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RISK Rismetrics Grp.

21.71
0.00 (0.00%)
Pre Market
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Rismetrics Grp. NYSE:RISK NYSE Ordinary Share
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 21.71 0.00 01:00:00

- Statement of Changes in Beneficial Ownership (4)

03/06/2010 7:59pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Expires: February 28, 2011
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Mitchell Christopher
2. Issuer Name and Ticker or Trading Symbol

RiskMetrics Group Inc [ RISK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      __ X __ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

C/O SPECTRUM EQUITY INVESTORS, ONE INTERNATIONAL PLACE, 29TH FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

6/1/2010
(Street)

BOSTON,, MA 02110
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, Par Value $0.01   6/1/2010     D    10000   D   (1) 0   D  
 
Common Stock, Par Value $0.01   6/1/2010     D    10643750   D   (1) 0   I   (5) (6) (7) By SEI IV RM Ltd.   (2)
Common Stock, Par Value $0.01   6/1/2010     D    62832   D   (1) 0   I   (5) (6) (7) By SEI Parallel IV RM Ltd.   (3)
Common Stock, Par Value $0.01   6/1/2010     D    126750   D   (1) 0   D   (4) (5) (6)
 

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  Pursuant to the terms of the Plan and Agreement of Merger, dated as of February 28, 2010, as amended, by and among MSCI Inc. ("MSCI"), Crossway Inc., and RiskMetrics Group, Inc. (the "Company"), at the effective time of the merger, each outstanding share of the Company's common stock was converted into the right to receive a combination of $16.35 in cash and 0.1802 shares of common stock of MSCI.
( 2)  Common Stock held of record by SEI IV RM Ltd. ("SEI IV RM"), a wholly owned subsidiary of Spectrum Equity Investors IV, L.P. ("SEI IV").
( 3)  Common Stock held of record by SEI Parallel IV RM Ltd. ("SEI Parallel IV RM"), a wholly owned subsidiary of Spectrum Equity Investors Parallel IV, L.P. ("SEI Parallel IV").
( 4)  Common Stock held of record by Spectrum IV Investment Managers' Fund, L.P. ("IMF IV").
( 5)  By virtue of their relationship as affiliated entities whose controlling entities have overlapping individual controlling persons, each of SEI IV, SEI IV RM, SEI Parallel IV, SEI Parallel IV RM and IMF IV may be deemed to share the power to direct the disposition and vote of the shares held of record by SEI IV RM, SEI Parallel IV RM and IMF IV. Each of SEI IV, SEI IV RM, SEI Parallel IV, SEI Parallel IV RM and IMF IV expressly disclaims beneficial ownership of all shares of common stock held of record by SEI IV RM, SEI Parallel IV RM and IMF IV except to the extent of its actual pecuniary interest therein.
( 6)  Because decisions by Spectrum Equity Associates IV, L.P. ("SEA IV"), the entity serving as the general partner of both SEI IV (the sole shareholder of SEI IV RM) and SEI Parallel IV (the sole shareholder of SEI Parallel IV RM) are generally made by the vote of six individual general partners, and decisions by the individual general partners of IMF IV are generally made by the vote of six general partners, no individual general partner of SEA IV or IMF IV has the power alone to direct the voting or disposition of the shares, and no such individual has the power to prevent the voting or disposition of such shares over his objection.
( 7)  Christopher T. Mitchell is a director of the Company and a limited partner of SEA IV. As a result, Mr. Mitchell may be deemed to share beneficial ownership of the shares of the Company's common stock held of record by SEI IV RM and SEI Parallel IV RM. Mr. Mitchell expressly disclaims beneficial ownership of such shares, except to the extent of his actual pecuniary interest therein.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Mitchell Christopher
C/O SPECTRUM EQUITY INVESTORS
ONE INTERNATIONAL PLACE, 29TH FLOOR
BOSTON,, MA 02110
X X

SPECTRUM EQUITY INVESTORS IV LP
C/O SPECTRUM EQUITY INVESTORS
ONE INTERNATIONAL PLACE, 29TH FLOOR
BOSTON,, MA 02110

X

SPECTRUM EQUITY INVESTORS PARALLEL IV LP
C/O SPECTRUM EQUITY INVESTORS
ONE INTERNATIONAL PLACE, 29TH FLOOR
BOSTON,, MA 02110

X

Spectrum IV Investment Managers Fund, L.P.
C/O SPECTRUM EQUITY INVESTORS
ONE INTERNATIONAL PLACE, 29TH FLOOR
BOSTON,, MA 02110

X


Signatures
/s/ Brion B. Applegate, as authorized signatory for SEI IV, SEI Parallel IV and IMF IV 6/3/2010
** Signature of Reporting Person Date

/s/ Brion B. Applegate, as Attorney-in-Fact on behalf of Christopher T. Mitchell pursuant to a Power of Attorney which was filed with the SEC on February 17, 2009 and which Power of Attorney is incorporated herein by reference 6/3/2010
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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