10,066,385 |
Information Technology | — | 6,543,000 | — | — | 6,543,000 |
Real Estate | — | 8,281,000 | — | — | 8,281,000 |
Utilities | — | 23,310,433 | — | — | 23,310,433 |
Total Convertible Preferred Stocks | 7,441,920 | 94,168,284 | — | — | 101,610,204 |
Corporate Bonds & Notes | — | 232,665,975 | 3,100,000 | — | 235,765,975 |
Limited Partnerships | |||||
Energy | 4,031,250 | — | — | — | 4,031,250 |
Preferred Debt | 9,786,250 | — | — | — | 9,786,250 |
Senior Loans | — | 7,367,559 | — | — | 7,367,559 |
Warrants | |||||
Energy | — | — | 0* | — | 0* |
Money Market Funds | 15,060,799 | — | — | 5,587,547 | 20,648,346 |
Total Investments in Securities | 1,133,051,233 | 465,853,402 | 3,100,000 | 5,587,547 | 1,607,592,182 |
Investments in Derivatives | |||||
Asset | |||||
Futures Contracts | 90,108 | — | — | — | 90,108 |
Total | 1,133,141,341 | 465,853,402 | 3,100,000 | 5,587,547 | 1,607,682,290 |
* | Rounds to zero. |
10 | Tri-Continental Corporation | Quarterly Report 2019 |
Tri-Continental
Corporation | Quarterly Report 2019
|
11 |
1 Year Tri-Continental Corp. Prfd Chart |
1 Month Tri-Continental Corp. Prfd Chart |
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