We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Southern Union Company Common Stock | NYSE:SUG | NYSE | Ordinary Share |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 41.10 | 0.00 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
|
1. Name and Address of Reporting Person
*
Gaudiosi Monica M |
2. Issuer Name
and
Ticker or Trading Symbol
SOUTHERN UNION CO [ SUG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) SVP & General Counsel |
5444 WESTHEIMER ROAD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
HOUSTON, X1 77056-5306 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11500 | D | ||||||||
Common Stock | 3465.8997 | I | 401(k) Plan (1) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to purchase) | $24.0572 | (2) | 7/26/2015 | Common Stock | 1365 | 1365 | D | ||||||||
Employee Stock Option(Right to purchase) | $22.68 | (2) | 11/11/2015 | Common Stock | 25000 | 25000 | D | ||||||||
Stock Appreciation Rights | $28.07 | (3) | 12/28/2016 | Common Stock | 23753 | 23753 | D | ||||||||
Cash Restricted Units | (4) | (4) | (4) | Common Stock | 2715 | 2715 | D | ||||||||
Stock Appreciation Rights | $28.48 | (5) | 12/17/2017 | Common Stock | 38685 | 38685 | D | ||||||||
Cash Restricted Units | (6) | (6) | (6) | Common Stock | 15464 | 15464 | D | ||||||||
Stock Appreciation Rights | $12.55 | (7) | 12/15/2018 | Common Stock | 95336 | 95336 | D | ||||||||
Cash restricted Units (Common Stock) | (8) | (8) | (8) | Common Stock | 13305 | 13305 | D | ||||||||
Stock Appreciation Rights | $21.64 | (9) | 12/15/2019 | Common Stock | 46703 | 46703 | D | ||||||||
Cash Restricted Units | (10) | 12/13/2010 | A | 9681 | (10) | (10) | Common Stock | 9681 | (10) | 9681 | D | ||||
Stock Appreciation Rights | $24.80 | 12/13/2010 | A | 32168 | (11) | 12/13/2020 | Common Stock | 32168 | (11) | 32168 | D |
Explanation of Responses: | |
( 1) | This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2009. |
( 2) | The options are fully vested and exerciseable. |
( 3) | Stock appreciation rights are currently vested and exerciseable. |
( 4) | 8,144 cash restricted units were awarded to the Reporting Person on December 17, 2007 ("Grant Date 2007"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award expire in equal annual installments on the first, second and third anniversaries of Grant Date 2007. To date, restrictions have expired on 5,430 units. Restrictions on the remaining 2,714 cash restricted units will expire on December 17, 2010. |
( 5) | Stock appreciation rights will be settled in shares of common stock at an exercise price of $28.48 per share, which was equal to the closing price on Grant Date 2007. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2007. As such, 25,790 stock appreciation rights are currently vested and exerciseable. The remaining 12,895 stock appreciation rights will vest on December 17, 2010. |
( 6) | 23,195 cash restricted units were awarded to the Reporting Person on on December 15, 2008 ("Grant Date 2008"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on each award expire in equal installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions have expired on 7,731 cash restricted units. Restrictions on an additional 7,732 cash restricted units will expire on December 15, 2010. |
( 7) | Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on Grant Date 2008. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2008. To date, 31,778 stock appreciation rights are currently vested and exerciseable. An additional 31,779 stock appreciation rights will vest on December 15, 2010. |
( 8) | 13,305 cash restricted units were awarded to the Reporting Person on on December 15, 2009 ("Grant Date 2009"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on each award expire in equal installments on the first, second and third anniversaries of Grant Date 2009. Restrictions on 4,435 on cash restricted units will expire on December 15, 2010. |
( 9) | Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share, which was equal to the closing price on Grant Date 2009. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2009. 15,567 stock appreciation rights will vest on December 15, 2010. |
( 10) | 9,681 cash restricted units were awarded to the Reporting Person on on December 13, 2010 ("Grant Date 2010"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on each award expire in equal installments on the first, second and third anniversaries of Grant Date 2010. |
( 11) | Stock appreciation rights will be settled in shares of common stock at an exercise price of $24.80 per share, which was equal to the closing price on Grant Date 2010. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2010. |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
Gaudiosi Monica M
5444 WESTHEIMER ROAD HOUSTON, X1 77056-5306 |
|
|
SVP & General Counsel |
|
Signatures
|
||
Robert M. Kerrigan, III for Monica M. Gaudiosi | 12/14/2010 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Southern Union Chart |
1 Month Southern Union Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions