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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Tailwind Acquisition Corp | NYSE:TWND | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 10.06 | 0 | 00:00:00 |
FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * SUSQUEHANNA SECURITIES, LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol Tailwind Acquisition Corp. [TWND] |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below) | ||
5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person _X_ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned | |||
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 453669 | D (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Warrants (right to buy) | (3) | (4) | Class A Common Stock | 75000 | $11.50 | D (2) | |
Put Option (right to sell) | (5) | 3/17/2023 | Class A Common Stock | 200 | $15.00 | D (1) | |
Put Option (right to sell) | (5) | 3/17/2023 | Class A Common Stock | 2600 | $12.50 | D (1) | |
Put Option (right to sell) | (5) | 3/17/2023 | Class A Common Stock | 95200 | $10.00 | D (1) | |
Put Option (right to sell) | (5) | 3/17/2023 | Class A Common Stock | 2700 | $17.50 | D (1) | |
Put Option (right to sell) | (5) | 1/20/2023 | Class A Common Stock | 372500 | $10.00 | D (1) | |
Call Option (obligation to sell) | (5) | 9/16/2022 | Class A Common Stock | 8500 | $7.50 | D (1) | |
Put Option (obligation to buy) | (5) | 9/16/2022 | Class A Common Stock | 500 | $10.00 | D (1) | |
Call Option (obligation to sell) | (5) | 9/16/2022 | Class A Common Stock | 3100 | $10.00 | D (1) | |
Put Option (obligation to buy) | (5) | 10/21/2022 | Class A Common Stock | 1000 | $10.00 | D (1) | |
Call Option (obligation to sell) | (5) | 1/20/2023 | Class A Common Stock | 1000 | $12.50 | D (1) | |
Put Option (obligation to buy) | (5) | 1/20/2023 | Class A Common Stock | 4700 | $7.50 | D (1) | |
Put Option (obligation to buy) | (5) | 1/20/2023 | Class A Common Stock | 20200 | $12.50 | D (1) |
Remarks: In addition to the securities reported on Table 1 and Table 2, as of September 9, 2022, G1 Execution Services, LLC ("G1X") had a short position of 56 shares of Class A Common Stock and 4,503 warrants to purchase Class A Common Stock. G1X, Susquehanna Securities, LLC ("SS") and Capital Ventures International ("CVI") are affiliated entities under common ownership. G1X, SS and CVI each disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Exhibit List: Exhibit 24 - Limited Power of Attorney executed by Capital Ventures International in favor of Susquehanna Advisors Group, Inc., dated as of December 4, 2012 |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
SUSQUEHANNA SECURITIES, LLC 401 CITY AVENUE, SUITE 220 BALA CYNWYD, PA 19004 | X | ||||
CAPITAL VENTURES INTERNATIONAL WINDWARD 1 REGATTA OFFICE PARK, WEST BAY ROAD GRAND CAYMAN, E9 KY1-1103 | X | ||||
G1 EXECUTION SERVICES, LLC 175 W. JACKSON BLVD., SUITE 1700 501 PLAZA 2 CHICAGO, IL 60604 | X |
Signatures | ||
Susquehanna Securities, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary | 9/19/2022 | |
**Signature of Reporting Person | Date | |
Capital Ventures International By: Susquehanna Advisors Group, Inc. pursuant to a Limited Power of Attorney, a copy of which is attached hereto By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Assistant Secretary | 9/19/2022 | |
**Signature of Reporting Person | Date | |
G1 Execution Services, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary | 9/19/2022 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Tailwind Acquisition Chart |
1 Month Tailwind Acquisition Chart |
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