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TRWH Twin River Worldwide Holdings Inc

27.14
0.00 (0.00%)
Last Updated: 00:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Twin River Worldwide Holdings Inc NYSE:TRWH NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 27.14 0 00:00:00

Statement of Changes in Beneficial Ownership (4)

04/01/2023 9:20pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Reeves Robeson
2. Issuer Name and Ticker or Trading Symbol

Bally's Corp [ BALY ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President, Interactive
(Last)          (First)          (Middle)

C/O BALLY'S CORPORATION, 100 WESTMINSTER STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

12/31/2022
(Street)

PROVIDENCE, RI 02903
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/31/2022  M  18839 A$0 260350 D  
Common Stock 12/31/2022  F(1)  8855 D$19.38 251495 D  
Common Stock 1/1/2023  M  5830 A$0 257325 D  
Common Stock 1/1/2023  F(2)  2741 D$19.38 254584 D  
Common Stock 1/1/2023  M  845 A$0 845 I Spouse 
Common Stock 1/1/2023  F(3)  398 D$19.38 447 I Spouse 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit  (4)12/31/2022  M     18839   (5) (5)Common Stock 18839.0 $0 37679 D  
Restricted Stock Unit  (4)1/1/2023  M     5830   (6) (6)Common Stock 5830.0 $0 5830 D  
Restricted Stock Unit  (4)1/1/2023  M     845   (7) (7)Common Stock 845.0 $0 845 I Spouse 

Explanation of Responses:
(1) On December 31, 2022, 18,839 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 8,855 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
(2) On January 1, 2023, 5,830 shares of Bally's Corporation restricted stock units vested. The Company retained 2,741 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
(3) On January 1, 2023, 845 shares of Bally's Corporation restricted stock units vested. The Company retained 398 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
(4) Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
(5) On October 1, 2021, the reporting person was granted 56,518 restricted stock units which will vest in three equal installments on December 31, 2022, 2023 and 2024.
(6) On November 5, 2021, the reporting person was granted 13,697 restricted stock units which will vest in two equal installments on January 1, 2023 and 2024.
(7) On November 5, 2021, the spouse of the reporting person was granted 1,690 restricted stock units which will vest in two equal installments on January 1, 2023 and 2024.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Reeves Robeson
C/O BALLY'S CORPORATION
100 WESTMINSTER STREET
PROVIDENCE, RI 02903
X
President, Interactive

Signatures
/s/ Victoria Ellis, Attorney-In-Fact1/4/2023
**Signature of Reporting PersonDate


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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