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Name | Symbol | Market | Type |
---|---|---|---|
Pennsylvania Real Estate Investment Trust | NYSE:PEI-C | NYSE | Preference Share |
Price Change | % Change | Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 3.32 | 0 | 01:00:00 |
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Swann Christopher | 2. Issuer Name and Ticker or Trading Symbol PENNSYLVANIA REAL ESTATE INVESTMENT TRUST [ PEI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Shares of Beneficial Interest, par value $1.00 per share | 9/14/2022 | S | 66 | D | $3.7360 | 0 | D | |||
Shares of Beneficial Interest, par value $1.00 per share | 9/14/2022 | S | 12666 | D | $3.7380 | 0 | I | Shared ownership with the Reporting Person's spouse | ||
Shares of Beneficial Interest, par value $1.00 per share | 9/14/2022 | P | 12732 | A | $4.0850 (1) | 67322 | I | Owned by Cygnus Opportunity Fund, LLC (10)(11) | ||
Series B Preferred Shares, par value $0.01 per share | 9/14/2022 | P | 11342 | A | $4.0096 (2) | 159144 | I | Owned by Cygnus Property Fund V, LLC (10)(11) | ||
Series B Preferred Shares, par value $0.01 per share | 9/14/2022 | S | 159144 | D | $3.2484 (3) | 0 | I | Owned by Cygnus Property Fund V, LLC (10)(11) | ||
Series B Preferred Shares, par value $0.01 per share | 9/14/2022 | P | 126465 | A | $3.2500 (4) | 179388 | I | Owned by Cygnus Property Fund VI, LLC (10)(11) | ||
Series C Preferred Shares, par value $0.01 per share | 9/14/2022 | S | 52000 | D | $3.4669 (5) | 158479 | I | Owned by Cygnus Property Fund V, LLC (10)(11) | ||
Series D Preferred Shares, par value $0.01 per share | 9/14/2022 | S | 166000 | D | $2.9473 (6) | 0 | I | Owned by Cygnus Property Fund V, LLC (10)(11) | ||
Series D Preferred Shares, par value $0.01 per share | 9/14/2022 | P | 145518 | A | $3.2063 (7) | 302440 | I | Owned by Cygnus Property Fund VI, LLC (10)(11) | ||
Series C Preferred Shares, par value $0.01 per share | 9/15/2022 | S | 158479 | D | $3.3418 (8) | 0 | I | Owned by Cygnus Property Fund V, LLC (10)(11) | ||
Series C Preferred Shares, par value $0.01 per share | 9/15/2022 | P | 28000 | A | $3.3472 | 86750 | I | Owned by Cygnus Property Fund VI, LLC (10)(11) | ||
Series C Preferred Shares, par value $0.01 per share | 9/16/2022 | P | 126052 | A | $3.2026 (9) | 212802 | I | Owned by Cygnus Property Fund VI, LLC (10)(11) | ||
Shares of Beneficial Interest, par value $1.00 per share | 42021 | I | Owned by Cygnus Property Fund IV, LLC (10)(11) | |||||||
Series B Preferred Shares, par value $0.01 per share | 74398 | I | Owned by Cygnus Opportunity Fund, LLC (10)(11) | |||||||
Series B Preferred Shares, par value $0.01 per share | 42963 | I | Owned by Cygnus Property Fund IV, LLC (10)(11) | |||||||
Series C Preferred Shares, par value $0.01 per share | 111416 | I | Owned by Cygnus Opportunity Fund, LLC (10)(11) | |||||||
Series C Preferred Shares, par value $0.01 per share | 74879 | I | Owned by Cygnus Property Fund IV, LLC (10)(11) | |||||||
Series D Preferred Shares, par value $0.01 per share | 136744 | I | Owned by Cygnus Opportunity Fund, LLC (10)(11) | |||||||
Series D Preferred Shares, par value $0.01 per share | 30749 | I | Owned by Cygnus Property Fund IV, LLC (10)(11) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Remarks: The transactions reported herein by Cygnus V and Cygnus VI reflect the liquidation of Cygnus V in its entirety and the reacquisition of substantially the same amount of shares in Cygnus VI in order to maintain substantially the same beneficial ownership of the Issuer by the Cygnus Group. Similarly, the transactions reported herein by Mr. Swann directly and through his spouse and Cygnus Opportunity reflect a rebalancing among the Cygnus Group of the same amount of shares. Following the transactions reported herein, the Cygnus Group continues to beneficially own substantially the same amount of shares of the Issuer as previously reported. The Reporting Person will disgorge statutory "profits" resulting from the transactions reported herein pursuant to Section 16(b) of the Exchange Act to the Issuer in the amount of $25,014.48 representing the maximum amount of profits for which the Reporting Person may be deemed to be liable. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Swann Christopher C/O PENN. REAL ESTATE INVESTMENT TRUST 2005 MARKET STREET, SUITE 1000 PHILADELPHIA, PA 19103 | X |
Signatures | ||
Christopher Swann | 9/19/2022 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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