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Share Name | Share Symbol | Market | Type |
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Prospect Capital Corporaton | NYSE:PBY | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 25.00 | 0 | 01:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Expires: November 30, 2011 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * GORES GROUP, LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol PEP BOYS MANNY MOE & JACK [PBY] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below) _____ Other (specify below) |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock, par value $1.00 per share | 1200000 (1) | I (2) | See Footnote 2 |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: | |
( 1) | The Gores Group, LLC ("Gores") and BlackRock, Inc. may be considered members of a "group" for purposes of Section 13(d) of the Exchange Act, which group, if any exists, may beneficially own more than 10% of the outstanding shares of common stock (the "Common Stock") of The Pep Boys - Manny, Moe & Jack. The filing of this Form 3 shall not be deemed an admission that any such group exists. |
( 2) | Gores Capital Partners III, L.P. ("Gores Capital") owns 1,200,000 shares of the Common Stock. Gores has indirect voting and investment control over the securities held by Gores Capital. Each of Gores and Gores Capital disclaims ownership of all shares reported herein except to the extent of its pecuniary interest therein, if any, and the filing of this Form 3 shall not be deemed an admission that such entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
GORES GROUP, LLC
10877 WILSHIRE BOULEVARD LOS ANGELES, CA 90024 |
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X |
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Signatures
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/s/ Steven G. Eisner, Sr. Vice President for The Gores Group, LLC | 2/8/2012 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Prospect Capital Corpora... Chart |
1 Month Prospect Capital Corpora... Chart |
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