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SFG Stancorp Financial Grp., Inc.

114.97
0.00 (0.00%)
27 Nov 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Stancorp Financial Grp., Inc. NYSE:SFG NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 114.97 0 00:00:00

Statement of Changes in Beneficial Ownership (4)

09/03/2016 11:36pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Durham Katherine
2. Issuer Name and Ticker or Trading Symbol

STANCORP FINANCIAL GROUP INC [ SFG ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
VP IDI Marketing Communication
(Last)          (First)          (Middle)

1100 SW 6TH AVE
3. Date of Earliest Transaction (MM/DD/YYYY)

3/7/2016
(Street)

PORTLAND, OR 97204
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
common stock   3/7/2016     U    13063   D $115   0   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Shares 02102014   $0   (1) 3/7/2016     A      995       12/31/2016   12/31/2016   common stock   995   $0   995   D    
Performance Shares 02232015   $0   (1) 3/7/2016     A      896       12/31/2017   12/31/2017   common stock   896   $0   896   D    
Restricted Stock Unit 021014   $0   (1) 3/7/2016     U         943    12/31/2016   12/31/2016   common stock   943   $115   0   D    
Restricted Stock Unit 02232015   $0   (1) 3/7/2016     U         1137    12/31/2017   12/31/2017   common stock   1137   $115   0   D    
Stock Option RTB 02102014   $63.51   3/7/2016     U         3732    12/31/2014   (2) 2/10/2024   common stock   3732   $51.49   0   D    
Stock Option RTB 02112013   $38.56   3/7/2016     U         3240    12/31/2013   (2) 2/11/2023   common stock   3240   $76.44   0   D    
Stock Option RTB 02132012   $39.58   3/7/2016     U         1048    12/31/2012   (2) 2/13/2022   common stock   1048   $75.42   0   D    
Stock Option RTB 02142011   $45.85   3/7/2016     U         164    12/31/2011   (2) 2/14/2021   common stock   164   $69.15   0   D    
Stock Option RTB 02232015   $66.19   3/7/2016     U         3531    12/31/2015   (2) 2/23/2025   common stock   3531   $48.81   0   D    
Performance Shares 02102014   $0   (1) 3/7/2016     U         995    12/31/2016   12/31/2016   common stock   995   $115   0   D    
Performance Shares 02232015   $0   (1) 3/7/2016     U         896    12/31/2017   12/31/2017   common stock   896   $115   0   D    

Explanation of Responses:
( 1)  Each Restricted Stock Unit and Performance Share represented a contingent right to receive one share of SFG stock upon vesting. All Restricted Stock Units and Performance Shares were canceled in the merger of the issuer and a subsidiary of Meiji Yasuda Life Insurance Company (the "Merger") for a cash payment equal to the Merger consideration of $115 per share.
( 2)  Each option, which provided for vesting in four equal annual installments beginning on the date set forth in the Date Exercisable column, was canceled in the Merger in exchange for the cash payment per share indicated in column 8, which represents the difference between the exercise price of the option and the Merger consideration of $115 per share.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Durham Katherine
1100 SW 6TH AVE
PORTLAND, OR 97204


VP IDI Marketing Communication

Signatures
Holley Y. Franklin 3/9/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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