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STIPA Suntrust Banks Prfd A

0.00
0.00 (0.00%)
Pre Market
Last Updated: -
Delayed by 15 minutes
Name Symbol Market Type
Suntrust Banks Prfd A NYSE:STIPA NYSE Preference Share
  Price Change % Change Price High Price Low Price Open Price Traded Last Trade
  0.00 0.00% 0 -

Statement of Changes in Beneficial Ownership (4)

14/08/2019 5:15pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Koebler Ellen
2. Issuer Name and Ticker or Trading Symbol

SUNTRUST BANKS INC [ STI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Chief Risk Officer
(Last)          (First)          (Middle)

303 PEACHTREE STREET, NE
3. Date of Earliest Transaction (MM/DD/YYYY)

8/13/2019
(Street)

ATLANTA, GA 30308
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   8/13/2019     S    4000   D $60.84   .641   D  
 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units   (1)   (1)                  11/14/2019   11/14/2019   Common Stock   4265     4265   D  
 
Phantom Stock Units   (1)   (1)                  11/14/2019   11/14/2020   Common Stock   4264     4264   D  
 
Phantom Stock Units   (1)   (1)                  11/14/2019   11/14/2021   Common Stock   4263     4263   D  
 
Phantom Stock Units   (1)   (1)                  2/13/2020     (1) Common Stock   1363.038     1363.038   D  
 
Phantom Stock Units   (1)   (1)                  2/13/2021     (1) Common Stock   1362.01     1362.01   D  
 
Phantom Stock Units   (1)   (1)                  2/14/2020     (1) Common Stock   1588.718     1588.718   D  
 
Phantom Stock Units   (1)   (1)                  11/8/2019     (1) Common Stock   7340.043     7340.043   D  
 
Phantom Stock Units   (2)   (2)                  2/8/2020     (2) Common Stock   7330.0348     7330.0348   D  
 
Phantom Stock Units   (2)   (2)                  2/8/2021     (2) Common Stock   7330.0348     7330.0348   D  
 
Phantom Stock Units   (2)   (2)                  2/8/2022     (2) Common Stock   7330.0348     7330.0348   D  
 
Phantom Stock Units   (2)   (2)                  10/1/2022     (2) Common Stock   36356     36356   D  
 

Explanation of Responses:
(1)  Represents time-vested restricted stock units granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan or 2018 Omnibus Incentive Compensation Plan. These Plans are exempt under Rule 16b-3. Units will be settled in shares of common stock. The award agreements contain tax withholding features that allow us to withhold units to satisfy tax withholding obligations.
(2)  Represents time-vested stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Koebler Ellen
303 PEACHTREE STREET, NE
ATLANTA, GA 30308


Chief Risk Officer

Signatures
Curt Phillips, Attorney-in-Fact for Ellen C. Koebler 8/14/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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