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SMI Semiconductor Manufacturing International Corp. Adr

5.41
0.00 (0.00%)
29 Nov 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Semiconductor Manufacturing International Corp. Adr NYSE:SMI NYSE Ordinary Share
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 5.41 0.00 00:00:00

Amended Statement of Beneficial Ownership (sc 13d/a)

31/08/2018 5:51pm

Edgar (US Regulatory)




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
Under the Securities Exchange Act of 1934

(Amendment No. 2)*

SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
(Name of Issuer)
 
Common Shares, par value US$0.004 Per Share
(Title of Class of Securities)
 
81663 N206
(CUSIP Number)
 
Xia Jun
China Integrated Circuit Industry Investment Fund Co., Ltd.
Room 718, 7/F, Block 52, No. 2 Jingyuan North Street, Economic and Technological Development Area, Beijing, China
Telephone: +8610 68564566
 
 
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
August 29, 2018
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. ☐
 
Note :  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See §240.13d-7 for other parties to whom copies are to be sent.
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“ Act ”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 

 
SCHEDULE 13D
 
CUSIP No. 81663 N206
 
 
1
NAME OF REPORTING PERSONS
 
China Integrated Circuit Industry Investment Fund Co., Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☒
(b) o
 
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS (See Instructions)
 
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION

People’s Republic of China
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
 
None
8
SHARED VOTING POWER

980,233,304 1
9
SOLE DISPOSITIVE POWER
 
None
10
SHARED DISPOSITIVE POWER

980,233,304
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
980,233,304
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
18.2% 2
14
TYPE OF REPORTING PERSON (See Instructions)
 
CO
         
 

1   Consists of (i) 797,054,901 shares of common stock, par value US$0.004 each, of Semiconductor Manufacturing International Corporation (the “Common Stock”); and (ii)183,178,403 shares of Common Stock assuming the full conversion of the China IC Fund PSCS (as defined below) based on the initial conversion price.
 
2   This calculation is rounded to the nearest tenth and is based on 5,051,716,327 shares of Common Stock of the Issuer outstanding as of August 29, 2018 and 344,985,992 shares of Common Stock assuming full conversion of all of the PSCS issued by the Issuer based on the initial conversion price.
 

CUSIP No. 81663 N206
SCHEDULE 13D
 
1
NAME OF REPORTING PERSONS
 
Xunxin (Shanghai) Investment Company Limited
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☒
(b) o
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS (See Instructions)
 
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION

Hong Kong
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
 
None
8
SHARED VOTING POWER

980,233,304 3
9
SOLE DISPOSITIVE POWER
 
None
10
SHARED DISPOSITIVE POWER

980,233,304
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
980,233,304
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
18.2% 4
14
TYPE OF REPORTING PERSON (See Instructions)
 
CO
         
 

3   Consists of 797,054,901 shares of common stock, par value US$0.004 each share; and (ii)183,178,403 shares of Common Stock assuming the full conversion of the China IC Fund PSCS based on the initial conversion price.
 
4   This calculation is rounded to the nearest tenth and is based on 5,051,716,327 shares of Common Stock of the Issuer outstanding as of August 29, 2018 and 344,985,992 shares of Common Stock assuming full conversion of all of the PSCS issued by the Issuer based on the initial conversion price.
 

CUSIP No. 81663 N206
SCHEDULE 13D
 
1
NAME OF REPORTING PERSONS
 
Xinxin (HongKong) Capital Co., Limited
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☒
(b) o
3
SEC USE ONLY
 
 
4
SOURCE OF FUNDS (See Instructions)
 
WC
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
 
 
o
6
CITIZENSHIP OR PLACE OF ORGANIZATION

Hong Kong
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
7
SOLE VOTING POWER
 
None
8
SHARED VOTING POWER

980,233,304 5
9
SOLE DISPOSITIVE POWER
 
None
10
SHARED DISPOSITIVE POWER

980,233,304
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
980,233,304
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)
 
 
o
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
18.2% 6
14
TYPE OF REPORTING PERSON (See Instructions)
 
CO
         

5   Consists of 797,054,901 shares of common stock, par value US$0.004 each share   and (ii)183,178,403 shares of Common Stock assuming the full conversion of the China IC Fund PSCS based on the initial conversion price.
 
6   This calculation is rounded to the nearest tenth and is based on 5,051,716,327 shares of Common Stock of the Issuer outstanding as of August 29, 2018 and 344,985,992 shares of Common Stock assuming full conversion of all of the PSCS issued by the Issuer based on the initial conversion price.
 

CUSIP No. 81663 N206
SCHEDULE 13D  
 
Item 1.   Security and Issuer
 
This Amendment No. 2 (this “Amendment”) amends the Schedule 13D jointly filed with the Securities and Exchange Commission (the “ SEC ”) on May 8, 2017 and the Amendment No.1 filed on May 18, 2018, with respect to the common stock, par value US$0.004 per share (the “ Common Stock ”) of Semiconductor Manufacturing International Corporation (“ SMIC ” or the “ Issuer ”), a company incorporated in the Cayman Islands, having its principal executive offices at 18 Zhangjiang Road, Pudong New Area, Shanghai 201203, People’s Republic of China.
 
Item 2.  Identity and Background
 
The Item 2 is hereby amended in its entirety as follows:
 
(a) — (c); (f) This Amendment is being filed by (i) China Integrated Circuit Industry Investment Fund Co., Ltd., a company organized under the laws of the People’s Republic of China (“ China IC Fund ”); (ii) Xunxin (Shanghai) Capital Co., Limited, a company organized under the laws of the People’s Republic of China (the “Xunxin”); and (iii) Xinxin (HongKong) Capital Co., Limited, a company organized under the laws of Hong Kong (the “ HKCo ”).  China IC Fund, Xunxin and HKCo are hereinafter referred to, collectively the “ Reporting Persons ” and each a “ Reporting Person .”  Each of the Reporting Persons is a party to the Joint Filing Agreement, as further described in Item 6.  Accordingly, the Reporting Persons are hereby filing a joint Schedule 13D. China IC Fund’s principal office address is Room 718, 7/F, Block 52, No. 2 Jingyuan North Street, Economic and Technological Development Area, Beijing, People’s Republic of China.  The principal business of China IC Fund is investment in the integrated circuit industry, primarily in chip manufacturing, designing, packaging test, equipment and materials.  Xunxin’s principal office address is 10/F and 11/F, No. 60 Mudan Road, Pudong New Area, Shanghai, People’s Republic of China. Xunxin’s principal business is investment holdings and administration.  HKCo’s principal office address is Flat A 20/F, Kiufu Commercial Building, 300 Lockhart Road, Wan Chai, Hong Kong. The principal business of HKCo is investment holdings.
 
Schedule A below lists the executive officers and directors of China IC Fund and contains the information concerning each person including: (i) name; (ii) business address; (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted; and (iv) citizenship:
 
Schedule A
Name
 
Citizenship
 
Present Principal Occupation or Employment
 
Business Address
Wang Zhanfu
 
Chinese
 
Chairman of the board of directors
 
22/F Bldg,C, No.1 Zhenwumiao Rd.,Xicheng Dist., Beijing, People’s Republic of China.
Ding Wenwu
 
Chinese
 
President
 
21/F Bldg,C, No.1 Zhenwumiao Rd.,Xicheng Dist., Beijing, People’s Republic of China.
Lin Guifeng
 
Chinese
 
Chairman of the Supervisory Board
 
22/F Bldg,C, No.1 Zhenwumiao Rd.,Xicheng Dist., Beijing, People’s Republic of China.
Wei Jun
 
Chinese
 
Executive Vice President
 
21/F Bldg,C, No.1 Zhenwumiao Rd.,Xicheng Dist., Beijing, People’s Republic of China.
Huang Dengshan
 
Chinese
 
Executive Vice President
 
21/F Bldg,C, No.1 Zhenwumiao Rd.,Xicheng Dist., Beijing, People’s Republic of China.
Zhang Chunsheng
 
Chinese
 
Executive Vice President
 
21/F Bldg,C, No.1 Zhenwumiao Rd.,Xicheng Dist., Beijing, People’s Republic of China.
 

CUSIP No. 81663 N206
SCHEDULE 13D  
 
(d) — (e) During the past five years, neither China IC Fund nor, to the best of its knowledge, any person named in Schedule A above, has been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
 
Schedule B below lists the executive officers and directors of Xunxin and contains the information concerning each person including: (i) name; (ii) business address; (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted; and (iv) citizenship:
 
Schedule B
Name
 
Citizenship
 
Present Principal Occupation or Employment
 
Business Address
Wu Fengshuo
 
Chinese
 
Executive Director
 
10/F and 11/F, No. 60 Mudan Road, Pudong New Area , Shanghai, People’s Republic of China
 
(d) — (e) During the past five years, neither Xunxin nor, to the best of its knowledge, any person named in Schedule B above, has been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
 
Schedule C below lists the executive officers and directors of HKCo and contains the information concerning each person including: (i) name; (ii) business address; (iii) present principal occupation or employment and the name, principal business and address of any corporation or other organization in which such employment is conducted; and (iv) citizenship:
 
Schedule C
Name
 
Citizenship
 
Present Principal Occupation or Employment
 
Business Address
Wu Fengshuo
 
Chinese
 
Director
 
3 rd Floor North, No.7 Financial Street, Xicheng District Beijing, 100033 China
Li Chunxi
 
Chinese
 
Director
 
3 rd Floor North, No.7 Financial Street, Xicheng District Beijing, 100033 China
 
(d) — (e) During the past five years, neither HKCo nor, to the best of its knowledge, any person named in Schedule C above, has been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
 

CUSIP No. 81663 N206
SCHEDULE 13D  
 
Item 3.  Source and Amount of Funds or Other Consideration
 
The Item 3 is hereby amended in its entirety as follows:
 
On February 12, 2015, China IC Fund and SMIC entered into a share purchase agreement (the “2015 SPA ”), pursuant to which, subject to the terms and conditions of the agreement, SMIC agreed to issue to China IC Fund, and China IC Fund agreed to subscribe from SMIC, 4,700,000,000 shares of Common Stock of SMIC at the purchase price of HK$ 0.6593 per share, totaling HK$3,098,710,000. This transaction was closed on June 8, 2015 and whereby China IC Fund, via HKCo, acquired the said shares, representing approximately 11.6% of the issued share capital of SMIC.
 
On October 14, 2015, China IC Fund and Country Hill Limited, a wholly-owned subsidiary of China Investment Corporation, entered into a share purchase agreement (the “ CIC SPA ”), pursuant to which, Country Hill Limited agreed to sell, and China IC Fund agreed to purchase, 2,700,000,000 shares of Common Stock at the purchase price of HKD 0.75 per share, totaling HK$2,025,000,000.  This transaction was closed on December 28, 2015.  Upon closing of the transaction, China IC Fund, via HKCo, held an aggregate of 7,400,000,000 shares of Common Stock, representing 17.7% of the issued share capital of SMIC.
 
Both of the subscription of the 4,700,000,000 shares from SMIC and the purchase of 2,700,000,000 shares from Country Hill Limited were funded by China IC Fund’s own working capital.
 
In December 2016, as a result of the Issuer’s consolidation of every 10 shares of its Common Stock into one share of Common Stock, the number of shares held by HKCo was changed from 7,400,000,000 to 740,000,000.
 
Following the subscription under the 2015 SPA and the purchase of shares under the CIC SPA, the Issuer’s total issued and outstanding Common Stock increased as a result of the exercising of certain stock options and conversion of certain convertible bonds into Common Stock, which caused the percentage of shares held by HKCo to become 15.9% as of April 27, 2017.
 
On December 6, 2017, pursuant to a placing agreement, dated November 29, 2017, entered into by and among the Issuer, J.P. Morgan Securities plc and Deutsche Bank AG, Hong Kong Branch, as joint placing agents, the Issuer issued 241,418,625 ordinary shares to certain third party investors, representing approximately 4.92% of the issued share capital of the Issuer as enlarged by the issue, at the price of HK$10.65 per share.  On December 14, 2017, pursuant to a perpetual subordinated convertible securities subscription agreement, dated November 29, 2017, entered into by and among the Issuer and Barclays Bank PLC, Deutsche Bank AG, Hong Kong Branch and J.P. Morgan Securities Plc, as joint managers, the Issuer issued perpetual subordinated convertible securities (“PSCS”) to certain third party investors in the aggregate principal amount of US$65 million.  As a result, the shareholding of the Reporting Persons in the Issuer was diluted from approximately 15.9% to approximately 15.0%.
 
On April 23 2018, pursuant to the pre-emptive right under the 2015 SPA, China IC Fund, HKCo and the Issuer entered into a share subscription agreement (the “2018 SPA”) and a PSCS subscription agreement (“PSCS Subscription Agreement”).  Pursuant to the 2018 SPA, the Issuer conditionally agreed to issue, and China IC Fund, through HKCo, conditionally agreed to subscribe for, 57,054,901 shares of Common Stock of the Issuer, representing approximately 1.16% of the total issued share capital of the Issuer as at the date of 2018 SPA, for a cash consideration of HK$10.65 per share, totaling HK$607,634,695.65.  Pursuant to the PSCS Subscription Agreement, the Issuer conditionally agreed to issue, and China IC Fund, through HKCo, conditionally agreed to subscribe for, the PSCS in an aggregate principal amount of US$300 million for a total cash consideration of US$300 million (“China IC Fund PSCS”). The China IC Fund PSCS are convertible into 183,178,403 shares of Common Stock of the Issuer, representing approximately 3.58% of the issued share capital of the Issuer as enlarged by and assuming full conversion of the China IC Fund PSCS. The conversion price is HK$12.78 per share, subject to adjustment. The 2018 SPA and the PSCS Subscription Agreement were closed on August 29, 2018. The purchase prices under the 2018 SPA and the PSCS Subscription Agreement were paid out of the working capital of HKCo.
 

CUSIP No. 81663 N206
SCHEDULE 13D  
 
Other than the transactions as described in this Item 3 above, none of the Reporting Persons nor, to their best knowledge, any of the persons set forth on Schedule A , Schedule B and Schedule C above, has effected any transaction in the Common Stock.
 
The description of the 2015 SPA, the CIC SPA, the 2018 SPA and the PSCS Subscription Agreement is a summary and is qualified in its entirety by the terms of such agreements, copies of which are attached hereto as Exhibits 1, 2, 4 and 5, respectively.
 
Item 4.  Purpose of Transaction
 
Item 4 is hereby amended in its entirety as follows:
 
The information set forth in Item 3 of this Schedule 13D is hereby incorporated by reference in its entirety into this Item 4.
 
The Reporting Persons may further purchase, hold, vote, trade, dispose or otherwise deal in the Common Stock and/or PSCS at times, and in such manner, as they deem advisable, subject to applicable law, to benefit from changes in market prices of such Common Stock, changes in the Issuer’s operations, business strategy or prospects, or from sale or merger of the Issuer.  To evaluate such alternatives, the Reporting Persons will routinely monitor the Issuer’s operations, prospects, business development, management, competitive and strategic matters, capital structure, and prevailing market conditions, as well as other investment considerations. Consistent with its investment research methods and evaluation criteria, the Reporting Persons may discuss such matters with management or directors of the Issuer, other shareholders, industry analysts, existing or potential strategic partners or competitors, investment and financing professionals, sources of credit and other investors.  Such factors and discussions may materially affect, and result in, subject to the limitations set forth in applicable law, the Reporting Persons’ modifying their ownership of the Common Stock, exchanging information with the Issuer pursuant to appropriate confidentiality or similar agreements, proposing changes in the Issuer’s operations, governance or capitalization, or pursuing one or more of the other actions described in subsections (a) through (j) of the instructions under Item 4 of Schedule 13D.
 
Item 5.  Interest in Securities of the Issuer
 
Item 5 is hereby amended in its entirety as follows:
 
(a) — (b) As of the date of this Schedule 13D, China IC Fund may be deemed to have (i) beneficial ownership and (ii) shared power with Xunxin and HKCo to vote or direct to vote, and shared power with Xunxin and HKCo to dispose or direct disposition of, 980,233,304 shares of Common Stock, representing 18.2% of the outstanding Common Stock of SMIC on an as-converted basis.  China IC Fund may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer because HKCo, the record owner of the Common Stock, is China IC fund’s indirect wholly-owned subsidiary.
 
As of the date of this Schedule 13D, Xunxin may be deemed to have (i) beneficial ownership and (ii) shared power with China IC Fund and HKCo to vote or direct to vote, and shared power with China IC Fund and HKCo to dispose or direct disposition of, 980,233,304 shares of Common Stock, representing 18.2% of the outstanding Common Stock of SMIC on an as-converted basis.  Xunxin may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer because HKCo, the record owner of the Common Stock, is Xunxin’ wholly-owned subsidiary.
 

CUSIP No. 81663 N206
SCHEDULE 13D  
 
As of the date of this Schedule 13D, HKCo may be deemed to have (i) beneficial ownership and (ii) shared power with China IC Fund and Xunxin to vote or direct to vote, and shared power with China IC Fund and Xunxin to dispose or direct disposition of, 980,233,304 shares of Common Stock, representing 18.2% of the outstanding Common Stock on an as-converted basis.  HKCo may be deemed to be the beneficial owner of the shares of Common Stock of the Issuer because HKCo is the record owner of the Common Stock.
 
(c) Other than the transactions as described in Item 3 above, none of the Reporting Persons nor, to their best knowledge, any of the persons set forth on Schedule A,   Schedule B and Schedule C above, has effected any transaction in Common Stock during the past sixty (60) days.
 
(d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares beneficially owned by the Reporting Persons.
 
(e) Not applicable.
 
Item 6.  Contracts, Arrangements, Understandings or Relationships with Respect to Securities
 
Item 6 is hereby amended in its entirety as follows:
 
The information disclosed in Items 3 through 5 above is incorporated herein by reference.
 
Pursuant to Rule 13d-1(k), the Reporting Persons have entered into an agreement, attached hereto as Exhibit 3, with respect to the joint filing of this Schedule 13D and any amendment or amendments hereto.

Except for what is described above, there are no contracts, arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2 and between such persons and any person with respect to any securities of the issuer, including but not limited to transfer or voting of any of the securities, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies or a pledge or contingency the occurrence of which would give another person voting power or investment power over the securities of the Issuer.
 

CUSIP No. 81663 N206
SCHEDULE 13D  
 
Item 7.  Material to be Filed as Exhibits
 
 
Exh. No.
 
Document
 
 
 
1
 
Share Purchase Agreement, dated February 12, 2015, by and between Semiconductor Manufacturing International Corporation and China Integrated Circuit Industry Investment Fund Co., Ltd. with respect to the acquisition of 4,700,000,000 shares of Common Stock (incorporated by reference to Exhibit 4.15 to the Issuer’s annual report on Form 20-F filed on April 28, 2015).
 
2
 
Share Purchase Agreement, dated October 14, 2015, by and between Country Hill Limited and China Integrated Circuit Industry Investment Fund Co., Ltd. with respect to the acquisition of 2,700,000,000 of shares of Common Stock   (incorporated by reference to Exhibit 99.6 to the 13D/A filed by Country Hill Limited on December 28, 2015).
 
3
 
Joint Filing Agreement, dated May 18, 2018, by and among China Integrated Circuit Industry Investment Fund Co., Ltd. Xunxin (Shanghai) Capital Co., Limited and Xinxin (HongKong) Capital Co., Limited with respect to the joint filing of Schedule 13D (incorporated by reference to Exhibit 99.3 to the 13D/A filed on May 18, 2018).
 
4
 
Subscription Agreement, dated April 23, 2018, by and among Semiconductor Manufacturing International Corporation, China Integrated Circuit Industry Investment Fund Co., Ltd. and Xinxin (HongKong) Capital Co., Limited with respect to subscription of 57,054,901 shares of Common Stock (incorporated by reference to Exhibit 99.4 to the 13D/A filed on May 18, 2018).
     
5
 
Subscription Agreement, dated April 23, 2018, by and among Semiconductor Manufacturing International Corporation, China Integrated Circuit Industry Investment Fund Co., Ltd. and Xinxin (HongKong) Capital Co., Limited with respect to subscription of US$300,000,000 2% perpetual subordinated convertible securities (incorporated by reference to Exhibit 99.5 to the 13D/A filed on May 18, 2018).
 

CUSIP No. 81663 N206
SCHEDULE 13D  
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
 
Date:  August 31, 2018
China Integrated Circuit Industry Investment Fund Co., Ltd.
 
 
 
 
 
 
 
 
 
By:
/s/ Wang Zhanfu
 
 
Name:
Wang Zhanfu
 
 
Title:
Authorized Representative
 
 
 
 
 
 
 
 
 
 
Xunxin (Shanghai) Capital Co., Limited
 
 
 
 
 
 
 
 
 
 
By:
/s/ Wu Fengshuo
 
 
Name:
Wu Fengshuo
 
 
Title:
Authorized Representative
 
 
 
 
 
       
  Xinxin (HongKong) Capital Co., Limited  
       
 
 
 
 
 
By:
/s/ Wu Fengshuo
 
 
Name:
Wu Fengshuo
 
 
Title:
Authorized Representative
 
 
 
 
 

 
 

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