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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Bank of America Accelerated Return Note Linked TO The S&P 500 Index | NYSE:SPC | NYSE | Ordinary Share |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 12.43 | 0.00 | 00:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Williams David B. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol Spectrum Brands, Inc. [SPC] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
___
X
___ 10% Owner
_____ Officer (give title below) _____ Other (specify below) |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock | 5148002 | I | By Cookie Jar LLC |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
SPX XA (DEC 5 PUT) | 6/11/2008 | 12/5/2008 | SPC Common Stock | 124000 | $5.00 | I | By Williams Trading LLC |
SPX XA (DEC 5 PUT) | 6/12/2008 | 12/5/2008 | SPC Common Stock | 139800 | $5.00 | I | By Williams Trading LLC |
SPX XA (DEC 5 PUT) | 6/13/2008 | 12/5/2008 | SPC Common Stock | 10000 | $5.00 | I | By Williams Trading LLC |
SPX XA (DEC 5 PUT) | 6/25/2008 | 12/5/2008 | SPC Common Stock | 40500 | $5.00 | I | By Williams Trading LLC |
Explanation of Responses: |
Remarks:
The address of Cookie Jar LLC is 860 Canal St., 3rd Floor, Stamford, CT 06902. The sale of the derivative securities listed in Table II created a call equivalent in the underlying shares of common stock and the Reporting Person was not made aware of the resulting filing requirements until just recently. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Williams David B.
860 CANAL STREET 3RD FLOOR STAMFORD, CT 06902 |
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X |
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Signatures
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/s/ David B. Williams | 9/5/2008 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Spectrum Brands Chart |
1 Month Spectrum Brands Chart |
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