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NYB New York Community Bancorp, Inc.

12.79
0.00 (0.00%)
08 Nov 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
New York Community Bancorp, Inc. NYSE:NYB NYSE Ordinary Share
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 12.79 0.00 00:00:00

Statement of Changes in Beneficial Ownership (4)

21/11/2012 10:02pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

WANN ROBERT
2. Issuer Name and Ticker or Trading Symbol

NEW YORK COMMUNITY BANCORP INC [ NYCB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Senior EVP and COO
(Last)          (First)          (Middle)

615 MERRICK AVENUE
3. Date of Earliest Transaction (MM/DD/YYYY)

11/16/2012
(Street)

WESTBURY, NY 11590
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   11/16/2012     J (1)   V 3762.0000   A $12.5985   193382.0000   I   By SERP  
Common Stock                  807099.0000   D    
Common Stock                  81929.0000   I   By 401(k)  
Common Stock                  260122.0000   I   By ESOP  
Common Stock                  8000.0000   I   By Stock Award II   (2)
Common Stock                  30000.0000   I   By Stock Award III   (3)
Common Stock                  36000.0000   I   By Stock Award IV   (4)
Common Stock                  48000.0000   I   By Stock Award V   (5)
Common Stock                  86540.0000   I   By Stock Award VI   (6)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy)   $16.0600                    1/21/2004   (7) 1/21/2013   Common Stock   248888.0000     248888.0000   D    
Stock Option (right to buy)   $13.8500                    7/24/2003   (8) 7/24/2012   Common Stock   266667.0000     266667.0000   D    
Stock Option (right to buy)   $16.0600                    12/30/2005   (9) 1/21/2013   Common Stock   124445.0000     124445.0000   D    

Explanation of Responses:
( 1)  This form reflects an increase in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
( 2)  Stock Awards granted pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan vest on April 4, 2013.
( 3)  Stock Awards granted pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan vest in two equal annual installments commencing on April 28, 2013.
( 4)  Stock Awards granted pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan vest in three equal annual installments commencing on March 31, 2013.
( 5)  Stock Awards granted pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan vest in four equal annual installments commencing on March 25, 2013.
( 6)  Stock Awards granted pursuant to the New York Community Bancorp, Inc. 2006 Stock Incentive Plan vest in five equal annual installments commencing on March 13, 2013.
( 7)  Stock Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan vest in equal installments beginning on January 21, 2004 and were fully vested and exercisable as of January 21, 2005.
( 8)  Stock Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan vest in equal installments beginning on July 24, 2003 and were fully vested and exercisable as of July 24, 2005.
( 9)  Stock Options granted pursuant to the New York Community Bancorp, Inc. 1997 Stock Option Plan are fully vested and exercisable as of December 30, 2005.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
WANN ROBERT
615 MERRICK AVENUE
WESTBURY, NY 11590
X
Senior EVP and COO

Signatures
/s/ Ilene A. Angarola, Power of Attorney 11/21/2012
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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