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NCFT

25.50
0.00 (0.00%)
01 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
NYSE:NCFT NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 25.50 0 01:00:00

Statement of Changes in Beneficial Ownership (4)

13/05/2015 4:57pm

Edgar (US Regulatory)


FORM 4
[ X ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

SKM Partners, LLC
2. Issuer Name and Ticker or Trading Symbol

Norcraft Companies, Inc. [ NCFT ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      __ X __ 10% Owner
_____ Officer (give title below)      _____ Other (specify below)
(Last)          (First)          (Middle)

601 LEXINGTON AVENUE, 53RD FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

5/12/2015
(Street)

NEW YORK, NY 10022
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   5/12/2015     U    5631751   (1) D $25.50   0   I   See footnote   (2)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  5,521,325 shares held by SKM Equity Fund III, L.P. and 110,426 shares held by SKM Investment Fund.
( 2)  SKM Partners, LLC is the general partner of SKM Equity Fund III, L.P. Apax Partners, L.P. is the managing partner of SKM Investment Fund. Apax Partners, LLC is the general partner of Apax Partners, LP. John Megrue is the managing member of SKM Partners, LLC and Apax Partners, LLC. By virtue of these relationships, SKM Partners, LLC, Apax Partners, L.P., Apax Partners, LLC and Mr. Megrue may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by SKM Equity Fund III, L.P. and SKM Investment Fund. Each of SKM Partners, LLC, Apax Partners, L.P., Apax Partners, LLC and Mr. Megrue disclaims beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
SKM Partners, LLC
601 LEXINGTON AVENUE
53RD FLOOR
NEW YORK, NY 10022

X

SKM EQUITY FUND III L P
601 LEXINGTON AVENUE
53RD FLOOR
NEW YORK, NY 10022

X

SKM INVESTMENT FUND
601 LEXINGTON AVENUE
53RD FLOOR
NEW YORK, NY 10022

X

Apax Partners, LLC
601 LEXINGTON AVENUE
53RD FLOOR
NEW YORK, NY 10022

X

Apax Partners, LP
601 LEXINGTON AVENUE
53RD FLOOR
NEW YORK, NY 10022

X

MEGRUE JOHN F
601 LEXINGTON AVENUE
53RD FLOOR
NEW YORK, NY 10022

X


Signatures
/s/ Eric Tanquist, Attorney-in-Fact for SKM Partners, LLC 5/12/2015
** Signature of Reporting Person Date

/s/ Eric Tanquist, Attorney-in-Fact for SKM Equity Fund III, L.P. 5/12/2015
** Signature of Reporting Person Date

/s/ Eric Tanquist, Attorney-in-Fact for SKM Investment Fund 5/12/2015
** Signature of Reporting Person Date

/s/ Eric Tanquist, Attorney-in-Fact for Apax Partners, LLC 5/12/2015
** Signature of Reporting Person Date

/s/ Eric Tanquist, Attorney-in-Fact for Apax Partners, L.P. 5/12/2015
** Signature of Reporting Person Date

/s/ Eric Tanquist, Attorney-in-Fact for John F. Megrue 5/12/2015
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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