Notification Filed by National Security Exchange to Report the Removal From Listing and Registration of Matured, Redeemed or Retired Securities Initial Filing Amendments (25-nse)
20/09/2021 4:37pm
Edgar (US Regulatory)
NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b)
OF THE SECURITIES EXCHANGE ACT OF 1934.
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Commission File Number
001-39455 |
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| Issuer: | STEM, INC. |
| Exchange: | NEW YORK STOCK EXCHANGE LLC |
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(Exact name of Issuer as specified in its charter, and name of
Exchange where security is listed and/or registered)
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| Address: | 1603 Orrington Ave, 13th Floor
Evanston,
ILLINOIS
60201 |
| Telephone number: | (415) 937-7836 |
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(Address, including zip code, and telephone number, including area code, of Issuer's
principal executive offices)
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| Warrants, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 |
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(Description of class of securities)
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Please place an X in the box to designate the rule provision relied upon to strike
the class of securities from listing and registration:
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| x 17 CFR 240.12d2-2(a)(1) |
| o 17 CFR 240.12d2-2(a)(2) |
| o 17 CFR 240.12d2-2(a)(3) |
| o 17 CFR 240.12d2-2(a)(4) |
| o
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.
1 |
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Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with its rules of the Exchange and the requirements of 17 CFR 240.12d-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.
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Pursuant to the requirements for the Securities Exchange Act of 1934,
NEW YORK STOCK EXCHANGE LLC
certifies that it has reasonable grounds to believe that it
meets all of the requirements for filing the Form 25 and has caused this notification to be
signed on its behalf by the undersigned duly authorized person.
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| 2021-09-20 | By | Victoria Paper | | Manager, Market Supervision |
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Date
| | Name | | Title |
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| 1 |
Form 25 and attached Notice will be considered compliance with the provisions of
17 CFR 240.19d-1 as applicable. See General Instructions.
1 Year Stem Chart
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1 Month Stem Chart
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