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Annual Report of Proxy Voting Record for Management Investment Companies (n-px)

26/07/2013 8:43pm

Edgar (US Regulatory)


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM N-PX

ANNUAL REPORT OF PROXY VOTING OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-8168

Aquila Three Peaks Opportunity Growth Fund
(formerly, Aquila Rocky Mountain Equity Fund)
 (Exact name of registrant as specified in charter)

380 Madison Avenue, New York, NY  10017
(Address of principal executive offices) (Zip code)

Joseph P. DiMaggio, Chief Financial Officer, and Treasurer
380 Madison Avenue, New York, NY 10017
(name and address of agent for service)

Registrant's telephone number, including area code:  212-697-6666

Date of fiscal year end:  December 31, 2012

Date of reporting period:  June 30, 2013

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (subsections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).  The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
 
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.  A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. subsection 3507.
 
 
 

 
 
Item. 1 Proxy Voting Record
 
******************************* FORM N-PX REPORT *******************************

ICA File Number: 811-08168
Reporting Period: 07/01/2012 - 06/30/2013
Aquila Three Peaks Opportunity Growth Fund
 
================== Aquila Three Peaks Opportunity Growth Fund ==================

ACTAVIS, INC.
       
           
Ticker: ACT
Security ID: 00507K103    
Meeting Date: MAY 10, 2013
Meeting Type: Annual
   
Record Date: MAR 15, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1a
Elect Director Jack Michelson
For
For
Management
1b
Elect Director Ronald R. Taylor
For
For
Management
1c
Elect Director Andrew L. Turner
For
For
Management
1d
Elect Director Paul M. Bisaro
For
For
Management
1e
Elect Director Christopher W. Bodine
For
For
Management
1f
Elect Director Michael J. Feldman
For
For
Management
1g
Elect Director Fred G. Weiss
For
For
Management
2
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
3
Ratify Auditors
 
For
For
Management
4
Stock Retention
 
Against
For
Shareholder
 

 
AMERICAN TOWER CORPORATION
       
           
Ticker: AMT
Security ID:  03027X100    
Meeting Date: MAY 21, 2013
Meeting Type: Annual
   
Record Date: MAR 26, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1a
Elect Director Raymond P. Dolan
 
For
For
Management
1b
Elect Director Ronald M. Dykes
 
For
For
Management
1c
Elect Director Carolyn F. Katz
 
For
For
Management
1d
Elect Director Gustavo Lara Cantu
 
For
For
Management
1e
Elect Director JoAnn A. Reed
 
For
For
Management
1f
Elect Director Pamela D.A. Reeve
 
For
For
Management
1g
Elect Director David E. Sharbutt
 
For
For
Management
1h
Elect Director James D. Taiclet, Jr.
 
For
For
Management
1i
Elect Director Samme L. Thompson
 
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
4
Amend Right to Call Special Meeting
 
For
For
Management
 
 
 

 

 
AMERISTAR CASINOS, INC.
       
           
Ticker: ASCA
Security ID: 03070Q101    
Meeting Date: APR 25, 2013
Meeting Type: Special
   
Record Date: MAR 22, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1
Approve Merger Agreement
For
For
Management
2
Advisory Vote on Golden Parachutes
For
Against
Management
3
Adjourn Meeting
 
For
For
Management
 

 
AMERISTAR CASINOS, INC.
       
           
Ticker: ASCA
Security ID: 03070Q101    
Meeting Date: JUN 05, 2013
Meeting Type: Annual
   
Record Date: MAY 01, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Carl Brooks
For
For
Management
1.2
Elect Director Gordon R. Kanofsky
For
For
Management
1.3
Elect Director J. William Richardson
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
 

 
B&G FOODS, INC.
       
           
Ticker: BGS
Security ID:  05508R106    
Meeting Date: MAY 16, 2013
Meeting Type: Annual
   
Record Date: MAR 22, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Robert C. Cantwell
 
For
For
Management
1.2
Elect Director Cynthia T. Jamison
 
For
For
Management
1.3
Elect Director Charles F. Marcy
 
For
For
Management
1.4
Elect Director Dennis M. Mullen
 
For
For
Management
1.5
Elect Director Cheryl M. Palmer
 
For
For
Management
1.6
Elect Director Alfred Poe
 
For
For
Management
1.7
Elect Director Stephen C. Sherrill
 
For
For
Management
1.8
Elect Director David L. Wenner
 
For
For
Management
2
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
3
Amend Omnibus Stock Plan
 
For
For
Management
4
Ratify Auditors
 
For
For
Management
 
 
 

 
 
BALL CORPORATION
       
         
Ticker: BLL Security ID: 058498106  
Meeting Date: APR 24, 2013
Meeting Type: Annual
 
Record Date: MAR 01, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Hanno C. Fiedler
 
For
Withhold
Management
1.2
Elect Director John F. Lehman
 
For
Withhold
Management
1.3
Elect Director Georgia R. Nelson
 
For
Withhold
Management
2
Ratify Auditors
 
For
For
Management
3
Approve Omnibus Stock Plan
 
For
For
Management
4
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
5
Require a Majority Vote for the
 
Against
For
Shareholder
 
Election of Directors
       
 

 
BERRY PLASTICS GROUP, INC.
       
           
Ticker: BERY
Security ID: 08579W103    
Meeting Date: MAR 20, 2013
Meeting Type: Annual
   
Record Date: FEB 14, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Donald C. Graham
For
Withhold
Management
1.2
Elect Director David B. Heller
For
For
Management
1.3
Elect Director Carl J. (Rick)
For
For
Management
 
Rickertsen
       
2
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
3
Advisory Vote on Say on Pay Frequency
Three
One Year
Management
     
Years
   
4
Ratify Auditors
 
For
For
Management
 

 
BIO-RAD LABORATORIES, INC.
       
           
Ticker: BIO Security ID: 090572207    
Meeting Date: APR 23, 2013
Meeting Type: Annual
   
Record Date: FEB 28, 2013        
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Louis Drapeau
For
Withhold
Management
1.2
Elect Director Albert J. Hillman
For
Withhold
Management
2
Ratify Auditors
 
For
For
Management
 
 
 

 
 
CHARTER COMMUNICATIONS, INC.
       
           
Ticker: CHTR
Security ID: 16117M305    
Meeting Date: APR 30, 2013
Meeting Type: Annual
   
Record Date: MAR 01, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director W. Lance Conn
For
Withhold
Management
1.2
Elect Director Darren Glatt
For
For
Management
1.3
Elect Director Craig A. Jacobson
For
For
Management
1.4
Elect Director Bruce A. Karsh
For
For
Management
1.5
Elect Director Edgar Lee
For
For
Management
1.6
Elect Director Jeffrey A. Marcus
For
For
Management
1.7
Elect Director John D. Markley, Jr.
For
For
Management
1.8
Elect Director David C. Merritt
For
For
Management
1.9
Elect Director Stan Parker
For
For
Management
1.10
Elect Director Thomas M. Rutledge
For
For
Management
1.11
Elect Director Eric L. Zinterhofer
For
For
Management
2
Amend Omnibus Stock Plan
For
Against
Management
3
Ratify Auditors
For
For
Management
 

 
CINEMARK HOLDINGS, INC.
       
           
Ticker: CNK
Security ID: 17243V102    
Meeting Date: MAY 23, 2013
Meeting Type: Annual
   
Record Date: APR 05, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Benjamin D. Chereskin
For
For
Management
1.2
Elect Director Lee Roy Mitchell
For
For
Management
1.3
Elect Director Raymond W. Syufy
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
4
Amend Omnibus Stock Plan
For
For
Management
5
Amend Executive Incentive Bonus Plan
For
For
Management
 

 
CONSTELLATION BRANDS, INC.
       
           
Ticker: STZ
Security ID:  21036P108    
Meeting Date: JUL 27, 2012
Meeting Type: Annual
   
Record Date: MAY 29, 2012
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Barry A. Fromberg
 
For
For
Management
1.2
Elect Director Jeananne K. Hauswald
 
For
For
Management
1.3
Elect Director Paul L. Smith
 
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
4
Amend Executive Incentive Bonus Plan
 
For
For
Management
5
Amend Omnibus Stock Plan
 
For
For
Management
6
Approve Recapitalization Plan for all
 
Against
For
Shareholder
 
Stock to have One-vote per Share
       
7
Adopt Multiple Performance Metrics
 
Against
For
Shareholder
 
Under Executive Incentive Plans
       
 
 
 

 
 
CORRECTIONS CORPORATION OF AMERICA
   
     
Ticker: CXW Security ID: 22025Y407    
Meeting Date: MAY 16, 2013
Meeting Type: Annual
   
Record Date: MAR 18, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1a
Elect Director John D. Ferguson
 
For
For
Management
1b
Elect Director Damon T. Hininger
 
For
For
Management
1c
Elect Director Donna M. Alvarado
 
For
For
Management
1d
Elect Director William F. Andrews
 
For
For
Management
1e
Elect Director John D. Correnti
 
For
For
Management
1f
Elect Director Dennis W. DeConcini
 
For
For
Management
1g
Elect Director Robert J. Dennis
 
For
For
Management
1h
Elect Director John R. Horne
 
For
For
Management
1i
Elect Director C. Michael Jacobi
 
For
For
Management
1j
Elect Director Anne L. Mariucci
 
For
For
Management
1k
Elect Director Thurgood Marshall, Jr.
 
For
For
Management
1l
Elect Director Charles L. Overby
 
For
For
Management
1m
Elect Director John R. Prann, Jr.
 
For
For
Management
1n
Elect Director Joseph V. Russell
 
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
4
Amend Securities Transfer Restrictions
 
For
For
Management
 

 
COVANTA HOLDING CORPORATION
       
           
Ticker: CVA Security ID: 22282E102    
Meeting Date: MAY 16, 2013
Meeting Type: Annual
   
Record Date: MAR 19, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director David M. Barse
 
For
For
Management
1.2
Elect Director Ronald J. Broglio
 
For
For
Management
1.3
Elect Director Peter C.B. Bynoe
 
For
Withhold
Management
1.4
Elect Director Linda J. Fisher
 
For
For
Management
1.5
Elect Director Joseph M. Holsten
 
For
For
Management
1.6
Elect Director Anthony J. Orlando
 
For
For
Management
1.7
Elect Director William C. Pate
 
For
For
Management
1.8
Elect Director Robert S. Silberman
 
For
For
Management
1.9
Elect Director Jean Smith
 
For
For
Management
1.10
Elect Director Samuel Zell
 
For
For
Management
2
Ratify Auditors
 
For
For
Management
 

 
CROWN HOLDINGS, INC.
       
           
Ticker: CCK
Security ID: 228368106    
Meeting Date: APR 25, 2013
Meeting Type: Annual
   
Record Date: MAR 05, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Jenne K. Britell
For
For
Management
1.2
Elect Director John W. Conway
For
For
Management
1.3
Elect Director Arnold W. Donald
For
For
Management
1.4
Elect Director William G. Little
For
For
Management
1.5
Elect Director Hans J. Loliger
For
For
Management
1.6
Elect Director James H. Miller
For
For
Management
1.7
Elect Director Josef M. Muller
For
For
Management
1.8
Elect Director Thomas A. Ralph
For
For
Management
1.9
Elect Director Hugues du Rouret
For
For
Management
1.10
Elect Director Jim L. Turner
For
For
Management
1.11
Elect Director William S. Urkiel
For
For
Management
2
Ratify Auditors
For
For
Management
3
Approve Omnibus Stock Plan
For
For
Management
4
Advisory Vote to Ratify Named
For
Against
Management
 
Executive Officers' Compensation
     
 
 
 

 
 
           
DENBURY RESOURCES INC.
       
           
Ticker: DNR Security ID: 247916208    
Meeting Date: MAY 22, 2013
Meeting Type: Annual
   
Record Date: MAR 28, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Wieland F. Wettstein
 
For
For
Management
1.2
Elect Director Michael L. Beatty
 
For
For
Management
1.3
Elect Director Michael B. Decker
 
For
For
Management
1.4
Elect Director Ronald G. Greene
 
For
For
Management
1.5
Elect Director Gregory L. McMichael
 
For
For
Management
1.6
Elect Director Kevin O. Meyers
 
For
For
Management
1.7
Elect Director Phil Rykhoek
 
For
For
Management
1.8
Elect Director Randy Stein
 
For
For
Management
1.9
Elect Director Laura A. Sugg
 
For
For
Management
2
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
3
Amend Nonqualified Employee Stock
 
For
For
Management
 
Purchase Plan
       
4
Amend Omnibus Stock Plan
 
For
For
Management
5
Ratify Auditors
 
For
For
Management
 

 
DIRECTV
       
           
Ticker: DTV Security ID: 25490A309    
Meeting Date: MAY 02, 2013
Meeting Type: Annual
   
Record Date: MAR 04, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1a
Elect Director Neil Austrian
 
For
For
Management
1b
Elect Director Ralph Boyd, Jr.
 
For
For
Management
1c
Elect Director Abelardo Bru
 
For
For
Management
1d
Elect Director David Dillon
 
For
For
Management
1e
Elect Director Samuel DiPiazza, Jr.
 
For
For
Management
1f
Elect Director Dixon Doll
 
For
For
Management
1g
Elect Director Charles Lee
 
For
For
Management
1h
Elect Director Peter Lund
 
For
For
Management
1i
Elect Director Nancy Newcomb
 
For
For
Management
1j
Elect Director Lorrie Norrington
 
For
For
Management
1k
Elect Director Michael White
 
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
     
4
Pro-rata Vesting of Equity Awards
Against
For
Shareholder
5
Require Independent Board Chairman
Against
Against
Shareholder
6
Provide Right to Act by Written Consent
Against
For
Shareholder
 
 
 

 
 
DISH NETWORK CORPORATION
       
           
Ticker: DISH
Security ID: 25470M109    
Meeting Date: MAY 02, 2013
Meeting Type: Annual
   
Record Date: MAR 07, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Joseph P. Clayton
For
Withhold
Management
1.2
Elect Director James DeFranco
For
Withhold
Management
1.3
Elect Director Cantey M. Ergen
For
Withhold
Management
1.4
Elect Director Charles W. Ergen
For
Withhold
Management
1.5
Elect Director Steven R. Goodbarn
For
For
Management
1.6
Elect Director Gary S. Howard
For
For
Management
1.7
Elect Director David K. Moskowitz
For
Withhold
Management
1.8
Elect Director Tom A. Ortolf
For
For
Management
1.9
Elect Director Carl E. Vogel
For
Withhold
Management
2
Ratify Auditors
 
For
For
Management
3
Amend Qualified Employee Stock
For
For
Management
 
Purchase Plan
       
 

 
ECHOSTAR CORPORATION
       
           
Ticker: SATS
Security ID: 278768106    
Meeting Date: MAY 01, 2013
Meeting Type: Annual
   
Record Date: MAR 07, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director R. Stanton Dodge
For
Withhold
Management
1.2
Elect Director Michael T. Dugan
For
Withhold
Management
1.3
Elect Director Charles W. Ergen
For
Withhold
Management
1.4
Elect Director Anthony M. Federico
For
For
Management
1.5
Elect Director Pradman P. Kaul
For
Withhold
Management
1.6
Elect Director Tom A. Ortolf
For
For
Management
1.7
Elect Director C. Michael Schroeder
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Other Business
 
For
Against
Management
 
 
 

 
 
EXPEDIA, INC.
           
Ticker: EXPE Security ID: 30212P303    
Meeting Date: JUN 18, 2013
Meeting Type: Annual
   
Record Date: APR 19, 2013        
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director George (Skip) Battle
For
For
Management
1.2
Elect Director Pamela L. Coe
For
Withhold
Management
1.3
Elect Director Barry Diller
For
Withhold
Management
1.4
Elect Director Jonathan L. Dolgen
For
Withhold
Management
1.5
Elect Director Craig A. Jacobson
For
Withhold
Management
1.6
Elect Director Victor A. Kaufman
For
Withhold
Management
1.7
Elect Director Peter M. Kern
For
Withhold
Management
1.8
Elect Director Dara Khosrowshahi
For
Withhold
Management
1.9
Elect Director John C. Malone
For
Withhold
Management
1.10
Elect Director Jose A. Tazon
For
For
Management
2
Amend Omnibus Stock Plan
For
Against
Management
3
Approve Qualified Employee Stock
For
For
Management
 
Purchase Plan
     
4
Ratify Auditors
For
For
Management
 

 
FIDELITY NATIONAL INFORMATION SERVICES, INC.
     
           
Ticker: FIS
Security ID: 31620M106    
Meeting Date: MAY 29, 2013
Meeting Type: Annual
   
Record Date: APR 01, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1a
Elect Director Stephan A. James
For
For
Management
1b
Elect Director Frank R. Martire
For
For
Management
1c
Elect Director Gary A. Norcross
For
For
Management
1d
Elect Director James B. Stallings, Jr.
For
For
Management
2
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
3
Amend Omnibus Stock Plan
For
For
Management
4
Ratify Auditors
 
For
For
Management
 

 
FLEXTRONICS INTERNATIONAL LTD.
       
           
Ticker: FLEX Security ID: Y2573F102    
Meeting Date: AUG 30, 2012 Meeting Type: Annual/Special  
Record Date: JUL 02, 2012
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1a
Reelect James A. Davidson as Director
 
For
For
Management
1b
Reelect William D. Watkins
 
as Director For
For
Management
2
Reelect Lay Koon Tan as Director
 
For
For
Management
3
Reappoint Auditors and Authorize Board
 
For
For
Management
 
to Fix Their Remuneration
       
4
Approve Issuance of Shares without
 
For
For
Management
 
Preemptive Rights
       
5
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
1
Authorize Share Repurchase Program
 
For
For
Management
           
 
 
 

 
 
GAYLORD ENTERTAINMENT COMPANY
     
         
Ticker: GET Security ID: 367905106    
Meeting Date: SEP 25, 2012
Meeting Type: Special
   
Record Date: AUG 08, 2012
 
   
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1
Approve Reorganization Plan
 
For
For
Management
2
Authorize the Potential Issuance of
 
For
For
Management
 
Additional Common Stock in Compliance
       
 
of Listing Rules
       
3
Adjourn Meeting
 
For
For
Management
 

 
           
GRAPHIC PACKAGING HOLDING COMPANY
     
           
Ticker: GPK
Security ID: 388689101    
Meeting Date: MAY 22, 2013
Meeting Type: Annual
   
Record Date: MAR 25, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director George V. Bayly
For
For
Management
1.2
Elect Director David D. Campbell
For
For
Management
1.3
Elect Director Harold R. Logan, Jr.
For
For
Management
1.4
Elect Director David A. Perdue
For
For
Management
           
 

 
HALCON RESOURCES CORPORATION
       
           
Ticker: HK
Security ID: 40537Q209    
Meeting Date: JAN 17, 2013
Meeting Type: Special
   
Record Date: DEC 10, 2012
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1
Approve Conversion of Securities
For
For
Management
2
Increase Authorized Common Stock
For
For
Management
3
Adjourn Meeting
 
For
For
Management
           
 

 
           
HALCON RESOURCES CORPORATION
       
           
Ticker: HK Security ID: 40537Q209    
Meeting Date: MAY 23, 2013
Meeting Type: Annual
   
Record Date: MAR 28, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director James L. Irish, III
 
For
For
Management
1.2
Elect Director Daniel A. Rioux
 
For
For
Management
1.3
Elect Director Stephen P. Smiley
 
For
For
Management
1.4
Elect Director Floyd C. Wilson
 
For
For
Management
2
Amend Omnibus Stock Plan
 
For
Against
Management
3
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
4
Advisory Vote on Say on Pay Frequency
 
Three
One Year
Management
     
Years
   
5
Approve Amendment to Certificate of
 
For
Against
Management
 
Incorporation to Adopt Delaware as the
       
 
Exclusive Forum for Certain Legal
       
 
Actions
     
6
Ratify Auditors
For
For
Management
 
 
 

 

 
HCA HOLDINGS, INC.
       
           
Ticker: HCA Security ID:  40412C101    
Meeting Date: APR 24, 2013  
Meeting Type: Annual
 
   
Record Date: MAR 01, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Richard M. Bracken
 
For
Withhold
Management
1.2
Elect Director R. Milton Johnson
 
For
Withhold
Management
1.3
Elect Director John P. Connaughton
 
For
Withhold
Management
1.4
Elect Director Kenneth W. Freeman
 
For
Withhold
Management
1.5
Elect Director Thomas F. Frist, III
 
For
Withhold
Management
1.6
Elect Director William R. Frist
 
For
Withhold
Management
1.7
Elect Director Christopher R. Gordon
 
For
Withhold
Management
1.8
Elect Director Jay O. Light
 
For
For
Management
1.9
Elect Director Geoffrey G. Meyers
 
For
For
Management
1.10
Elect Director Michael W. Michelson
 
For
Withhold
Management
1.11
Elect Director James C. Momtazee
 
For
Withhold
Management
1.12
Elect Director Stephen G. Pagliuca
 
For
Withhold
Management
1.13
Elect Director Wayne J. Riley
 
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
 

 
HOST HOTELS & RESORTS, INC.
       
           
Ticker: HST Security ID:  44107P104    
Meeting Date: MAY 16, 2013
Meeting Type: Annual
   
Record Date: MAR 20, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Sheila C. Bair
 
For
For
Management
1.2
Elect Director Robert M. Baylis
 
For
For
Management
1.3
Elect Director Terence C. Golden
 
For
For
Management
1.4
Elect Director Ann M. Korologos
 
For
For
Management
1.5
Elect Director Richard E. Marriott
 
For
For
Management
1.6
Elect Director John B. Morse, Jr.
 
For
For
Management
1.7
Elect Director Walter C. Rakowich
 
For
For
Management
1.8
Elect Director Gordon H. Smith
 
For
For
Management
1.9
Elect Director W. Edward Walter
 
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
 
 
 

 
 
IRON MOUNTAIN INCORPORATED
       
         
Ticker: IRM Security ID: 462846106    
Meeting Date: JUN 06, 2013
Meeting Type: Annual
   
Record Date: APR 12, 2013
 
   
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1a
Elect Director Ted R. Antenucci
 
For
For
Management
1b
Elect Director Clarke H. Bailey
 
For
For
Management
1c
Elect Director Kent P. Dauten
 
For
For
Management
1d
Elect Director Paul F. Deninger
 
For
For
Management
1e
Elect Director Per-Kristian Halvorsen
 
For
For
Management
1f
Elect Director Michael W. Lamach
 
For
For
Management
1g
Elect Director Arthur D. Little
 
For
For
Management
1h
Elect Director William L. Meaney
 
For
For
Management
1i
Elect Director Vincent J. Ryan
 
For
For
Management
1j
Elect Director Laurie A. Tucker
 
For
For
Management
1k
Elect Director Alfred J. Verrecchia
 
For
For
Management
2
Approve Qualified Employee Stock
 
For
For
Management
 
Purchase Plan
       
3
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
4
Ratify Auditors
 
For
For
Management
 

 
LIBERTY INTERACTIVE CORPORATION
     
           
Ticker: LINTA
Security ID: 53071M104    
Meeting Date: AUG 08, 2012
Meeting Type: Annual
   
Record Date: JUN 25, 2012
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1
Authorize a New Class of Common Stock
For
Against
Management
2
Adjourn Meeting
 
For
Against
Management
3.1
Elect Director Michael A. George
For
For
Management
3.2
Elect Director Gregory B. Maffei
For
For
Management
3.3
Elect Director M. Lavoy Robison
For
For
Management
4
Ratify Auditors
 
For
For
Management
 

 
LIBERTY INTERACTIVE CORPORATION
     
           
Ticker: LINTA
Security ID: 53071M104    
Meeting Date: JUN 04, 2013
Meeting Type: Annual
   
Record Date: APR 10, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director John C. Malone
For
For
Management
1.2
Elect Director M. Ian G. Gilchrist
For
Withhold
Management
1.3
Elect Director Andrea L. Wong
For
Withhold
Management
2
Approve Omnibus Stock Plan
For
Against
Management
3
Ratify Auditors
 
For
For
Management
 
 
 

 
 
LIBERTY INTERACTIVE CORPORATION
     
       
Ticker: LINTA Security ID: 53071M880    
Meeting Date: JUN 04, 2013
Meeting Type: Annual
   
Record Date: APR 10, 2013
     
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director John C. Malone
 
For
For
Management
1.2
Elect Director M. Ian G. Gilchrist
 
For
Withhold
Management
1.3
Elect Director Andrea L. Wong
 
For
Withhold
Management
2
Approve Omnibus Stock Plan
 
For
Against
Management
3
Ratify Auditors
 
For
For
Management
 

 
LIBERTY MEDIA CORPORATION
       
           
Ticker: LMCA
Security ID: 530322106    
Meeting Date: AUG 08, 2012
Meeting Type: Annual
   
Record Date: JUN 25, 2012
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Donne F. Fisher
For
For
Management
1.2
Elect Director Gregory B. Maffei
For
For
Management
1.3
Elect Director Andrea L. Wong
For
For
Management
2
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
3
Advisory Vote on Say on Pay Frequency
Three
One Year
Management
     
Years
   
4
Approve Omnibus Stock Plan
For
Against
Management
5
Approve Non-Employee Director Omnibus
For
Against
Management
 
Stock Plan
       
6
Ratify Auditors
 
For
For
Management
 
 
 

 
 
LIBERTY MEDIA CORPORATION
       
           
Ticker: LMCA
Security ID: 531229102    
Meeting Date: JUN 04, 2013
Meeting Type: Annual
   
Record Date: APR 10, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director John C. Malone
For
For
Management
1.2
Elect Director Robert R. Bennett
For
For
Management
1.3
Elect Director M. Ian G. Gilchrist
For
Withhold
Management
2
Approve Omnibus Stock Plan
For
Against
Management
3
Approve Non-Employee Director Omnibus
For
Against
Management
 
Stock Plan
       
4
Ratify Auditors
 
For
For
Management
 

 
LIONS GATE ENTERTAINMENT CORP.
     
           
Ticker: LGF Security ID: 535919203    
Meeting Date: SEP 11, 2012
Meeting Type: Annual/Special
 
Record Date: JUL 23, 2012        
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Norman Bacal
For
For
Management
1.2
Elect Director Michael Burns
For
For
Management
1.3
Elect Director Arthur Evrensel
For
Withhold
Management
1.4
Elect Director Jon Feltheimer
For
For
Management
1.5
Elect Director Frank Giustra
For
Withhold
Management
1.6
Elect Director Morley Koffman
For
For
Management
1.7
Elect Director Harald Ludwig
For
For
Management
1.8
Elect Director G. Scott Paterson
For
For
Management
1.9
Elect Director Mark H. Rachesky
For
For
Management
1.10
Elect Director Daryl Simm
For
For
Management
1.11
Elect Director Hardwick Simmons
For
For
Management
1.12
Elect Director Phyllis Yaffe
For
For
Management
2
Ratify Ernst & Young LLP as Auditors
For
For
Management
3
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
4
Approve Omnibus Stock Plan
For
For
Management
5
Other Business
For
Against
Management
 

 
MYLAN INC.
       
           
Ticker: MYL
Security ID:  628530107    
Meeting Date: MAY 24, 2013 Meeting Type: Annual    
Record Date: MAR 22, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Heather Bresch
 
For
For
Management
1.2
Elect Director Wendy Cameron
 
For
For
Management
1.3
Elect Director Robert J. Cindrich
 
For
For
Management
1.4
Elect Director Robert J. Coury
 
For
For
Management
1.5
Elect Director Neil Dimick
 
For
For
Management
1.6
Elect Director Melina Higgins
 
For
For
Management
1.7
Elect Director Douglas J. Leech
 
For
For
Management
1.8
Elect Director Rajiv Malik
 
For
For
Management
1.9
Elect Director Joseph C. Maroon
 
For
For
Management
1.10
Elect Director Mark W. Parrish
 
For
For
Management
1.11
Elect Director Rodney L. Piatt
 
For
For
Management
1.12
Elect Director C.B. Todd
 
For
For
Management
1.13
Elect Director Randall L. (Pete)
 
For
For
Management
 
Vanderveen
       
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
 
For
Against
Management
 
Executive Officers' Compensation
       
4
Require Independent Board Chairman
 
Against
For
Shareholder
           
 

 
NATIONAL CINEMEDIA, INC.
       
           
Ticker: NCMI
Security ID: 635309107    
Meeting Date: MAY 01, 2013
Meeting Type: Annual
   
Record Date: MAR 12, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Amy E. Miles
For
For
Management
1.2
Elect Director Lee Roy Mitchell
For
For
Management
1.3
Elect Director Craig R. Ramsey
For
For
Management
2
Approve Executive Incentive Bonus Plan
For
For
Management
3
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
4
Amend Omnibus Stock Plan
For
For
Management
5
Ratify Auditors
For
For
Management
6
Require a Majority Vote for the
Against
For
Shareholder
 
Election of Directors
     
 
 
 

 
 
NIELSEN HOLDINGS N.V.
       
           
Ticker: NLSN
Security ID: N63218106
   
Meeting Date: MAY 07, 2013
Meeting Type: Annual
   
Record Date: APR 09, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1
Adopt Financial Statements and
 
For
For
Management
 
Statutory Reports
       
2
Approve Discharge of Board of Directors For
For
Management
3a
Elect Director David L. Calhoun
 
For
Against
Management
3b
Elect Director James A. Attwood, Jr.
 
For
Against
Management
3c
Elect Director Richard J. Bressler
 
For
Against
Management
3d
Elect Director Patrick Healy
 
For
Against
Management
3e
Elect Director Karen M. Hoguet
 
For
For
Management
3f
Elect Director James M. Kilts
 
For
Against
Management
3g
Elect Director Alexander Navab
 
For
Against
Management
3h
Elect Director Robert Pozen
 
For
For
Management
3i
Elect Director Vivek Ranadive
 
For
Against
Management
3j
Elect Director Robert Reid
 
For
Against
Management
3k
Elect Director Javier G. Teruel
 
For
For
Management
4
Ratify Ernst & Young LLP as Auditors
 
For
For
Management
5
Appoint Ernst and Young Accountants
 
For
For
Management
 
LLP to Audit the Dutch Statutory
       
 
Annual Accounts
       
6
Amend Omnibus Stock Plan
 
For
For
Management
7
Authorize Repurchase of Up to 10
 
For
For
Management
 
Percent of Issued Share Capital
       
8
Advisory Vote to Approve Remuneration
 
For
For
Management
 
of Executives
       
 

 
NXP SEMICONDUCTORS NV
       
           
Ticker: NXPI
Security ID: N6596X109    
Meeting Date: MAY 30, 2013
Meeting Type: Annual
   
Record Date: MAY 02, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1
Open Meeting
 
None
None
Management
2a
Adopt Financial Statements and
For
For
Management
 
Statutory Reports
       
2b
Receive Explanation on Company's
None
None
Management
 
Reserves and Dividend Policy
     
2c
Approve Discharge of Board of Directors For
For
Management
3a
Elect R.L. Clemmer as Director
For
For
Management
3b
Elect Peter Bonfield as Director
For
For
Management
3c
Elect J.P. Huth as Director
For
Against
Management
3d
Elect E. Durban as Director
For
Against
Management
3e
Elect K.A. Goldman as Director
For
For
Management
3f
Elect J. Kaeser as Director
For
For
Management
3g
Elect I. Loring as Director
For
Against
Management
3h
Elect M. Plantevin as Director
For
Against
Management
3i
Elect V. Bhatia as Director
For
For
Management
3j
Elect R. MacKenzie as Director
For
Against
Management
3k
Elect Jean-Pierre Saad as Director
For
Against
Management
4
Authorize Repurchase of Up to 50
For
Against
Management
 
Percent of Issued Share Capital
     
5
Other Business (Non-Voting)
None
None
Management
 
 
 

 
 
PVH CORP.
       
           
Ticker: PVH
Security ID: 693656100
   
Meeting Date: JUN 20, 2013
Meeting Type: Annual
   
Record Date: APR 23, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Mary Baglivo
 
For
For
Management
1.2
Elect Director Emanuel Chirico
 
For
For
Management
1.3
Elect Director Juan R. Figuereo
 
For
For
Management
1.4
Elect Director Joseph B. Fuller
 
For
For
Management
1.5
Elect Director Fred Gehring
 
For
For
Management
1.6
Elect Director Margaret L. Jenkins
 
For
For
Management
1.7
Elect Director Bruce Maggin
 
For
For
Management
1.8
Elect Director V. James Marino
 
For
For
Management
1.9
Elect Director Helen McCluskey
 
For
For
Management
1.10
Elect Director Henry Nasella
 
For
For
Management
1.11
Elect Director Rita M. Rodriguez
 
For
For
Management
1.12
Elect Director Craig Rydin
 
For
For
Management
2
Approve Executive Incentive Bonus Plan
 
For
For
Management
3
Approve Executive Incentive Bonus Plan
 
For
For
Management
4
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
5
Ratify Auditors
 
For
For
Management
 

 
REGAL ENTERTAINMENT GROUP
       
           
Ticker: RGC
Security ID: 758766109    
Meeting Date: MAY 08, 2013
Meeting Type: Annual
   
Record Date: MAR 13, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Thomas D. Bell, Jr.
For
For
Management
1.2
Elect Director David H. Keyte
For
For
Management
1.3
Elect Director Amy E. Miles
For
For
Management
1.4
Elect Director Lee M. Thomas
For
For
Management
2
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
3
Amend Bundled Compensation Plans
For
For
Management
4
Ratify Auditors
 
For
For
Management
 
 
 

 
 
REPUBLIC SERVICES, INC.
       
           
Ticker: RSG
Security ID: 760759100
   
Meeting Date: MAY 09, 2013
Meeting Type: Annual
   
Record Date: MAR 12, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1a
Elect Director James W. Crownover
 
For
For
Management
1b
Elect Director William J. Flynn
 
For
For
Management
1c
Elect Director Michael Larson
 
For
For
Management
1d
Elect Director Nolan Lehmann
 
For
For
Management
1e
Elect Director W. Lee Nutter
 
For
For
Management
1f
Elect Director Ramon A. Rodriguez
 
For
For
Management
1g
Elect Director Donald W. Slager
 
For
For
Management
1h
Elect Director Allan C. Sorensen
 
For
For
Management
1i
Elect Director John M. Trani
 
For
For
Management
1j
Elect Director Michael W. Wickham
 
For
For
Management
2
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
3
Ratify Auditors
 
For
For
Management
4
Amend Omnibus Stock Plan
 
For
For
Management
5
Adopt a Policy in which the Company
 
Against
For
Shareholder
 
will not Make or Promise to Make Any
       
 
Death Benefit Payments to Senior
       
 
Executives
       
6
Report on Political Contributions
 
Against
Against
Shareholder
 

 
RYMAN HOSPITALITY PROPERTIES, INC.
       
           
Ticker: RHP
Security ID: 78377T107
   
Meeting Date: MAY 09, 2013
Meeting Type: Annual
   
Record Date: MAR 20, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Michael J. Bender
 
For
Against
Management
1.2
Elect Director E. K. Gaylord, II
 
For
For
Management
1.3
Elect Director Ralph Horn
 
For
For
Management
1.4
Elect Director Ellen Levine
 
For
For
Management
1.5
Elect Director Robert S. Prather, Jr.
 
For
For
Management
1.6
Elect Director Colin V. Reed
 
For
For
Management
1.7
Elect Director Michael D. Rose
 
For
For
Management
1.8
Elect Director Michael I. Roth
 
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
 
 
 

 
 
SEALED AIR CORPORATION
     
           
Ticker: SEE Security ID: 81211K100    
Meeting Date: MAY 16, 2013
Meeting Type: Annual
   
Record Date: MAR 18, 2013        
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1
Elect Director Hank Brown
 
For
For
Management
2
Elect Director Michael Chu
 
For
For
Management
3
Elect Director Lawrence R. Codey
 
For
For
Management
4
Elect Director Patrick Duff
 
For
For
Management
5
Elect Director William V. Hickey
 
For
For
Management
6
Elect Director Jacqueline B. Kosecoff
 
For
For
Management
7
Elect Director Kenneth P. Manning
 
For
For
Management
8
Elect Director William J. Marino
 
For
For
Management
9
Elect Director Jerome A. Peribere
 
For
For
Management
10
Elect Director Richard L. Wambold
 
For
For
Management
11
Elect Director Jerry R. Whitaker
 
For
For
Management
12
Amend Restricted Stock Plan
 
For
For
Management
13
Amend Executive Incentive Bonus Plan
 
For
For
Management
14
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
15
Ratify Auditors
 
For
For
Management
 

 
SENSATA TECHNOLOGIES HOLDING N.V.
 
           
Ticker: 9ST
Security ID: N7902X106    
Meeting Date: MAY 22, 2013 Meeting Type: Annual    
Record Date: APR 24, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Thomas Wroe, Jr. as Director
 
For
For
Management
1.2
Elect Martha Sullivan as Director
 
For
For
Management
1.3
Elect Lewis B. Campbell as Director
 
For
For
Management
1.4
Elect Paul Edgerley as Director
 
For
For
Management
1.5
Elect Michael J. Jacobson as Director
 
For
For
Management
1.6
Elect John Lewis as Director
 
For
For
Management
1.7
Elect Charles W. Peffer as Director
 
For
For
Management
1.8
Elect Kirk P. Pond as Director
 
For
For
Management
1.9
Elect Michael Ward as Director
 
For
For
Management
1.10
Elect Stephen Zide as Director
 
For
For
Management
2
Ratify Ernst & Young LLP as Auditors
 
For
For
Management
3
Approve Financial Statements and
 
For
For
Management
 
Statutory Reports for Fiscal Year 2012
       
4
Approve Discharge of Board
 
For
For
Management
5
Approve Remuneration of Supervisory
 
For
Against
Management
 
Board
       
6
Grant Board Authority to Repurchase
 
For
For
Management
 
Shares
       
7
Amend Omnibus Stock Plan
 
For
For
Management
 

 
SERVICE CORPORATION INTERNATIONAL
   
           
Ticker: SCI
Security ID: 817565104    
Meeting Date: MAY 08, 2013
Meeting Type: Annual
   
Record Date: MAR 12, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Alan R. Buckwalter
For
For
Management
1.2
Elect Director Victor L. Lund
For
For
Management
1.3
Elect Director John W. Mecom, Jr.
For
For
Management
2
Ratify Auditors
For
For
Management
3
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
 
 
 

 
 
SILGAN HOLDINGS INC.
 
           
Ticker: SLGN
Security ID: 827048109    
Meeting Date: JUN 03, 2013
Meeting Type: Annual
   
Record Date: APR 19, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director R. Philip Silver
For
Withhold
Management
1.2
Elect Director William C. Jennings
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
 

 
SPX CORPORATION
 
           
Ticker: SPW
Security ID: 784635104    
Meeting Date: MAY 02, 2013
Meeting Type: Annual
   
Record Date: MAR 11, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Terry S. Lisenby
For
For
Management
1.2
Elect Director David V. Singer
For
For
Management
2
Advisory Vote to Ratify Named
For
Against
Management
 
Executive Officers' Compensation
     
3
Declassify the Board of Directors
For
For
Management
4
Ratify Auditors
 
For
For
Management
 

 
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
 
           
Ticker: HOT
Security ID: 85590A401    
Meeting Date: MAY 30, 2013 Meeting Type: Annual    
Record Date: APR 03, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Frits van Paasschen
 
For
For
Management
1.2
Elect Director Bruce W. Duncan
 
For
For
Management
1.3
Elect Director Adam M. Aron
 
For
For
Management
1.4
Elect Director Charlene Barshefsky
 
For
For
Management
1.5
Elect Director Thomas E. Clarke
 
For
For
Management
1.6
Elect Director Clayton C. Daley, Jr.
 
For
For
Management
1.7
Elect Director Lizanne Galbreath
 
For
For
Management
1.8
Elect Director Eric Hippeau
 
For
For
Management
1.9
Elect Director Aylwin B. Lewis
 
For
For
Management
1.10
Elect Director Stephen R. Quazzo
 
For
For
Management
1.11
Elect Director Thomas O. Ryder
 
For
For
Management
2
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
     
3
Approve Omnibus Stock Plan
For
For
Management
4
Ratify Auditors
For
For
Management
 
 
 

 
 
STARZ
         
           
Ticker: STRZA
Security ID: 85571Q102
   
Meeting Date: JUN 06, 2013 Meeting Type: Annual    
Record Date: APR 17, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Gregory B. Maffei
 
For
Withhold
Management
1.2
Elect Director Irving L. Azoff
 
For
For
Management
1.3
Elect Director Susan M. Lyne
 
For
For
Management
2
Advisory Vote to Ratify Named
 
For
Against
Management
 
Executive Officers' Compensation
       
3
Advisory Vote on Say on Pay Frequency
 
Three
One Year
Management
     
Years
   
4
Amend Charter to Recapitalize the
 
For
For
Management
 
Company by Deleting Provisions
       
 
Relating to the Company's Capital and
       
 
Starz Tracking Stock Groups
       
5
Authorize a New Class of Common Stock
 
For
For
Management
6
Reclassify Each Share of Each Series
 
For
For
Management
 
of the Company's Existing Liberty
       
 
Capital Common Stock Into One Share of
       
 
the Corresponding Series of the
       
 
Company's Common Stock
       
7
Amend Charter to Make Certain
 
For
For
Management
 
Conforming Changes that Will be
       
 
Necessary as a Result of the Charter
       
 
Proposals
       
8
Ratify Auditors
 
For
For
Management
 

 
STEWART ENTERPRISES, INC.
       
           
Ticker: STEI
Security ID: 860370105    
Meeting Date: APR 18, 2013
Meeting Type: Annual
   
Record Date: FEB 19, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director John B. Elstrott, Jr.
For
For
Management
1.2
Elect Director Thomas M. Kitchen
For
For
Management
1.3
Elect Director Alden J. McDonald, Jr.
For
For
Management
1.4
Elect Director Ronald H. Patron
For
For
Management
1.5
Elect Director Ashton J. Ryan, Jr.
For
For
Management
1.6
Elect Director John K. Saer, Jr.
For
For
Management
1.7
Elect Director Frank B. Stewart, Jr.
For
Withhold
Management
2
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
3
Ratify Auditors
 
For
For
Management
 
 
 

 
 
SUPERIOR ENERGY SERVICES, INC.
   
           
Ticker: SPN Security ID: 868157108    
Meeting Date: JUN 06, 2013
Meeting Type: Annual
   
Record Date: APR 19, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Harold J. Bouillion
 
For
For
Management
1.2
Elect Director Enoch L. Dawkins
 
For
For
Management
1.3
Elect Director David D. Dunlap
 
For
For
Management
1.4
Elect Director James M. Funk
 
For
For
Management
1.5
Elect Director Terence E. Hall
 
For
For
Management
1.6
Elect Director Ernest E. 'Wyn' Howard,
 
For
For
Management
 
III
       
1.7
Elect Director Peter D. Kinnear
 
For
For
Management
1.8
Elect Director Michael M. McShane
 
For
For
Management
1.9
Elect Director W. Matt Ralls
 
For
For
Management
1.10
Elect Director Justin L. Sullivan
 
For
For
Management
2
Advisory Vote to Ratify Named
 
For
Against
Management
 
Executive Officers' Compensation
       
3
Approve Omnibus Stock Plan
 
For
For
Management
4
Approve Qualified Employee Stock
 
For
For
Management
 
Purchase Plan
       
5
Amend Stock Ownership Limitations
 
For
For
Management
6
Ratify Auditors
 
For
For
Management
 

 
TELEFLEX INCORPORATED
   
           
Ticker: TFX
Security ID: 879369106    
Meeting Date: MAY 03, 2013
Meeting Type: Annual
   
Record Date: MAR 04, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1a
Elect Director Patricia C. Barron
For
For
Management
1b
Elect Director W. Kim Foster
For
For
Management
1c
Elect Director Jeffrey A. Graves
For
For
Management
1d
Elect Director James W. Zug
For
For
Management
2
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
3
Ratify Auditors
 
For
For
Management
 

 
THE COOPER COMPANIES, INC.
       
           
Ticker: COO
Security ID: 216648402    
Meeting Date: MAR 21, 2013
Meeting Type: Annual
   
Record Date: JAN 25, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director A. Thomas Bender
For
For
Management
1.2
Elect Director Michael H. Kalkstein
For
For
Management
1.3
Elect Director Jody S. Lindell
For
For
Management
1.4
Elect Director Gary S. Petersmeyer
For
For
Management
1.5
Elect Director Donald Press
For
For
Management
1.6
Elect Director Steven Rosenberg
For
For
Management
1.7
Elect Director Allan E. Rubenstein
For
For
Management
1.8
Elect Director Robert S. Weiss
For
For
Management
1.9
Elect Director Stanley Zinberg
For
For
Management
2
Ratify Auditors
For
For
Management
3
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
         
 
 
 

 
 
THE GEO GROUP, INC.
       
           
Ticker: GEO
Security ID: 36159R103    
Meeting Date: MAY 07, 2013
Meeting Type: Annual
   
Record Date: MAR 14, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Clarence E. Anthony
For
For
Management
1.2
Elect Director Norman A. Carlson
For
For
Management
1.3
Elect Director Anne N. Foreman
For
For
Management
1.4
Elect Director Richard H. Glanton
For
For
Management
1.5
Elect Director Christopher C. Wheeler
For
For
Management
1.6
Elect Director George C. Zoley
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
For
Against
Management
 
Executive Officers' Compensation
     
4
Report on Lobbying Payments and Policy
Against
For
Shareholder
5
Other Business
 
For
Against
Management
 

 
THE MANITOWOC COMPANY, INC.
       
           
Ticker: MTW
Security ID: 563571108    
Meeting Date: MAY 07, 2013
Meeting Type: Annual
   
Record Date: FEB 28, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Joan K. Chow
For
For
Management
1.2
Elect Director Kenneth W. Krueger
For
For
Management
1.3
Elect Director Robert C. Stift
For
For
Management
2
Approve Omnibus Stock Plan
For
For
Management
3
Adopt Majority Voting for Uncontested
For
For
Management
 
Election of Directors
       
4
Ratify Auditors
 
For
For
Management
5
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
 

 
TREEHOUSE FOODS, INC.
     
         
Ticker: THS Security ID: 89469A104    
Meeting Date: APR 25, 2013
Meeting Type: Annual
   
Record Date: MAR 05, 2013        
         
# Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director George V. Bayly
 
For
For
Management
1.2
Elect Director Diana S. Ferguson
For
For
Management
1.3
Elect Director Gary D. Smith
For
For
Management
2
Ratify Auditors
For
For
Management
3
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
 
 
 

 
 
TW TELECOM INC.
     
           
Ticker: TWTC
Security ID: 87311L104    
Meeting Date: JUN 07, 2013
Meeting Type: Annual
   
Record Date: APR 10, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Gregory J. Attorri
For
For
Management
1.2
Elect Director Spencer B. Hays
For
For
Management
1.3
Elect Director Larissa L. Herda
For
For
Management
1.4
Elect Director Kevin W. Mooney
For
For
Management
1.5
Elect Director Kirby G. Pickle
For
For
Management
1.6
Elect Director Roscoe C. Young, II
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
4
Require Independent Board Chairman
Against
For
Shareholder
 

 
UNITED RENTALS, INC.
       
           
Ticker: URI
Security ID: 911363109    
Meeting Date: MAY 08, 2013 Meeting Type: Annual    
Record Date: MAR 11, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Jenne K. Britell
 
For
For
Management
1.2
Elect Director Jose B. Alvarez
 
For
For
Management
1.3
Elect Director Bobby J. Griffin
 
For
For
Management
1.4
Elect Director Michael J. Kneeland
 
For
For
Management
1.5
Elect Director Pierre E. Leroy
 
For
For
Management
1.6
Elect Director Singleton B. McAllister
 
For
For
Management
1.7
Elect Director Brian D. McAuley
 
For
For
Management
1.8
Elect Director John S. McKinney
 
For
For
Management
1.9
Elect Director James H. Ozanne
 
For
For
Management
1.10
Elect Director Jason D. Papastavrou
 
For
For
Management
1.11
Elect Director Filippo Passerini
 
For
For
Management
1.12
Elect Director Donald C. Roof
 
For
For
Management
1.13
Elect Director Keith Wimbush
 
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
 
For
For
Management
 
Executive Officers' Compensation
       
 
 
 

 
 
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.

Ticker: VRX
Security ID: 91911K102
   
Meeting Date: MAY 21, 2013 Meeting Type: Annual    
Record Date: APR 03, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1a
Elect Director Ronald H. Farmer
 
For
For
Management
1b
Elect Director Robert A. Ingram
 
For
For
Management
1c
Elect Director Theo Melas-Kyriazi
 
For
For
Management
1d
Elect Director G. Mason Morfit
 
For
For
Management
1e
Elect Director Laurence E. Paul
 
For
For
Management
1f
Elect Director J. Michael Pearson
 
For
For
Management
1g
Elect Director Robert N. Power
 
For
For
Management
1h
Elect Director Norma A. Provencio
 
For
For
Management
1i
Elect Director Howard B. Schiller
 
For
For
Management
1j
Elect Director Lloyd M. Segal
 
For
For
Management
1k
Elect Director Katharine B. Stevenson
 
For
For
Management
2
Advisory Vote on Executive
 
For
For
Management
 
Compensation Approach
       
3
Ratify PricewaterhouseCoopers LLP as
 
For
For
Management
 
Auditors
       
4
Approve Continuance of Company [CBCA
 
For
Against
Management
 
to BCBCA]
       
 

 
VIASAT, INC.
       
           
Ticker: VSAT
Security ID: 92552V100    
Meeting Date: SEP 20, 2012
Meeting Type: Annual
   
Record Date: JUL 23, 2012
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Robert Johnson
For
For
Management
1.2
Elect Director John Stenbit
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
4
Amend Omnibus Stock Plan
For
For
Management
 

 
WHITING PETROLEUM CORPORATION
     
           
Ticker: WLL
Security ID: 966387102    
Meeting Date: MAY 07, 2013
Meeting Type: Annual
   
Record Date: MAR 12, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Thomas L. Aller
For
For
Management
1.2
Elect Director Michael B. Walen
For
For
Management
2
Approve Omnibus Stock Plan
For
For
Management
3
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
4
Ratify Auditors
 
For
For
Management
 
 
 

 
 
WOLVERINE WORLD WIDE, INC.
       
           
Ticker: WWW
Security ID: 978097103    
Meeting Date: APR 18, 2013
Meeting Type: Annual
   
Record Date: MAR 01, 2013
       
           
#
Proposal
 
Mgt Rec
Vote Cast
Sponsor
1.1
Elect Director Jeffrey M. Boromisa
For
For
Management
1.2
Elect Director David T. Kollat
For
For
Management
1.3
Elect Director Timothy J. O'Donovan
For
For
Management
2
Ratify Auditors
 
For
For
Management
3
Advisory Vote to Ratify Named
For
For
Management
 
Executive Officers' Compensation
     
4
Approve Omnibus Stock Plan
For
For
Management
 
========== END NPX REPORT

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


AQUILA THREE PEAKS OPPORTUNTIY GROWTH FUND

 
/s/  Diana P. Herrmann
Diana P. Herrmann
President and Trustee

July 26, 2013

 
/s/  Joseph P. DiMaggio
Joseph P. DiMaggio
Chief Financial Officer and Treasurer

July 26, 2013
 
 

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