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SPC Bank of America Accelerated Return Note Linked TO The S&P 500 Index

12.43
0.00 (0.00%)
20 Dec 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Bank of America Accelerated Return Note Linked TO The S&P 500 Index NYSE:SPC NYSE Ordinary Share
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 12.43 0.00 00:00:00

Spectrum Brands, Inc. - Initial Statement of Beneficial Ownership (3)

05/09/2008 10:14pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Williams David B.

2. Date of Event Requiring Statement (MM/DD/YYYY)
6/11/2008 

3. Issuer Name and Ticker or Trading Symbol

Spectrum Brands, Inc. [SPC]

(Last)        (First)        (Middle)

860 CANAL STREET, 3RD FLOOR

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            ___ X ___ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

STAMFORD, CT 06902       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   5148002   I   By Cookie Jar LLC  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
SPX XA (DEC 5 PUT)   6/11/2008   12/5/2008   SPC Common Stock   124000   $5.00   I   By Williams Trading LLC  
SPX XA (DEC 5 PUT)   6/12/2008   12/5/2008   SPC Common Stock   139800   $5.00   I   By Williams Trading LLC  
SPX XA (DEC 5 PUT)   6/13/2008   12/5/2008   SPC Common Stock   10000   $5.00   I   By Williams Trading LLC  
SPX XA (DEC 5 PUT)   6/25/2008   12/5/2008   SPC Common Stock   40500   $5.00   I   By Williams Trading LLC  

Explanation of Responses:

Remarks:
The address of Cookie Jar LLC is 860 Canal St., 3rd Floor, Stamford, CT 06902. The sale of the
derivative securities listed in Table II created a call equivalent in the underlying shares of common stock and the
Reporting Person was not made aware of the resulting filing requirements until just recently.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Williams David B.
860 CANAL STREET
3RD FLOOR
STAMFORD, CT 06902

X


Signatures
/s/ David B. Williams 9/5/2008
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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