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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Peridot Acquisition Corp | NYSE:PDAC | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 11.23 | 0 | 01:00:00 |
* |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
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CUSIP No. 50202P105
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13D
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1
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NAMES OF REPORTING PERSONS
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Glencore plc
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)
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☐
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(b)
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☒
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||||
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3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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AF
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5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☒
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Jersey
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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8
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SHARED VOTING POWER
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20,100,503 (1)*
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9
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SOLE DISPOSITIVE POWER
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0
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10
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SHARED DISPOSITIVE POWER
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20,100,503 (1)
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11
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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20,100,503 (1)
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12
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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||||
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13
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
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10.3% (2)
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14
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO; HC
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CUSIP No. 50202P105
|
13D
|
1
|
NAMES OF REPORTING PERSONS
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||
Glencore International AG
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|||
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||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
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|
||||
3
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SEC USE ONLY
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4
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SOURCE OF FUNDS (SEE INSTRUCTIONS)
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WC
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||||
5
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CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
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☒
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||||
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6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Switzerland
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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7
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SOLE VOTING POWER
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0
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|||
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||||
8
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SHARED VOTING POWER
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20,100,503 (1)*
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||||
9
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SOLE DISPOSITIVE POWER
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0
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|||
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||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
20,100,503 (1)
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|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
20,100,503 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
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10.3% (2)
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|
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|||
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|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO; HC
|
|
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|||
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|
CUSIP No. 50202P105
|
13D
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Glencore Ltd.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
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SEC USE ONLY
|
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||
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|||
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||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
WC
|
|
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|||
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|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
|
|
☒
|
||
|
|
||||
|
|
||||
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Switzerland
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|||
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|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
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|
0
|
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
20,100,503 (1)
|
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|||
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||||
9
|
SOLE DISPOSITIVE POWER
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||
0
|
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|||
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|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
20,100,503 (1)
|
|
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|||
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||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
20,100,503 (1)
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☐
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
10.3% (2)
|
|
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|||
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||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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CO
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Item 1. |
Security and Issuer
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Item 2. |
Identity and Background.
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Item 3. |
Source and Amount of Funds and Other Consideration.
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Item 4. |
Purpose of the Transaction.
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Item 5. |
Interest in Securities of the Issuer.
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Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
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Item 7.
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Materials to be Filed as Exhibits
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Exhibit No.
|
Description
|
Joint Filing Agreement, dated September 23, 2022, among the Reporting Persons.
|
|
99.2
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Note Purchase Agreement, dated May 5, 2022, by and between Li-Cycle Holdings Corp. and Glencore Ltd. (incorporated by reference to Exhibit 4.1 to the Form 6-K filed by the Issuer on May 5, 2022).
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99.3
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Convertible Note, dated May 31, 2022 (incorporated by reference to Exhibit 4.1 to the Form 6-K filed by the Issuer on June 2, 2022).
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99.4
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Registration Rights Agreement, dated May 31, 2022, by and between Li-Cycle Holdings Corp. and Glencore Ltd. (incorporated by reference to Exhibit 10.1 to the Form 6-K filed by the Issuer on June 2, 2022).
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99.5
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Amended and Restated Standstill Agreement, dated May 31, 2022, by and between Li-Cycle Holdings Corp. and Glencore Ltd. (incorporated by reference to Exhibit 10.2 to the Form 6-K filed by the Issuer on June 2, 2022).
|
Dated: September 23, 2022
|
|||
GLENCORE PLC
|
|||
By:
|
/s/ John Burton | ||
Name:
|
John Burton
|
||
Title:
|
Company Secretary
|
||
GLENCORE INTERNATIONAL AG
|
|||
By:
|
/s/ Peter Friedli | ||
Name:
|
Peter Friedli
|
||
Title:
|
Officer
|
||
By:
|
/s/ John Burton | ||
Name:
|
John Burton
|
||
Title:
|
Director
|
||
GLENCORE LTD.
|
|||
By:
|
/s/ Cheryl Driscoll | ||
Name:
|
Cheryl Driscoll
|
||
Title:
|
Secretary
|
Directors of Glencore plc:
Name
|
Principal Occupation
|
Business Address
|
Citizenship
|
Gary Nagle
|
Chief Executive Officer
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c/o Glencore International AG
Baarermattstrasse 3
CH-6340 Baar
Switzerland
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South Africa
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Kalidas Madhavpeddi
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Non-Executive Chairman
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c/o Glencore International AG
Baarermattstrasse 3
CH-6340 Baar
Switzerland
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USA
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Peter Coates
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Non-Executive Director
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Level 22, The Gateway Building
1 Macquarie Place
Sydney NSW 2000
Australia
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Australia
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David Wormsley
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Non-Executive Director
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c/o Glencore UK Ltd.
18 Hanover Square
London W1S 1JY
United Kingdom
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United Kingdom
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Martin Gilbert
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Non-Executive Director
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c/o Glencore UK Ltd.
18 Hanover Square
London W1S 1JY
United Kingdom
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United Kingdom
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Cynthia Carroll
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Non-Executive Director
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c/o Glencore International AG
Baarermattstrasse 3
CH-6340 Baar
Switzerland
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USA
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Patrice Merrin
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Non-Executive Director
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c/o Glencore Canada Corporation
First Canadian Place
100 King Street West, Suite 6900
Toronto, Ontario M5X 1E3
Canada
|
Canada
|
Directors of Glencore plc:
Name
|
Principal Occupation
|
Business Address
|
Citizenship
|
Gill Marcus
|
Non-Executive Director
|
c/o Glencore South Africa (Pty) Ltd.
3rd Floor, Worley Parsons Building
39 Melrose Boulevard
Melrose Arch
Melrose North 2196
South Africa
|
South Africa
|
Liz Hewitt
|
Non-Executive Director
|
c/o Glencore UK Ltd.
18 Hanover Square
London W1S 1JY
United Kingdom
|
United Kingdom
|
Executive Officers of
Glencore plc:
Name
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Principal Occupation
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Business Address
|
Citizenship
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Gary Nagle
|
Chief Executive Officer
|
c/o Glencore International AG
Baarermattstrasse 3
CH-6340 Baar
Switzerland
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South Africa
|
Steven Kalmin
|
Chief Financial Officer
|
c/o Glencore International AG
Baarermattstrasse 3
CH-6340 Baar
Switzerland
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Australia
|
John Burton
|
Company Secretary
|
c/o Glencore International AG
Baarermattstrasse 3
CH-6340 Baar
Switzerland
|
United Kingdom
|
Directors and Executive
Officers of Glencore
International AG:
Name
|
Principal Occupation
|
Business Address
|
Citizenship
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Gary Nagle
|
Chief Executive Officer
|
c/o Glencore International AG
Baarermattstrasse 3
CH-6340 Baar
Switzerland
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South Africa
|
Steven Kalmin
|
Chief Financial Officer
|
c/o Glencore International AG
Baarermattstrasse 3
CH-6340 Baar
Switzerland
|
Australia
|
John Burton
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Company Secretary of
Glencore plc
|
c/o Glencore International AG
Baarermattstrasse 3
CH-6340 Baar
Switzerland
|
United Kingdom
|
Directors and Executive
Officers of Glencore Ltd.:
Name
|
Principal Occupation
|
Business Address
|
Citizenship
|
Blandine Lewine
|
Vice President and Head of IT
|
c/o Glencore Ltd.
330 Madison Avenue
New York, NY 10017
United States
|
France and United States
|
Cheryl Driscoll
|
Corporate Secretary
|
c/o Glencore Ltd.
330 Madison Avenue
New York, NY 10017
United States
|
United States
|
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