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| Share Name | Share Symbol | Market | Type |
|---|---|---|---|
| PHX Minerals Inc | NYSE:PHX | NYSE | Common Stock |
| Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|
| 0.022 | 0.68% | 3.272 | 3.28 | 3.22 | 3.22 | 99,142 | 20:35:35 |
| 1. Name and Address of Reporting Person * CANAAN LEE M | 2. Issuer Name and Ticker or Trading SymbolPANHANDLE OIL & GAS INC [PHX] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
| 3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY) | ||
| 4. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form Filed by One Reporting Person ___ Form Filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any | 3. Trans. Code (Instr. 8) | 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Amount | (A) or (D) | Price | ||||||||
| Panhandle Class A Common | 3/7/2019 | 3/7/2019 | P (1) | 17.711 | A | $16.1932 | 10523 (2) | D | ||
| Panhandle Class A Common | 6/18/2019 | 6/18/2019 | P (1) | 23.342 | A | $13.2836 | 10546 (2) | D | ||
| Panhandle Class A Common | 9/6/2019 | 9/6/2019 | P (1) | 28.673 | A | $11.6334 | 10575 (2) | D | ||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (MM/DD/YYYY) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||
| Explanation of Responses: | |
| (1) | Purchase of Panhandle shares in connection with a dividend reinvestment plan. |
| (2) | Total number of shares includes restricted shares with vesting based on elapsed time. |
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| CANAAN LEE M 5400 N. GRAND BLVD, STE. 300 OKLAHOMA CITY, OK 73112 | X | ||||
| Signatures | ||
| Lee M. Canaan, by Stephanie K. Morris, Attorney in Fact | 11/14/2019 | |
| **Signature of Reporting Person | Date | |
1 Year PHX Minerals Chart |
1 Month PHX Minerals Chart |
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