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SMM Salient Midstream and MLP Fund

8.95
0.00 (0.00%)
Pre Market
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Salient Midstream and MLP Fund NYSE:SMM NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 8.95 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

14/09/2022 8:46pm

Edgar (US Regulatory)


FORM 4
[X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Allecta Julie
2. Issuer Name and Ticker or Trading Symbol

Salient Midstream & MLP Fund [ SMM ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O SALIENT MIDSTREAM & MLP FUND, 4265 SAN FELIPE STE 800
3. Date of Earliest Transaction (MM/DD/YYYY)

9/14/2022
(Street)

HOUSTON, TX 77027
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:

Remarks:
Salient Midstream & MLP Fund was reorganized with and into Salient MLP & Energy Infrastructure Fund.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Allecta Julie
C/O SALIENT MIDSTREAM & MLP FUND
4265 SAN FELIPE STE 800
HOUSTON, TX 77027
X


CARROLL JONATHAN P
4265 SAN FELIPE
8TH FLOOR
HOUSTON, TX 77027
X


Gambs Arthur John III
C/O SALIENT MIDSTREAM & MLP FUND
4265 SAN FELIPE STE 800
HOUSTON, TX 77027
X


Harris Bernard A Jr
3411 ERIN KNOLL CT
HOUSTON, TX 77059
X


Mardikian Haig G.
C/O SALIENT MIDSTREAM & MLP FUND
4265 SAN FELIPE STE 800
HOUSTON, TX 77027
X


Bachtold Paul Axtell
4265 SAN FELIPE
8TH FLOOR
HOUSTON, TX 77027


Chief Compliance Officer
BAYAZITOGLU KRISTEN LINDSAY
4265 SAN FELIPE STREET
8TH FLOOR
HOUSTON, TX 77027


Secretary
Gardner Frank Theodore III
4265 SAN FELIPE
8TH FLOOR
HOUSTON, TX 77027



Portfolio Manager
Leonhardt Stephen W
4265 SAN FELIPE STREET
8TH FLOOR
HOUSTON, TX 77027


Principal Financial Officer
Reid Gregory Allen
4265 SAN FELIPE
8TH FLOOR
HOUSTON, TX 77027
X
President and CEO

Signatures
Julie Allecta9/14/2022
**Signature of Reporting PersonDate

Jonathan P Carroll9/14/2022
**Signature of Reporting PersonDate

John A Gambs9/14/2022
**Signature of Reporting PersonDate

Bernard A Harris Jr.9/14/2022
**Signature of Reporting PersonDate

G Haig Mardikian9/14/2022
**Signature of Reporting PersonDate

Paul A Bachtold9/14/2022
**Signature of Reporting PersonDate

Kristen Bayazitoglu9/14/2022
**Signature of Reporting PersonDate

Frank Theodore Gardner9/14/2022
**Signature of Reporting PersonDate

Stephen W Leonhardt9/14/2002
**Signature of Reporting PersonDate

Gregory A Reid9/14/2002
**Signature of Reporting PersonDate


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note:File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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