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Share Name | Share Symbol | Market | Type |
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Prospect Capital Corporaton | NYSE:PBY | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 25.00 | 0 | 01:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Expires: February 28, 2011 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * SOOD SANJAY |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol PEP BOYS MANNY MOE & JACK [PBY] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___ X ___ Officer (give title below) _____ Other (specify below) VP-Controller (Chief Acct Off) / |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock | 10197 | D | |
Common Stock | 6163 (1) | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option (right to buy) | 2/27/2006 (2) | 2/27/2013 | Common Stock | 750 | $15.855 | D | |
Option (right to buy) | 2/15/2007 (2) | 2/15/2014 | Common Stock | 1000 | $15.965 | D | |
Option (right to buy) | 2/28/2009 (3) | 2/28/2015 | Common Stock | 1000 | $12.06 | D | |
Option (right to buy) | 2/26/2010 (3) | 2/26/2016 | Common Stock | 7500 | $3.12 | D | |
Option (right to buy) | 3/30/2011 (3) | 3/30/2017 | Common Stock | 4673 | $10.27 | D | |
ROIC Performance-Based Award | (4) | (5) | Common Stock | 1934 | (5) | D | |
TSR Performance-Based Award | (6) | (5) | Common Stock | 967 | (5) | D |
Explanation of Responses: | |
( 1) | Represents the number of shares held in the Reporting Person's account under The Pep Boys Deferred Compensation Plan. |
( 2) | 20% of such options were execiseable on the date of grant. An additional 20% of such options became/become exerciseable on each of the next four anniversaries of the date of grant. |
( 3) | One third of such options became/become exercisable on each of the first three anniversaries of the date of grant. |
( 4) | Each ROIC Performance-Based Award will vest if the Issuer's return on invested capital for fiscal year 2012 is between 11.8% and 15.1% into between one-half and and one and one-half shares of common stock, respectively. Vested shares will be delivered on or about March 30, 2013. |
( 5) | Not applicable. |
( 6) | Each TSR Performance-Based Award will vest if the Issuer's total shareholder return over the three-year period that includes the Isser's fiscal years 2010, 2011 and 2012 is between the 40th and 90th percentile of its customized executive compensation peer group into between one-half and and one and three-quarters shares of common stock, respectively. Vested shares will be delivered on or about March 30, 2013. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
SOOD SANJAY
3111 W. ALLEGHENY AVENUE PHILADELPHIA, PA 19132 |
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VP-Controller (Chief Acct Off) |
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Signatures
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Sanjay Sood | 10/1/2010 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Prospect Capital Corpora... Chart |
1 Month Prospect Capital Corpora... Chart |
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