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SRF Cushing Energy Income Fund New

4.12
0.00 (0.00%)
After Hours
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Cushing Energy Income Fund New NYSE:SRF NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 4.12 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

02/06/2020 3:54pm

Edgar (US Regulatory)


FORM 4 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

HOWARD RICHARD PAGE
2. Issuer Name and Ticker or Trading Symbol

Cushing Energy Income Fund [ SRF ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    __X__ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O BOILING POINT RESOURCES LLC, P.O. BOX 1401
3. Date of Earliest Transaction (MM/DD/YYYY)

5/29/2020
(Street)

GUILFORD, CT 06437
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 5/29/2020  J  368804 D (1)0 D 
 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) In the merger of SRF with and into The Cushing MLP & Infrastructure Total Return Fund ("SRV") (the "Merger"), the outstanding common shares of beneficial interest of SRF ("SRF Common Shares") were converted into common shares of beneficial interest of SRV ("SRV Common Shares"), the aggregate net asset value ("NAV") of which equaled the aggregate NAV of the outstanding SRF Common Shares immediately prior to the Merger, less the applicable costs of the Merger (though SRF shareholders may have received cash for fractional shares). Among those SRF Common Shares converted into SRV Common Shares in the Merger are the 368,804 SRF Common Shares reported above, and the aggregate NAV of the SRV Common Shares (and the value of the cash for fractional shares) received therefor was, as of the close of business on May 29, 2020, approximately $1,906,652.79.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
HOWARD RICHARD PAGE
C/O BOILING POINT RESOURCES LLC
P.O. BOX 1401
GUILFORD, CT 06437

X


Signatures
/s/ Max Vogel, Attorney-in-Fact6/2/2020
**Signature of Reporting PersonDate

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