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PLT Plantronics Inc

31.87
0.00 (0.00%)
After Hours
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Plantronics Inc NYSE:PLT NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 31.87 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

09/02/2017 8:28pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

KANNAPPAN S KENNETH
2. Issuer Name and Ticker or Trading Symbol

PLANTRONICS INC /CA/ [ PLT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
EXECUTIVE VICE CHAIRMAN
(Last)          (First)          (Middle)

345 ENCINAL STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

2/7/2017
(Street)

SANTA CRUZ, CA 95060
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK   2/7/2017     M    100   A $36.28   105338   D    
COMMON STOCK   2/7/2017     S    100   D $53.315   105238   D    
COMMON STOCK   2/7/2017     M    1675   A $36.28   106913   D    
COMMON STOCK   2/7/2017     S    1675   D $53.31   105238   D    
COMMON STOCK   2/7/2017     M    83   A $36.67   105321   D    
COMMON STOCK   2/7/2017     S    83   D $53.31   105238   D    
COMMON STOCK   2/7/2017     M    200   A $36.67   105438   D    
COMMON STOCK   2/7/2017     S    200   D $53.305   105238   D    
COMMON STOCK   2/7/2017     M    1035   A $36.67   106273   D    
COMMON STOCK   2/7/2017     S    1035   D $53.3   105238   D    
COMMON STOCK   2/7/2017     M    100   A $36.67   105338   D    
COMMON STOCK   2/7/2017     S    100   D $53.295   105238   D    
COMMON STOCK   2/7/2017     M    788   A $36.67   106026   D    
COMMON STOCK   2/7/2017     S    788   D $53.29   105238   D    
COMMON STOCK   2/7/2017     M    200   A $36.67   105438   D    
COMMON STOCK   2/7/2017     S    200   D $53.285   105238   D    
COMMON STOCK   2/7/2017     M    300   A $36.67   105538   D    
COMMON STOCK   2/7/2017     S    300   D $53.28   105238   D    
COMMON STOCK   2/7/2017     M    100   A $36.67   105338   D    
COMMON STOCK   2/7/2017     S    100   D $53.27   105238   D    
COMMON STOCK   2/7/2017     M    300   A $36.67   105538   D    
COMMON STOCK   2/7/2017     S    300   D $53.26   105238   D    
COMMON STOCK   2/7/2017     M    100   A $36.67   105338   D    
COMMON STOCK   2/7/2017     S    100   D $53.25   105238   D    
COMMON STOCK                  200   I   by Son  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         100    11/5/2011   (1) 11/5/2017   COMMON STOCK   100   $53.845   17509   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         100    11/5/2011   (1) 11/5/2017   COMMON STOCK   100   $53.76   17409   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         109    11/5/2011   (1) 11/5/2017   COMMON STOCK   109   $53.63   17300   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         200    11/5/2011   (1) 11/5/2017   COMMON STOCK   200   $53.61   17100   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         200    11/5/2011   (1) 11/5/2017   COMMON STOCK   200   $53.52   16900   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         3306    11/5/2011   (1) 11/5/2017   COMMON STOCK   3306   $53.5   13594   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         300    11/5/2011   (1) 11/5/2017   COMMON STOCK   300   $53.49   13294   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         300    11/5/2011   (1) 11/5/2017   COMMON STOCK   300   $53.47   12994   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         300    11/5/2011   (1) 11/5/2017   COMMON STOCK   300   $53.46   12694   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         200    11/5/2011   (1) 11/5/2017   COMMON STOCK   200   $53.45   12494   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         100    11/5/2011   (1) 11/5/2017   COMMON STOCK   100   $53.445   12394   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         500    11/5/2011   (1) 11/5/2017   COMMON STOCK   500   $53.44   11894   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         400    11/5/2011   (1) 11/5/2017   COMMON STOCK   400   $53.43   11494   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         100    11/5/2011   (1) 11/5/2017   COMMON STOCK   100   $53.425   11394   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         200    11/5/2011   (1) 11/5/2017   COMMON STOCK   200   $53.42   11194   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         905    11/5/2011   (1) 11/5/2017   COMMON STOCK   905   $53.41   10289   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         300    11/5/2011   (1) 11/5/2017   COMMON STOCK   300   $53.4   9989   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         595    11/5/2011   (1) 11/5/2017   COMMON STOCK   595   $53.39   9394   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         100    11/5/2011   (1) 11/5/2017   COMMON STOCK   100   $53.385   9294   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         871    11/5/2011   (1) 11/5/2017   COMMON STOCK   871   $53.38   8423   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         100    11/5/2011   (1) 11/5/2017   COMMON STOCK   100   $53.375   8323   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         200    11/5/2011   (1) 11/5/2017   COMMON STOCK   200   $53.37   8123   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         100    11/5/2011   (1) 11/5/2017   COMMON STOCK   100   $53.365   8023   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         600    11/5/2011   (1) 11/5/2017   COMMON STOCK   600   $53.36   7423   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         100    11/5/2011   (1) 11/5/2017   COMMON STOCK   100   $53.355   7323   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         600    11/5/2011   (1) 11/5/2017   COMMON STOCK   600   $53.35   6723   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         100    11/5/2011   (1) 11/5/2017   COMMON STOCK   100   $53.345   6623   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         700    11/5/2011   (1) 11/5/2017   COMMON STOCK   700   $53.34   5923   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         2500    11/5/2011   (1) 11/5/2017   COMMON STOCK   2500   $53.33   3423   D    
Non-Qualified Stock Option (right to buy)   $36.28   2/7/2017     M         1648    11/5/2011   (1) 11/5/2017   COMMON STOCK   1648   $53.32   1775   D    

Explanation of Responses:
( 1)  Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
KANNAPPAN S KENNETH
345 ENCINAL STREET
SANTA CRUZ, CA 95060


EXECUTIVE VICE CHAIRMAN

Signatures
By: Courtney Bottger, Attorney-in-fact For: S. Kenneth Kannappan 2/8/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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